- Raymond James Financial, Inc. (St. Petersburg, FL)
- …processes and exceptional customer service skills * Concepts, practices, and procedures of banking compliance and knowledge of the securities industry a plus * ... education, experience, specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned… more
- Sallie Mae (Sterling, VA)
- … Risk reports to the Compliance Risk and Fair & Responsible Banking Officer. The Senior Manager will be responsible for managing and implementing ... compliance risk strategies, policies, and procedures for the Fair and Responsible Banking Program (FRB) analysis oversight and risk reviews. Analysis and… more
- PNC (Pittsburgh, PA)
- …company's success. As a Compliance Program Specialist Senior within PNC's Enterprise Compliance Fair Banking organization, you will be based in ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Position Overview: As a Compliance ...the CRA Compliance team within PNC's Enterprise Compliance Fair Banking organization, you… more
- US Bank (Minneapolis, MN)
- …systems and associated risks/controls + Professional Certification, such as Certified Regulatory Compliance Manager (CRCM), Juris Doctor (JD) or certified audit ... that aligns with their experience.** We are seeking a highly skilled and knowledge fair and responsible banking expert, with a primary focus on redlining risk… more
- US Bank (Tempe, AZ)
- …One. **Job Description** We are **hiring for multiple positions** which will report to the Fair and Responsible Banking Analytics Manager and supports the US ... Bancorp's Company's Fair and Responsible Banking Program Policy ("Policy") by performing discrimination risk analytics testing and monitoring activities covering… more
- TD Bank (New York, NY)
- …debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... new laws, regulations, rules, and interpretations or guidance relating to Investment Banking Compliance across all jurisdictions. + Ensure day-to-day activities… more
- MUFG (Los Angeles, CA)
- …Summary** : VP Client Service Reporting to the Head of Client Service -Transaction Banking for the Americas, the VP of Client Service will be responsible for a ... team servicing clients in the GCIB/JCB Transaction Banking book of business in the Americas. This role...features and benefits, and technical developments. + Actively ensure compliance with the Bank's Business Standards of Conduct and… more
- Capital One (Mclean, VA)
- Senior Risk Manager - Regulatory Change, Cross Border Banking , Commercial Banking Policy Office, Conduct and Incentive Risk Commercial Risk is the first line ... of defense, managing non-credit risk for the Commercial Banking line of business. Commercial Risk leads regulatory and...internal and external partners for Audit, regulatory exams, and compliance assessments, and are the point of contact for… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Private Banking Regional Manager , East Region, will be responsible ... organization. You will partner with internal CIBC Private Wealth Management, Private Banking leadership and group practice leaders to develop and implement a plan… more
- Galileo Financial Technologies, LLC (New York, NY)
- …we work here at https://www.galileo-ft.com/working-at-galileo . The Role We are seeking a Senior Manager to join the Banking Core team. You'll work in a highly ... with superior fraud detection, security, decision-making analytics and regulatory compliance functionality combined with customized, responsive and flexible programs… more
- Bank of America (New York, NY)
- Audit Manager - Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... view the "EEO is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County Fair … more
- Citigroup (Wilmington, DE)
- …knowledge in area of focus. + Related certifications desirable - Certified Regulatory Compliance Manager (CRCM) is a plus **Education:** + Bachelor's degree; ... Serves as a senior function/business/product compliance risk officer for US Personal Banking... Credit Reporting), TCPA (Telephone Communications Protection Act) and Fair Lending and Fairness compliance requirements. +… more
- Citigroup (Irving, TX)
- … requirements. + Advanced knowledge in area of focus + Certified Regulatory Compliance Manager (CRCM) designation, a plus. **Education:** + Bachelor's degree; ... Serves as a senior compliance risk officer for US Personal Banking...Civil Relief Act, UDAAP, Regulation P (Privacy), Regulation V ( Fair Credit Reporting), TCPA (Telephone Communications Protection Act) and… more
- City National Bank (New York, NY)
- *SENIOR RELATIONSHIP MANAGER BUSINESS BANKING * *Park Ave Branch - New York, NY* WHAT IS THE OPPORTUNITY? Develops and manages relationships with business ... banking clients in the assigned business segment and/or geographic...to be in good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** As a Sr Relationship Manager ("Sr.RM") for Financial Institutions Group "FIG", he/she is responsible for the ... with existing and prospective clients for the purpose of providing overall banking services and cross-selling MUFG's products while managing the credit risk exposure… more
- Bank of America (Hartford, CT)
- Business Banking Relationship Manager /Senior Relationship Manager - New Haven or Hartford, CT New Haven, Connecticut;Hartford, Connecticut **Job ... view the "EEO is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County Fair … more
- US Bank (Denver, CO)
- …what you excel at-all from Day One. **Job Description** The Wealth Management Banking Manager is accountable for all aspects of Insurance Premium Finance ... for managing IPF portfolios in a manner than ensures compliance with banking regulations, policies, and procedures,...with applicable local laws, including the Los Angeles County Fair Chance Ordinance and the California Fair … more
- TD Bank (Boston, MA)
- …**Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... role. **Line of Business:** Product Management **Job Description:** The Senior Product Manager oversees the end to end management of assigned products, services and… more
- MUFG (Menlo Park, CA)
- …will provide more details. **Job Summary:** The Growth and Middle Market Technology Banking Team at MUFG covers the most exciting venture backed, private equity ... loan commitments, loan outstandings, and cross sales of related banking products and services, all while ensuring strong credit...and rewarding team environment. + Work with internal partners, Compliance , and Legal to ensure safe and sound deal… more
- Regions Bank (Atlanta, GA)
- …into the careers section of the system. **Job Description:** At Regions, the Corporate Banking New Markets Tax Credit (NMTC) Portfolio and Asset Manager (PAM) is ... responsible for all aspects of underwriting, compliance , portfolio management, and accounting related to the NMTC...This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for… more