- Morgan Stanley (Baltimore, MD)
- …financial institution, consulting firm or equivalent, demonstrating experience in financial crimes , audit, assurance or compliance testing . * Have a ... packages, and other Morgan Stanley sponsored benefit programs./ **Job:** **Other* **Title:** *Global Financial Crimes : Compliance Testing Vice President*… more
- MUFG (Irving, TX)
- …team will provide more details. **Major Responsibilities:** Responsible for supporting the Global Financial Crimes Compliance Testing ("GFCCT") function ... deep dive reviews and targeted risk-based thematic assessments of financial crimes compliance (AML, Sanctions,...with management with a goal to independently lead end-to-end compliance testing reviews, applying the Bank's … more
- MUFG (Irving, TX)
- …our recruitment team will provide more details. Additional Job Description ** Financial Crimes Compliance Systems Testing , AVP** **Job Summary:** This ** ... Financial Crimes Compliance Systems Testing , AVP** role is in the Global Financial Crimes Division of MUFG Bank, Ltd. This role will be required… more
- Citigroup (Tampa, FL)
- …reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an ... assigned region in accordance with the Compliance Testing (CT) Plan. + Participating in...compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or… more
- MUFG (Irving, TX)
- …or Financial Services Industry; and 5 years of experience must include Global Financial Crimes Compliance Testing , including Sanctions Screening and ... mitigate financial crimes compliance risk. Leading financial crimes system testing processing (test planning, preparation, execution and defect… more
- Morgan Stanley (Purchase, NY)
- …an equivalent combination of training and experience - Minimum 7 years of experience in financial crimes /AML compliance testing , Audit or similar related ... part of our culture. The WM and US Banks Financial Crimes Risk Team is embedded within...QA/QC testing experience at a financial institution Skills Required: - Expert knowledge of AML… more
- S&P Global (New York, NY)
- …to detail and a solution oriented mindset + Experience with other Financial Crimes Compliance areas including internal testing , tracking, and advising on ... **Grade Level (for internal use):** 12 **Director, Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** **Responsibilities… more
- Morgan Stanley (Tampa, FL)
- …sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Financial Crimes Program Design: Architecture Implementation & Independent Testing - ... oversight, design, implementation, and maintenance of allfirst line of defense financial crimes activities including defining risk mitigant strategies, adherence… more
- Morgan Stanley (Miami, FL)
- …sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Financial Crimes Program Design: Architecture Implementation & Independent Testing - ... design, implementation, and maintenance of all first line of defense financial crimes activities including defining risk mitigant strategies, adherence… more
- Guidehouse (San Antonio, TX)
- …Investigator **Travel Required** **:** Up to 10% **Clearance Required** **:** None ** Financial Crimes Compliance Analyst** _Opportunities available for ... relation to reviews, investigations and escalations. + Develop QA testing to ensure all client required processes are followed,...guidelines (eg, BSA, OFAC, FinCEN guidance). + Knowledge of Financial Crimes Compliance functions such… more
- MUFG (Tempe, AZ)
- …assisting in the testing execution for internal audits led by the Financial Crimes and Compliance audit teams. **Major Responsibilities:** + Maintain ... details. **Job Summary:** The Auditor II role within the Internal Audit Financial Crimes & Compliance Issues Management function is responsible for… more
- MUFG (Tampa, FL)
- …provide more details. Job Summary: The Senior Auditor I role within Internal Audit Financial Crimes & Compliance Issues Management team is responsible for ... leading the monitoring of MUFG Americas Financial Crimes and Compliance -related audit...operating effectiveness of controls and ensure appropriate depth of testing . + Assign and review the staff selected for… more
- Bank of America (Dallas, TX)
- …alignment with the Compliance and Operational Risk Management ("CORM") Program, the Financial Crimes and Global Compliance -- Enterprise Policies ("GC ... such as sanctions advisory, issues management, and monitoring and testing from a sanction's compliance and risk...Assists in the production of independent financial crimes risk management reporting to Global Compliance … more
- US Bank (Minneapolis, MN)
- …the BL and Risk Management groups to recommend and influence solutions to mitigate Financial Crimes Compliance risks, including AML and Economic Sanctions. ... you excel at-all from Day One. **Job Description** The Compliance Quality Assurance (CQA) Lead Analyst ("Lead Analyst") is...Analyst") is responsible for the administration and execution of Financial Crimes related testing activities… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... of our Audit team. As a member of the Financial Crimes Compliance (FCC) Audit...will be responsible for designing and executing a risk-based testing strategy to ensure the quality of AML, Sanctions… more
- MUFG (Irving, TX)
- …finance, literature, law, geography, or security studies preferred + Strong interest in financial crimes compliance , including economic sanctions + Ability ... senior sanctions compliance managers in the United States and regional financial crimes offices (RFCOs) across the globe. **Responsibilities:** + Interpret… more
- KPMG (Charlotte, NC)
- …with analytical and technology-related tasks Provide support for financial services or financial crimes compliance initiatives at the direction of the ... technologies + Proven experience examining, assessing, and/or enhancing aspects of a financial crimes Compliance program (for example, performing internal… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Senior Auditor, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated ... self-motivated Senior Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit...performing risk assessments of business activities and perform relevant testing based on the risks and processes associated with… more
- Bank of America (Jacksonville, FL)
- …Standards. This individual will be responsible for identifying, escalating and mitigating financial crimes compliance and operational risk. This individual ... Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance ... Skills: + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management… more
- Bank of America (San Francisco, CA)
- …be responsible for leading a team accountable for identifying, escalating and mitigating financial crimes compliance and operational risk. This individual ... Banking FLUs, Global Compliance & Operational Risk (GCOR) and Global Financial Crimes (GFC) partners to analyze business processes, internal controls, client… more