- JPMorgan Chase (New York, NY)
- …as a Control Manager in the Prime Financial Services business of Global Equities , where you'll manage non-financial risks and lead the development of a ... JP Morgan's Commercial & Investment Bank is a global leader in banking, markets, securities services, and...regulators and senior stakeholders, ensuring a proactive risk and control culture. As a Control Manager… more
- JPMorgan Chase (Boston, MA)
- Join our dynamic team as a Global Exchange Traded Funds Operations Control Manager , where you'll drive impactful change and innovation in the Custody ... As a Global Exchange Traded Funds Operations Control Manager within the Custody Exchange Traded...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- JPMorgan Chase (New York, NY)
- …our control environment, ensuring robust and compliant operations. As a Business Control Manager in the North America Credit Markets team, you will manage ... The Commercial & Investment Bank is a global leader across investment banking, wholesale payments, markets,...corporations, governments, and institutions in over 100 countries. Our Control Management team maintains a strong and consistent … more
- Bank of America (New York, NY)
- Audit Manager - Global Markets Equities New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues...audit strategy for Lines of Business (LOBs), primarily of Global Markets Equities , Futures and Options, and… more
- NYSTRS (Albany, NY)
- …of $79.0B at 9/30/2024 and allocation targets of 33% domestic equities , 15% international equities and 4% global equities or 52% of the total NYSTRS- ... the Executive Director and Chief Investment Officer, the Managing Director of Public Equities is responsible for the System-s public equity portfolio. The public… more
- New York State Civil Service (Albany, NY)
- …of $79.0B at 9/30/2024 and allocation targets of 33% domestic equities , 15% international equities and 4% global equities or 52% of the total NYSTRS' ... the Executive Director and Chief Investment Officer, the Managing Director of Public Equities is responsible for the System's public equity portfolio. The public… more
- Citigroup (Jersey City, NJ)
- …+ Analyzing and providing credible challenges to team's assessment of the control environment (of relevant assessment units), including Manager 's Control ... Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance...10+ years' managerial experience of large teams + Extensive global markets compliance and audit related experience ( Equities… more
- JPMorgan Chase (New York, NY)
- **Job Summary** As a Control Management Vice President within our dedicated team, you will be tasked with maintaining a sustainable and disciplined end-to-end ... control environment for the line of business. Your responsibilities...an ability to partner with other team members across global time zones + Strong written and verbal communication… more
- JPMorgan Chase (Jersey City, NJ)
- …a leading player in the industry, offering a variety of solutions to global clients. Our Payments Controls organization is dedicated to navigating the rapidly ... evolving payments landscape by ensuring compliance and effective control activities. Be a part of JP Morgan's Payments...Payments Controls team as a Vice President in the Global Regulatory Developments and Engagement (GRDE) function. In this… more
- Scotiabank (New York, NY)
- Manager , US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that ... relating to wholesale bank and trading operations and internal control within the US This Manager 's role...good understanding of regulatory requirements and controls landscape within Global Banking & Markets (GBM). As a Manager… more
- Citigroup (Tampa, FL)
- …such as Global Rates and Currencies, Global Equities , Global Spread Products and Commodities. The Business Manager will be responsible for ... The Global Markets In-Business Risk (IBR) is Front Office...the challenges business face specifically from market risk and control of view. The individual needs who develop directly… more
- Citigroup (Charlotte, NC)
- …Engagement (C15) This role is with the Risk & Controls (R&C) team within the Global Financial Control group in Controllers. The R&C team is responsible for ... developing and enhancing control environment for the Capital Controllers Group to improve...(CCR), Derivatives and Securities Financing Transactions (DSFT), Wholesale, Retail, Equities ). Risk stripe engagement leads are responsible for: a)… more
- Morgan Stanley (Purchase, NY)
- …workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Business Risk and Control Manager , VP* **Location:** *New York-Purchase* **Requisition ... mutual funds, closed-end funds, alternative investments, insurance and annuities) and global capital markets (eg,fixed income, equities and structured products)… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... surveillance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a… more
- MUFG (New York, NY)
- …and management reporting of operational risk issues and/or identified control weakness. This includes both business-specific risks and enterprise-wide risks. ... continuity, and model risks. The Associate reports to the Business Unit Risk Manager (BURM). The Associate will play an integral role in monitoring and evaluating… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... Line of Defense) supporting all TD Securities (TDS) businesses including Global Markets, Infrastructure, and Corporate Investment Banking (CIB). **Job Description**… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies and… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies and… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... specific details for this role. **Job Description:** The Head of Product Control Valuations is accountable for ensuring accurate and timely reporting, controls, and… more