- Janus Henderson Investors (Denver, CO)
- …we would love to hear from you! Janus Henderson Investors seeks a Front Office Controls & Governance Manager, in Denver, CO, to support the Investment ... in managing operational risk within the front office and maintaining a robust control framework....and maintaining a robust control framework. Provide control operation/enhancement, reporting, and governance through JHI's… more
- Bank of America (Fort Worth, TX)
- Business Control Manager - GCAOO M&I QA Governance Charlotte, North Carolina;Fort Worth, Texas; Pennington, New Jersey; Plano, Texas **Job Description:** At Bank ... processes within the LOB or ECF through ongoing monitoring and testing of controls , identifying issues and control improvements for remediation, and building out… more
- Capital One (Richmond, VA)
- …innovative solutions to identify and mitigate potential risks to the Company. The Governance of Controls , Issues, Events team supports Retail Risk Monitoring, ... the team for Retail Bank and Premium Products Risk Office includes governance and support for event...as the subject matter expert on the team for control , event, and issue governance + Own… more
- SMBC (New York, NY)
- …senior stakeholders. * Identify data quality issues, and work with the CDO team, Front Office groups and other stakeholders to resolve these issues, improving ... the data vision, strategy, and culture. * Championing data governance and management across the business, generating a culture...as a data practitioner in Financial Services, preferably in front office related functions. * Education: BS/BA… more
- Wells Fargo (West Des Moines, IA)
- …to manage change risk. + Experience partnering with stakeholders such as compliance, front line control teams, and audit + Experience preparing and delivering ... a Lead Business Execution Consultant to join the Enterprise Business Resiliency Governance team. Enterprise Business Resiliency Governance works across the… more
- Vail Resorts (MO)
- …(whichever is first). **Job Summary:** We are seeking an exceptional **Director of Governance , Risk, Compliance (GRC), and Privacy** to lead and enhance Vail Resorts ... communicate across diverse teams and stakeholders. The Director of Governance , Risk, Compliance (GRC) & Privacy is responsible for...with IT and Business stakeholders to provide risk and control guidance, create a risk aware and engaged culture,… more
- HSBC (Buffalo, NY)
- …Cybersecurity Leadership and staff; regional, in-country and global business teams; Chief Controls Office (CCO) Technology, Independent Risk and Internal Audit ... control issues are properly fed into global control design, monitoring and governance + Working...for automated evidence collation to facilitate reviews from Chief Controls Office , Resilience Risk and Audit +… more
- JPMorgan Chase (New York, NY)
- …Business, Operations, and Technology. Are you a strategic thinker ready to ensure a robust controls environment for our front office team? Join our evolving ... we develop and implement the first line of defense governance and controls for the Commercial &...integral parts of your role. **Job Responsibilities:** + Represent Front Office interests in control … more
- Citizens (Johnston, RI)
- …expertise, and guidance to your team to design, implement, and influence internal governance processes and controls . You will be accountable for ensuring your ... develop remediation plans. + Design, implement, and/or influence internal governance processes. Manage Governance throughout the firm...preferred Hours & Work Schedule: 3 days in the office , 2 work from home. + Hours per Week:… more
- Cleco (Pineville, LA)
- …Lead the control and governance structure for segregation of duties, front office and middle office ; maintain segregation of transactions and ... **Middle Office Advisor** leads activities to provide governance and control oversight to ensure adherence...and risk validation of commodity transactions + Partner with front office and quantitative risk regarding commodity… more
- Citigroup (Tampa, FL)
- …that are designed and executed by the Services Segment business teams, both front office and Services-specific operations. This position reports to the Services, ... design, results reporting, and insight sharing related to the above scope of controls testing. The Services Segment Control Testing Head leads and directs… more
- Citigroup (New York, NY)
- … Control Advisory + A Centralized Controls function comprised of Regulatory Control & Governance , Control Solutions & Risk Remediation, and Risk ... and Regulatory Management** function is comprised of: + Deeply embedded Control Officers supporting product-aligned global Middle Office & Operations teams… more
- Citigroup (Tampa, FL)
- …the bank to assist in the development, redesign, and application of emerging, new controls and control frameworks to our legacy environment. This will involve ... disparate businesses, regions, and cultures. * Experience in development of control frameworks, risk frameworks, controls development across business processes… more
- Wells Fargo (New York, NY)
- …Daily Listed and OTC (Over The Counter) Derivative Reconciliations + Understanding of the front to back controls of Traded Products and Derivative Products + ... role:** Wells Fargo is seeking a Capital Markets Middle Office Associate to join the Equity Finance/Structured Product Middle...to the trading desk as part of the daily control process + Deliver on ad hoc requests while… more
- Citigroup (Tampa, FL)
- …Risk, and Finance teams + Develop a strong working relationship with Finance, Front Office , Treasury, Technology, Audit, Independent risk and other counterparts ... of a broad range of Derivatives regulatory capital calculations that encompass governance , data and non-data controls , processes, system implementation and… more
- Citigroup (Queens, NY)
- …appropriate and timely manner * Develop a strong working relationship with Finance, Front Office , Treasury, Technology, COBRA, CRRT, Audit, Independent risk and ... Further, the RWA Controller provides sole focus on the controls and governance of the Spot RWA...and regulatory reporting. * Define, develop, and establish robust control processes that can effectively demonstrate US Basel III… more
- City and County of San Francisco (San Francisco, CA)
- …Applicants must complete a supplemental questionnaire using this link: https://forms. office .com/g/EdPqq7fC4s as part of the application process in order to ... be considered for the internship opportunities. The Office of the City Administrator's Mission and Vision Our...per hour. Division & Position Descriptions: Animal Care & Control : The San Francisco Department of Animal Care &… more
- SMBC (White Plains, NY)
- …of identified issues and map out tactical and strategic solutions for process and control improvement, as well as front to back teams across the Americas ... Finance Data Management Executive in implementing the organization's data governance strategy by advocating for the solutions aligned to...map out tactical and strategic solutions for process and control improvement, as well as front to… more
- Guidehouse (Arlington, VA)
- …ISO 2700x. + Individual should demonstrate knowledge and experience in IT risk and controls through IT audits, IT control assessments, and IT security reviews. ... assurance laws, regulations, and guidance. Experience performing FISMA, or similar internal control assessments and remediating and implementing IT controls is… more
- Citigroup (New York, NY)
- …across Global Payments to develop the network ecosystem through working across the entire front and middle office of the organization and with senior management ... provide oversight of third party risk and robust execution of third party controls for these type of third parties including giving guidance on risk assessments,… more