- Morgan Stanley (New York, NY)
- …the first line of defense business risk department.The VP US Banks First Line Risk Officer will be responsible for the following: Key ... & ISG clients.The US Banks team seek a Vice President ("VP") to join the First Line of Defense Business Risk team. He or she will support administration of… more
- Hub International Limited (Columbus, OH)
- …company within a rapidly expanding legal and compliance department. The SVP, Compliance and Risk Officer , Hub Retirement and Private Wealth ("RPW"), will be a ... position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with the RPW...work location, as well as the specific position's business line , scope, and level. HUB International is proud to… more
- Western Alliance Bancorporation (Columbus, OH)
- …to build and maintain strong working relationships and obtain First Line of Defense engagement regarding risk ownership and mitigation activities.Benefits ... Job Title:Senior Compliance Officer - Advisory and GuidanceLocation:CityScapeWhat you'll do:The Advisory...line of business.Maintain proactive and effective relationships with First Line of Defense stakeholders in order… more
- M&T Bank Corporation (Bridgeport, CT)
- …can sit in Buffalo, Albany, Bridgeport, or Baltimore*Overview: Responsible for managing the first line of defense risk management responsibilities within ... compliance.Minimum of 3 years' managerial experience.Experience managing complex operational and/or first - line risk functions.Strong verbal and written… more
- Citigroup, Inc (Tampa, FL)
- …governance in- line with Citi Client's strategic objectives.Key Responsibilities:'Regulatory Change':This is First Line Risk Officer role supporting ... Client - Risk Officer - Regulatory Change Specialist (VP)Department OverviewCiti's Client organization focuses on strengthening how we deliver for clients across… more
- The PNC Financial Services Group, Inc (Pittsburgh, PA)
- … Management, Compliance, Audit). In this role, you will act as the first line risk officer , handling policy exceptions coordination, issue management ... and have an opportunity to contribute to the company's success. As a Line of Business Risk Expert within PNC's Centralized Risk organization, you will be… more
- M&T Bank Corporation (Buffalo, NY)
- … events and losses in a timely manner. Appropriately escalate identified issues to the First Line Risk Officer and business unit management.Develop, ... control functions in the business unit. Assist the Business Risk Officer in setting direction for the... risk committees. Provide direct assistance/support to the First Line Risk OfficerMonitor business… more
- First Commonwealth Bank (Powell, OH)
- …floor plan administration. The Secured Credit Manager also serves as the environmental risk officer for the bank. The position demands expertise in financial ... with the Sarbanes-Oxley Act.5.Negotiates and maintains service level agreements with line of business units, setting forth expectations regarding priorities and… more
- M&T Bank Corporation (Buffalo, NY)
- …processes, effective models, and guidance via appropriate policy and procedural recommendationsSupport the First Line Risk Officer in the development ... for the long-range strategic direction and management of the risk function for a major business or on a...with laws and regulations that apply to the business line the position supports.Exercise the usual managerial authority over… more
- Morgan Stanley (New York, NY)
- …US Banks risk management policies and procedures.The AVP US Banks First Line Business Risk Officer will be responsible for the following:* Aid in ... or she will be responsible for aiding in the build out of the First Line risk coverage for the Bank Business Risk organization. The individual will work… more
- Morgan Stanley (Purchase, NY)
- …Banks risk management policies and procedures.The VP US Banks First Line Business Risk Officer will be responsible for the following:Job ... real estate loans.The US Bank Subsidiaries seek a Vice President (VP) to join the First Line Business Risk team to provide risk oversight for the US… more
- JP Morgan Chase & Co. (Columbus, OH)
- …and support groups (Finance, Tech, Ops, Legal, Compliance) Optimize 'bottom line ' business performance by driving key initiatives Alongside the Region Director, ... skills Previous product knowledge and/or prior Business Management or Chief Operating Officer experience Candidates must be able to physically work in our Columbus,… more
- Cathay Bank (El Monte, CA)
- …working directly with the business(es) and other first line and second line SMEs to regularly assess risk exposures and effectiveness of controls as part ... of a sound first line testing and risk ...of a sound first line testing and risk management program. This...policies, guidelines, and practices with a strong focus on first line execution. The BRC Officer… more
- Citigroup, Inc (New York, NY)
- …reviews as a first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, ... to $3 billion. Institutional Credit Management (ICM) is a critical component of Citi's First Line of defense for wholesale and counterparty credit risk … more
- Truist Financial (Charlotte, NC)
- …associated preparation of participants engaged in these forums. Coordinates with and advises the GCO first line risk managers, BUCROs and Risk Type ... review the following job description:The Enterprise Strategic and Reputational Risk Officer is responsible for serving as...of experience in risk management in the first or second line of defense.Ideally resource… more
- First Citizens Bank (New York, NY)
- …and oversight of risks taken by the Bank. Oversees First Line of Defense activities through objective risk assessment, effective challenge, monitoring ... OverviewThis Second Line of Defense role is responsible for assessment...and reporting of the Bank's Risk Profile, including top and emerging risks. Facilitates the… more
- First Citizens Bank (Raleigh, NC)
- …by the Bank at an advanced level of ability. Oversees First Line of Defense activities through objective risk assessment, effective challenge, monitoring, ... work remote from anywhere within the United States.This Second Line of Defense role is responsible for assessment and...and reporting of the Bank's Risk Profile, including top and emerging risks. Provides leadership,… more
- MUFG Bank, Ltd. (New York, NY)
- …not limited to Global KYC Standard, US Branches Know Your Customer Procedure for First Line of Defense;Seek guidance & escalate complex scenarios to Team Lead ... will maintain proper KYC practices for new and existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide… more
- Morgan Stanley (San Antonio, TX)
- … line reporting to the Market Executive and Regional Risk Officer .DUTIES and RESPONSIBILITIES:Surveillance and Supervision* Primary responsibility for ... POSITION SUMMARY:The Senior Risk Officer is responsible for a...from all talent pools. We want to be the first choice for prospective employees. It is the policy… more
- RABOBANK (St. Louis, MO)
- Job TitleVP - Business Risk OfficerJob DescriptionAs a Business Risk Officer you will play a vital role in the 1st line risk management function for ... and Transformation OfficerYou and Your JobAs a Business Risk Officer you will support the Rural...NA business in development and implementation of the 1st line risk management function. You will be… more
