- Amerant Bank (Coral Gables, FL)
- The Consumer Compliance , BSA/OFAC Officer Plans, executes, and manages consumer, Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) ... radio ads, search engine marketing ads, disclosures, brochures, and forms to ensure compliance with applicable laws and regulations, including Fair Lending and… more
- Stockman Bank of Montana (Miles City, MT)
- …responsibilities are listed. Other responsibilities may be required as requested by management. 1. Fair And Responsible Banking (FARB) Officer : + Serve as a ... fair lending laws might not apply. 2. Compliance Monitoring Officer : + Keep abreast of...for the higher education requirement. + Strong understanding of fair lending and anti-discrimination banking laws including… more
- Citigroup (Irving, TX)
- …Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)'s US Personal Banking (USPB) Independent Assessment ... monitoring, and reporting programs within the US Personal Banking accordance with the Compliance Testing &...UDAAP, ECOA / Reg B, SCRA, MLA, FCRA and Fair Lending requirements. + Certified Regulatory Compliance … more
- MUFG (Atlanta, GA)
- …of Defense. 3) Proactively maintaining and servicing existing portfolio as Corporate Banking Marketing officer , Developing Banking Business with existing ... recruitment team will provide more details. **Job Summary:** Marketing Officer is responsible for 1) To act as a...banking business. + Perform all duties related to compliance matters as required by management. Ensure adherence to… more
- MUFG (New York, NY)
- …due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, ... Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end… more
- MUFG (Dallas, TX)
- …for 1) Maintaining and servicing existing portfolio including KYC as Marketing Officer (MO), 2) Improving banking business with existing customers, 3) ... 1) maintain relationship and accounts, understanding customers' business, organization and banking transaction, and updating customer information in compliance … more
- MUFG (Los Angeles, CA)
- …of our recruitment team will provide more details. **Position Summary:** The Client Service Officer will act as a point of contact for Transaction Banking of ... the Americas Corporate clients' day-to-day cash management banking needs for information, account assistance and problem resolution. Utilizing working knowledge of… more
- M&T Bank (Bridgeport, CT)
- …the first line of defense risk management responsibilities within Community Banking in accordance with the Enterprise Risk Framework. This includes overseeing ... KRI reporting. + Ensure effective and efficient management and reporting of compliance issues and remediation plans. Develop and oversee processes for identifying… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …strength and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II- Mortgage Origination LOCATION -- Cincinnati, ... FUNCTION: Leads in the identification and assessment of risks ( Fair Lending, Responsible Banking , CRA) and the...and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and… more
- Robert Half Finance & Accounting (Carmel, IN)
- Description We are seeking a VP, Compliance Officer to join our team in the banking industry, based in Carmel, Indiana. This role involves ensuring ... with banking regulations, including CRA, AML, and fair lending practices. Responsibilities: * Oversee compliance ...industry * Proficiency in auditing, with a focus on banking compliance and regulation * Extensive knowledge… more
- Main Street Bank (Marlborough, MA)
- …$110,000.00 - $125,000.00 Salary/year Job Category Banking Description Title: VP Compliance & CRA Officer FLSA Status: Exempt Employment Status: Full Time ... Reporting to the SVP of Strategy and Risk, the Compliance Officer supports the Bank's Compliance...Second Review Committee for reviewing proposed loan denials for fair lending monitoring purposes. + Assist in the ongoing… more
- Sallie Mae (Newark, DE)
- …The Senior Manager, Compliance Risk reports to the Compliance Risk and Fair & Responsible Banking Officer . The Senior Manager will be responsible for ... compliance risk strategies, policies, and procedures for the Fair and Responsible Banking Program (FRB) analysis oversight and risk reviews. Analysis and… more
- CIBC (Chicago, IL)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... Banking and Wealth Management lines of business. US Compliance supports these lines of business by being proactive...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- Citigroup (Tampa, FL)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... an extensive branch network, ATMs, call centers and online/mobile banking . This individual will, in summary, provide compliance...O and FDIC insurance regulations, as well as Privacy, Fair Lending laws, UDAAP and Treating Customers Fairly. +… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Bank of America (Chicago, IL)
- …external regulators **Required Qualifications:** + 10+ yrs experience in commercial and/or corporate banking credit for Credit Sr Officer , 7 + yrs experience in ... commercial and/or corporate banking credit for Credit Risk Officer + Robust understanding of corporate finance and accounting concepts + Must have strong… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Credit Sr. Officer Dallas, Texas;New York, New York; San Francisco,...clients. Key responsibilities include monitoring changes in credit profiles, compliance with credit agreements as well as structuring and… more
- Bank of America (Charlotte, NC)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Commercial Credit Lending Officer - Charlotte, NC Charlotte, North Carolina **Job...process within the Enterprise Credit organization for select Business Banking and Middle Market clients and prospects. Key responsibilities… more
- Bank of America (Chicago, IL)
- …recommending changes as warranted **Required Qualifications:** + 7+ years experience in commercial banking related role for Leasing Credit Sr Officer , 5+ years ... experience in commercial banking related role for Leasing Credit Officer II + Must have proficientcredit and risk analysis skills + Must have proficient… more
- Bank of America (Atlanta, GA)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Sr. Credit Products Officer -Dealer Financial Svs Charlotte, North Carolina;Greensboro, North Carolina;...CPO maintains knowledge of other BofAML products including Investment Banking and Treasury Management that have credit exposure, and… more
