- Armed Forces Benefit Association (Lincoln, NE)
- …+ Design organizational structures and corporate governance frameworks that enable Operations to deliver client-valued service as a competitive differentiator. ... operational capabilities. + Lead coordination efforts between 5Star Life Operations and the broker clients' back office....efforts between 5Star Life Operations and the broker clients' back office. + Oversee the implementation and… more
- SMBC (New York, NY)
- …financial institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- Guardian Life (Holmdel, NJ)
- …+ Support the operating expense budget for the sales, client management, account service management and field operations teams. + Meet with organizational ... In this role, ** Head of Sales, Compensation and Expense Planning,** you...with the collection of insights, analytics, market data and broker segmentation results. + Coordinate the delivery of the… more
- SMBC (Charlotte, NC)
- …financial institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional ... based Fixed Income Middle Office and Securities Settlements functions. Reporting directly to the Head of Securities Operations in New York, this will be an… more
- Zurich NA (New York, NY)
- Head of Financial Lines, Underwriting 114222 Zurich North America is seeking a Head of Financial Lines of Underwriting to lead our US National Accounts Financial ... Lines Business Unit. This role reports to the US Head of National Accounts, and our preference is for the position to be based in our New York Office, but we will… more
- T. Rowe Price (Baltimore, MD)
- …premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today and in the future. The ... for T. Rowe Price's investment companies, investment advisers, transfer agents and broker -dealer. This person will serve as Chief Compliance Officer for T. Rowe… more
- Morgan Stanley (New York, NY)
- …a check and challenge over the first line's execution of enhanced due diligence. As the Head of the Client Risk Unit in GFC, you will: * Plan, coordinate, and track ... leading working groups with GFC, business unit, First Line Financial Crimes, Operations , and Technology representation * Coordinate with regional GFC Client Risk… more
- Scotiabank (New York, NY)
- …mix of securities, loans, and derivatives. + Experience in broader financial services processes (eg, regulatory reporting, HR, broker -dealer, treasury) is an ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- Guardian Life (New York, NY)
- …be strategic, analytical, self-motivated and results driven. Reporting to the Head of Distribution Compensation and Planning, you will develop strategic compensation ... sales planning processes, possess a broad understanding of sales incentive plans and broker compensation within the Group Insurance industry. You have the ability to… more
- Boar's Head Brand/Frank Brunckhorst Co., LLC (Miami, FL)
- Hiring Company: Delicatessen Services Co., LLC Overview:The Purveyor Relationship Team is a department that helps maintain successful relationships with the Boar's ... Head Brand Local Purveyor network. The Purveyor Relationship Team...Local Purveyors and provide them with the best possible services , support and products. Purveyor Relationship Managers (PRM) are… more
- Mizuho Corporate Bank (New York, NY)
- …Americas provides oversight over liquidity and funding risks within the US Operations of Mizuho Financial Group. It is responsible for ensuring compliance with ... US bank holding company, including subsidiaries such as the broker dealer and derivative trading entities. You will report...and derivative trading entities. You will report to the head of Mizuho Americas Market and Liquidity Risk Management,… more
- Experian (Costa Mesa, CA)
- …#uniquelyexperian You will provide support for all legal matters of the day-to-day operations of Experian Consumer Services . The ECS business ($1.5B+ in revenue) ... directly establish an Experian credit file; and Experian Insurance Services , a digital reinvention of the insurance broker...This position will report to the Vice President & Head of Legal - Consumer Services in… more
- SMBC (New York, NY)
- …Competencies/Skills: + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to communicate this knowledge and ... and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...applicability to SMBC Nikko Securities Inc. and affiliate operations . + Understanding of the products, services … more
- CalSTRS (Sacramento, CA)
- …, Performance, Compliance, Data Solutions, and Administration. Investment Services ' primary function is to provide middle-office operational, performance ... State Teachers' Retirement System JC-437465 - Investments Support Analyst STAFF SERVICES ANALYST $3,640.00 - $5,916.00 per Month **Final Filing Date:** **7/7/2024**… more
- Silicon Valley Power (Santa Clara, CA)
- …It is the mission of Silicon Valley Power to be a progressive, service -oriented utility, offering reliable, competitively priced services for the benefit of ... and hydro resources; * Coordinate energy, capacity, transmission, and ancillary service transactions with the appropriate broker , marketer, utility, generator,… more
- Boar's Head Brand/Frank Brunckhorst Co., LLC (Sarasota, FL)
- Hiring Company: Delicatessen Services Co., LLC Overview:A Boar's Head IT Senior Project Manager (SPM) is a senior resource that is a direct report to the Senior ... The selected candidate will: Manage four (4) to eight (8) or more Boar's Head employees; these employees will be from multiple paygrades and/or bands Manage multiple… more
- Broadridge Financial Solutions (Edgewood, NY)
- …design, development, and deployment of intelligent automation solutions across IT operations , including infrastructure management, service desk operations , ... the Broadridge team. Broadridge is hiring! Were seeking a Head of Intelligent Automation in Enterprise IT is a...This role is dedicated to enhancing IT operational efficiency, service delivery, and reliability through the strategic deployment of… more
- Mizuho Corporate Bank (New York, NY)
- …2LOD IRF framework by assessing the material liquidity risk processes of the Mizuho US Operations (MUSO). + Support the Head of IRF in organizing the monthly ... Review Function of Mizuho Americas reports into the US Head of Market and Liquidity Risk and provides oversight...oversight over liquidity and funding risks within the US Operations of Mizuho Financial Group. It is responsible for… more
- SMBC (Jersey City, NJ)
- …**Role Description** The Compliance Training Project Vice President reports to the Director/ Head of Compliance Training Operations and Administration and will ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- TIAA (New York, NY)
- This position is for the Head of AML Governance supporting TIAA enterprise business lines located in the United States. Business lines consists of Institutional ... Retirement, Wealth, Broker -Dealer, TC Funds, Life Insurance, Nuveen affiliates, and education...lines to provide governance, training, and ad hoc advisory services in support of TIAA's AML and Sanctions programs.… more