- SMBC (New York, NY)
- …an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely and ... Securities and processes. In addition to building out the Nikko Securities Operations team to support this growth agenda the individual will also be required… more
- SMBC (Charlotte, NC)
- …Fixed Income Middle Office and Securities Settlements functions. Reporting directly to the Head of Securities Operations in New York, this will be an ... extension of the broader New York based Securities Operations team. The role will support the Head of Securities Operations to ensure seamless… more
- TD Bank (New York, NY)
- …of a Senior Executive and requires comprehensive knowledge of executive operations , policies, practices and personnel + Coordinates and facilitates high-level ... clerical and administrative skills + Knowledge of division organization, terminology and operations + Ability to work independently and within a team + Proven… more
- JPMorgan Chase (Brooklyn, NY)
- …risk and extend liquidity in markets around the world. **Job Description** The Securities Services Operations Finance Management team are looking for a ... for Custody Operations . The successful candidate will work closely with the Head of Custody Operations and their leadership team, also with Custody business… more
- SMBC (New York, NY)
- …Critical Job Knowledge and Core Competencies/Skills: + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to ... planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko...communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Understanding… more
- Citigroup (New York, NY)
- …robust governance procedures for the sourcing function. This role will report into the Global Head of Data Services for Securities Services and will be a key ... a foundational part of the Data, Digital and Innovation product organisation within Securities Services. DDI clients are Securities Services lines of business… more
- MassMutual (Springfield, MA)
- **The Opportunity** As the Director, Securities Trade and Reconciliation you will lead a team of associates and be responsible for the daily automated and manual ... the root causes of business challenges. **The Team** The Securities Trade and Reconciliation team is part of the...of the Investment Data Integrity team reporting to the Head of Investment Data Integrity, part of the MassMutual… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist...Communicates bank policy information and strategy between the product head and relevant trading personnel + Fully informed on… more
- Citigroup (Getzville, NY)
- …streamline processes and drive strategy across our industry. **The Role:** The Nam Syndicate Operations Head will report to the Global Syndicate Operations ... investing in a multi-year Tech Transformation, the Nam Syndicate Operations Head will be tasked executing the...strong risk management and control mindset. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities … more
- MassMutual (Boston, MA)
- …more complex and more diverse in sourcing, management and exposures. The Head of Commercial Mortgage Loans will be responsible for developing investment strategies ... We take commercial real estate credit exposure through CMBS securities purchased on our behalf by Barings and other...its managers to achieve these goals. The Role: The Head of Commercial Mortgage Loans will be a key… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail...portfolio of benefits to its employees. **Job Summary** The Head of Functions Control Officer is a leader, change… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Citigroup (New York, NY)
- …Services business brings together our Treasury & Trade Solutions with our Securities Services, providing global solutions that can help clients drive their business ... help clients grow their business with access to local expertise and scalable securities management solutions. **Overview of the Role:** As a Design & UX executive… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Morgan Stanley (New York, NY)
- …a check and challenge over the first line's execution of enhanced due diligence. As the Head of the Client Risk Unit in GFC, you will: * Plan, coordinate, and track ... leading working groups with GFC, business unit, First Line Financial Crimes, Operations , and Technology representation * Coordinate with regional GFC Client Risk… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission...will work across our portfolio of products. As the Head of the SRE team, you will be responsible… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... in the operating model by collaborating with internal groups such as Credit, Operations , Strats and IT - Gather industry and company data, and create meaningful… more
- JPMorgan Chase (San Francisco, CA)
- The Head of Technology in Middle Market Banking & Specialized Industries is a customer focused, relationship building, leadership role. As the Industry Manager of ... end to end - from origination to product delivery, including partnership with operations and service. You are responsible for enabling your team to provide solutions… more
- Truist (Charlotte, NC)
- …and general management of Wholesale and Capital Management Operations through effective origination, fulfillment, servicing, administration, support and ... life-of-loan and securities activities. This position requires deep subject matter expertise...This position requires deep subject matter expertise in banking operations platforms across the commercial community bank, corporate and… more