- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking an Independent Testing Manager in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... risk programs, risks, and controls according to standards and other applicable policies. The Testing Manager will execute horizontal compliance testing … more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer to support the Independent Testing & Validation (IT&V) Emerging Risk team. ... part of Wells Fargo's second line of defense and Independent Risk Management team, Independent Testing...(CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team ... Include:** + Overseeing the development, implementation, and execution of the compliance independent assessment activities globally with strong collaboration… more
- M&T Bank (Clanton, AL)
- …position works under the direction of the Compliance Testing Manager /Advisor and is required to exercise independent judgment and discretion utilizing a ... validation closing packages align with program expectations and perform independent testing to ensure the identified risks...officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the… more
- JPMorgan Chase (Tampa, FL)
- …closely with CCOR Officers globally. You will report into the North America GFCC Testing Manager . which functions within the firm's Second Line of Defense and ... the Global Financial Crimes Compliance (GFCC) and Compliance Conduct and Operational Risk (CCOR) Testing ...lines of business and Corporate Functions. CCOR Monitoring and Testing (M&T) activities represent an independent evaluation… more
- Comerica (Frisco, TX)
- Manager , BRCO Control Testing I The... testing policies and manages/drives implementation of overall independent testing program for the Line of ... management lifecycle. The Manager , Business Risk and Control Office (BRCO) Control Testing I is responsible for leading a small to medium size team of testers… more
- American Express (Sandy, UT)
- …managing a clear methodology of inherent and residual risk. AENB is looking for a Manager of Risk ID, Assessment, Testing & Reporting focused on ensuring control ... with multiple partners across numerous business units, functional areas, and geographies. **The Manager , AENB Risk ID, Assessment, Testing & Reporting will:** +… more
- Eurofins (Folsom, CA)
- …is an international life sciences company, providing a unique range of analytical testing services to clients across multiple industries, to make life and our ... and labelling is accurate. Eurofins is dedicated to delivering testing services that contribute to the health and safety...across the entire network of Eurofins companies. The Project Manager / AR-AP Specialist is a dual-function role focused… more
- Universal Engineering Sciences (Lexington, KY)
- …UES is a nationwide leader in Geotechnical Engineering, Construction Materials Testing and Inspection, Building Code Compliance , Environmental, Occupational ... Health & Safety, and Building Envelope. The **Construction Materials Testing (CMT) Project Manager ** applies mature knowledge, experience, and judgment in… more
- TD Bank (Fort Lauderdale, FL)
- …support the lending activities of Wealth Banking. In this position, the Senior Compliance Manager will provide guidance, leadership and training to the personal ... limited to, customer identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter expertise and … more
- Bank of America (New York, NY)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Compliance and Operational Risk Manager - Foreign...Review and assess activity which is escalated by Enterprise Independent Testing through surveillance activity undertaken and/or… more
- Bank of America (New York, NY)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Compliance and Operational Risk Manager - Electronic...team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more
- Bank of America (New York, NY)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Compliance and Operational Risk Manager Charlotte,...team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more
- TD Bank (Greenville, SC)
- … Compliance Business Oversight Manager w manage and/or perform independent compliance reviews of federal or state regulatory requirements impacting the ... role. **Line of Business:** Compliance **Job Description:** **Department Overview:** The Compliance Business Oversight Manager will be largely focused on the… more
- JPMorgan Chase (Wilmington, DE)
- …Python + Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM), Certified Risk & Compliance Management ... (CoE), you will be an essential part of our Firm's commitment to ensuring, through compliance and control testing , that we maintain a strong risk and control… more
- Capital One (Mclean, VA)
- …and providing guidance on remediation + Advising and dispositioning findings identified by compliance testing + Supporting manager on regulatory exams and/or ... Center 2 (19050), United States of America, McLean, Virginia Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor … more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- Citigroup (Florence, KY)
- The Global Functions Control Testing Utility is responsible for the testing of controls that are designed and executed by the Citi's Global Functions teams such ... as well as the CBNA Legal Vehicle. The Controls Testing Automation Initiatives Team Leader reports to the Global...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Capital One (Mclean, VA)
- …and providing guidance on remediation + Advising and dispositioning findings identified by compliance testing + Supporting manager on regulatory exams and/or ... Center 2 (19050), United States of America, McLean, Virginia Compliance Advisor Manager - Treasury Management & Product Corporate Compliance is seeking a … more
- CIBC (Chicago, IL)
- …PURPOSE** Reporting to the Head of US Compliance Examination Program, the Compliance Examination Manager is accountable for execution of the US Compliance ... Gramm-Leach-Bliley Act and California Consumer Privacy Act **KEY ACCOUNTABILITIES** + Provide independent oversight of compliance with appliable laws, rules and… more