- Twist BioScience (South San Francisco, CA)
- …Twist's Sarbanes-Oxley (SOX) compliance program, ensuring all internal controls over financial reporting (ICFR) are designed, implemented, and maintained to ... The Director of Internal Controls and Financial SOX Compliance is a senior-level position responsible,...meet regulatory requirements. This role will report directly to the… more
- Bank of America (Charlotte, NC)
- ESG Program Governance Sr. Officer - Financial & Regulatory Reporting Control Oversight Charlotte, North Carolina **Job Description:** At Bank of America, ... Regulatory ReportingControlsOversightExecutive (FRRCO), within the Corporate Controller organization. **The Financial & Regulatory Reporting Controls -… more
- Avera (Sioux Falls, SD)
- …for the execution of all financial reporting , general accounting, financial audits, and tax compliance. The Officer works closely with the Vice ... and non-finance stakeholders to assist and coordinate delivery of Financial Reporting Services to both internal and... Services to both internal and external stakeholders. The Officer will also assist the Vice President in leading… more
- Truist (Charlotte, NC)
- …Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory Reporting , Controllers, Corporate Treasury and Front Office with ... respect to understanding, applying, and reporting Risk Weighted Assets (RWA) and Regulatory ...Provide financial analysis for projects/initiatives with potential financial reporting impact. Review and analyze summary… more
- Citigroup (Tampa, FL)
- …on requirements such as US GAAP, US Regulatory , and local statutory reporting . + Perform variance analysis of financial results and value added analytics ... **Finance Reporting Intermediate Analyst, Officer ** The Finance...LinkedIn: www.linkedin.com/company/citi . **Job Family Group:** Finance **Job Family:** Financial Reporting **Time Type:** Full time **Primary… more
- Citigroup (Wilmington, DE)
- … & Governance Management Officer is part of the Risk Analytics and Regulatory Reporting team which serves as TCCORO's program management and reporting ... and decision making. The Tech & Cyber Risk - Regulatory & Governance Management Officer will be...financial services and proven expertise in presentation design, regulatory engagements, executive messaging, governance reporting , and… more
- Santander US (New York, NY)
- …multiple tasks in a high pressure environment. + In-depth knowledge of current financial regulatory requirements for corporate and investment banking business. + ... VP, Regulatory Examination Management Compliance Officer New...regulatory developments, applying this expertise when interacting with financial services regulators (including OCC, FRBB, SEC, CFTC, NFA,… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Officer role works with departments across SMBC Americas… more
- TD Bank (New York, NY)
- …covering wholesale businesses, functions, and topics, including operations, risk, finance, regulatory reporting , and sales and trading. + Prepare business ... compliance or related securities experience required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and… more
- Citigroup (New York, NY)
- …exams and ad hoc requests related to Enterprise Risk Management, Risk Chief Administrative Officer , Data Analytics Reporting & Technology, and CBNA Chief Risk ... consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Relations team within ... and timely data and documentation to support updates and reporting to senior management and key stakeholders. + Contribute...regulatory issues, themes and trends. + Understanding of financial markets and regulatory requirements for banking… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department plays a ... plan and develop reporting content that is designed to meet various regulatory expectations, as well as the expectations of Company executives. You will work… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Senior Officer for its New York, New York location. Duties: Provide risk analytics and data across products and reports ... regulations. Communicate implications of existing and opposed regulation and draft regulatory responses. Regulatory risk project management, including gathering… more
- Citigroup (New York, NY)
- …enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to the NAM & International ... the controls that address these requirements Governance Activities + Facilitate management reporting on regulatory focus areas by ensuring all relevant… more
- Citigroup (Wilmington, DE)
- The Regulatory Risk Sr Officer I is a...familiarity with MS Office Suite + Thorough knowledge of financial and risk reporting as well as experience ... innovative solutions as process evolves and demonstrate high-profile leadership during regulatory review, auditors and the Independent Risk community. + Primary… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and ... its strong risk culture and strategic approach to managing regulatory compliance risk. This is a newly created role...that will oversee issues management, including managing and performing reporting on Compliance owned or related Issues and Action… more
- Citigroup (Wilmington, DE)
- Citibank, NA seeks a Regulatory Risk Officer for its Wilmington, DE location. Duties: Manage and maintain financial /loss models used to build various ... Statistical Analysis System (SAS) in a UNIX environment to perform risk, financial , and data analyses including profiling, sampling, forecasting, and due diligence.… more
- Citigroup (Wilmington, DE)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for coordinating with stakeholders across… more
- Citigroup (Tampa, FL)
- …rate risk and treasury investments, and ensures compliance with all risk-related regulatory requirements. In addition, the team oversees the key risk management ... and monitoring of controls frameworks specific to forecasting, remediating regulatory /internal audit deficiencies and oversight of multiple risk streams across… more
- Bay Area Community Resources (El Cerrito, CA)
- …providing analysis and recommendations as needed + Ensure compliance with all financial reporting and regulatory requirements, including tax filings, ... Position Title: Chief Financial Officer Reports To: Chief Executive...financial health and sustainability. This role oversees all financial reporting , budgeting, forecasting, financial … more
