- Bank of America (Charlotte, NC)
- Global Foreign Exchange Operations Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common ... (CCDO) provides full operational support for the FX and Commodities businesses, including Trade Control , Confirmations and Settlements, as well as supporting the… more
- Adecco US, Inc. (Houston, TX)
- …related field preferred. + Experience with commodities, derivatives, or foreign exchange products. + Knowledge of trade lifecycle management and settlement ... institution! We are seeking a detail-oriented and highly motivated **HYBRID Trade Control Analyst** to join our dynamic operations team in **Houston, TX… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... Manager, Trade Floor Supervision, US Internal Control **Requisition ID:** 215282 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range… more
- MUFG (Tampa, FL)
- …for OFAC, EAR, Anti-boycott, BSA AML and JFEL (Japanese Foreign Exchange Laws)/FEFTA /Red flags/vessels/shipping lines/ports/country violations relating ... and processing transactions related to Commercial Letters of Credit in Trade 360 System, which includes: (a)Examination of Documents presented under Commercial… more
- MUFG (Tampa, FL)
- …for OFAC, EAR, Anti-boycott, BSA AML and JFEL (Japanese Foreign Exchange Laws) /Red flags/vessels/shipping lines/ports/country violations relating ... desk** and processing transactions related to Commercial Letters of Credit in Trade 360 System, which includes: (a) Documentary Collections- Incoming and Outgoing/… more
- Emerson (Houston, TX)
- …and ensuring compliance with US Customs Regulations, Export Administration Regulations, Foreign Asset Control Regulations, and Anti-boycott Regulations. + ... If you are a Trade Compliance professional looking for an opportunity to...diverse and inclusive work environment contributes to the rich exchange of ideas and diversity of thoughts, that inspires… more
- JPMorgan Chase (Newark, DE)
- …(Interest Rate Swaps, Basis Swaps, Cross Currency swaps, Forward Rate Agreement (FRA), Foreign Exchange (FX), Zero Coupon and Overnight Index Swaps (OIS), Bond ... to empower yourself and make a difference. As a Trade Services Associate in the Complex Products Middle Office...within the team while approaching the automations with a control mindset. **Job Responsibilities:** + Create and accurately capture… more
- Lenovo (Morrisville, NC)
- …Traffic in Arms Regulations, sanctions regulations administered by the Office of Foreign Assets Control and multilateral regimes and regulations of the ... Trade Compliance Classification Engineer **General Information** Req #...everywhere. Lenovo is listed on the Hong Kong stock exchange under Lenovo Group Limited (HKSE: 992) (ADR: LNVGY).… more
- Morgan Stanley (New York, NY)
- …in almost every type of financial instruments including stocks, bonds, derivatives, foreign exchange , and commodities. Our professionals provide liquidity and ... Income Division is comprised of Credit Products, Commodities, Interest Rate and Foreign Exchange Products and Distribution. Professionals in the Division assess… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... is preferred including understanding of Supervision, Surveillance & Monitoring, Trade Floor Supervision, Risk and Control Library...& Monitoring, Trade Floor Supervision, Risk and Control Library etc. **What You'll Do** + Support a… more
- Bank of America (Charlotte, NC)
- …support for Global Markets sales, trading and underwriting business for securities, foreign exchange , fixed income, exchange traded derivatives, and ... Recon Governance Control Reporting Analyst Charlotte, North Carolina **Job Description:**...boost client experience + Partners with colleagues on the trade and sales support teams, as well as external… more
- NatWest Markets (Stamford, CT)
- …and policies on electronic and algorithmic trading for our fixed income and foreign exchange businesses + Monitor and understand changes to regulatory ... Director, Electronic Trading Risk & Control (1LOD), US Stamford,United States Permanent Full Time...writing test cases and reviewing test evidence related to pre- trade electronic trading controls + Experience reviewing and providing… more
- TD Bank (New York, NY)
- …business lines including equity derivatives, fixed income, credit derivatives, commodities, foreign exchange , and more. As a **Senior Manager** covering ... other relevant internal stakeholders. + Work closely with the trading desk, trade support, syndicate accounting, technology, financial control , and other… more
- JPMorgan Chase (Newark, DE)
- …and reporting the firm's liquidity risk. + Aggregating and managing the firm's structural foreign exchange . + Managing the end to end risk weighted assets and ... **Treasury and Chief Investment Office (CIO) Product Control (P&L and Risk) - Associate** **ABOUT Treasury/Chief Investment Office.** T/CIO Global Operations is part… more
- Scotiabank (Houston, TX)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... Senior Manager, Controls Inventory Governance and Management, US Internal Control **Requisition ID:** 212140 **Salary Range:** 99,790.00 - 190,995.00 _Please note… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... Communication Specialist, US Information Security & Control **Requisition ID:** 212523 **Salary Range:** 90,000.00 -...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... Senior Manager, Quality Assurance, US Internal Control **Requisition ID:** 214343 **Salary Range:** 117,400.00 -...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Teledyne (Houston, TX)
- …of change control practices. Ability to follow engineering change control processes. + Knowledge of Trade Compliance classifications (preferably EAR ... in Company Quality and Safety systems + Follow all Trade Compliance policies + Perform all other duties requested,...customers, managers, employees, and suppliers. Must be able to exchange accurate information. + Ability to lead and/or coordinate… more
- MUFG (Tampa, FL)
- …responsible for completing all the daily activities relating to: 1) OFAC, Japanese Foreign Exchange Law (JMOF), BSA/AML, and various other Compliance related ... authorization. + Monitor changes to any Compliance, Legal or Trade related programs such as OFAC, JMOF, BSA/AML, etc....understanding of payment formatting, including SWIFT, CHIPS, Fedwire, and foreign exchange principles. + 3 to 5… more
- Citigroup (Tampa, FL)
- …currencies, sectors and products - including equities, commodities, credit, futures, foreign exchange (FX), emerging markets, G10 rates, municipals, prime ... is seeking a Vice President within Markets Operations organization supporting our Exchange Traded Derivatives and OTC Clearing, and FX Prime Brokerage business. The… more