- Pailin Group Psc (Washington, DC)
- …present, and future operations.Lead monthly departmental and organizing project budget and compliance reviews, comparing actual expenditures and income to the ... Deputy Chief Financial Officer - The Pailin Group Professional Search ConsultantsLocation: Washington, DCSalary: $178,018 a yearJob Number:… more
- Honolulu (Honolulu, HI)
- …strategic-thinking financial executive to fill the role of Chief Financial Officer /Director of Finance. This position leads an important organizational division of ... HART, reports to the Executive Director/Chief Executive Officer , and is responsible for all areas of finance,...International Airport and into downtown Honolulu, representing an 18.9-mile fixed -guideway rail system with 19 stations. It is an… more
- Honolulu Authority for Rapid Transportation (Honolulu, HI)
- …strategic-thinking, financial executive to fill the role of Chief Financial Officer /Director of Finance. This position leads an important organizational division of ... HART, reports to the Executive Director/Chief Executive Officer , and is responsible for all areas of finance,...International Airport and into downtown Honolulu, representing an 18.9-mile fixed -guideway rail system with 19 stations. It is an… more
- SMBC (New York, NY)
- …and Skills** + Extensive Compliance Advisory experience at a broker dealer covering fixed income and/or fixed income futures activities. + Strong ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and… more
- Citigroup (New York, NY)
- Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM). Specific coverage areas include: ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line...abreast of regulatory change/developments **Required:** * Good knowledge of fixed income products and services * Excellent… more
- Wells Fargo (Charlotte, NC)
- …is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income Sales & Trading Compliance ... Team. This role within the Fixed Income Sales & Trading Compliance Team is...Trading Compliance Team is the Business Aligned Compliance Officer (BACO) for the Structured Products… more
- MetroLink (Los Angeles, CA)
- Accountant I - ( Fixed Assets) Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/4634210) Apply Accountant I - ( Fixed Assets) Salary $68,192.00 ... analyses. This position will ensure we are capturing, capitalizing, and depreciating our fixed assets timely. TO APPLY: This recruitment will have a review of… more
- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and ... strategies (equity, fixed income , liquid alternatives and private equity)...five years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer… more
- Amalgamated Bank (New York, NY)
- …assets as appropriate + Conduct compliance monitoring for internally managed fixed income and equity accounts for reporting to oversight committee meetings ... Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be...department policies and procedures, including but not limited to fixed income and equity portfolio management, broker/dealers,… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of...all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As… more
- Wellington (Boston, MA)
- …with those of our clients. **About the Role** **Core Regulatory Compliance Officer ** company overview Wellington Management offers comprehensive investment ... approximately $1.2 trillion in public investments. Position overview The Compliance Officer will be a member of...all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...sales and trading groups with a focus on all Fixed Income activities including Primary Dealer. +… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...in 1998, we have helped transform and electronify the fixed income markets. Tradeweb is a culture… more
- Wellington (Boston, MA)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As… more
- General Dynamics Information Technology (Chantilly, VA)
- …related experience **US Citizenship Required:** Yes **Job Description:** Physical Security Officer Senior Produce PTCO deliverables in context with the customer's ... Accreditation Process Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (ie FFC, CSP,… more
- Truist (Charlotte, NC)
- …guidance on complex compliance actual and emerging risk scenarios within the Fixed Income Sales & Trading business unit and/or functions. 5. Communicate with ... monitoring and surveillance strategies. 7. Conduct Capital Markets Surveillance activities for the Fixed Income trading desks and Regulation W focusing on market… more
- General Dynamics Information Technology (Aurora, CO)
- …Accreditation_ _Process_ _Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (ie FFC, CSP, ... in ensuring program requirements are met._ _Experience preparing Preconstruction Fixed Facility Checklists (FFC), Construction Security Plans (CSP), TEMPEST… more
- Tradeweb (New York, NY)
- …Since our first trade in 1998, we have helped transform and electronify the fixed income markets. Tradeweb is a culture built on innovation, creativity and ... will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations. You will be responsible for… more
- JPMorgan Chase (New York, NY)
- …delivering high quality credit analysis of our Treasury/Chief Investment Office's fixed income portfolio which includes diversified investments across ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...analysis for various Treasury/Chief Investment Office investments across the fixed income spectrum. Engage with senior members… more
