- Mizuho Corporate Bank (New York, NY)
- About the Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of Mizuho ... Kong and Singapore, IADA reports to and composes the overseas arm of MHBK's Internal Audit Division (IAD). Job Summary Develop and execute a robust audit program of… more
- Fannie Mae (Washington, DC)
- …effectiveness of operating and reporting procedures. *THE IMPACT YOU WILL MAKE* The Lead Internal Auditor - Capital Markets role will offer you the flexibility ... reporting) * Demonstrate an understanding of the Money Markets: Agency Securities , Treasury Bills, Repurchase Agreements, Fed Funds * Demonstrate an understanding… more
- Edward Jones (St. Louis, MO)
- …difference in the lives of our clients. **What You'll Do:** As a Senior Internal Auditor , you will be responsible for performing financial and operational audits ... should talk. **Job Overview** **Position Schedule:** Full-Time **Team Overview:** The Internal Audit division partners to provide vital insights, identifies risk and… more
- Federal Reserve Bank (Philadelphia, PA)
- …Technology, or willing to obtain: Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), Certified Information ... with the International Standards for the Professional Practice of Internal Auditing and The Institute of Internal ...Systems Auditor (CISA), and Project Management Professional (PMP). + Minimum… more
- Citigroup (Tampa, FL)
- The Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... processes improvements, including the development of automated routines + Apply internal audit standards, policies, and regulations to provide timely audit assurance… more
- SMBC (New York, NY)
- …compliance audit experience in the banking & finance industry to work within the Internal Audit Department (IAD). The Senior Auditor will participate in the ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...Skills** + Minimum of 3 - 5 years compliance internal audit experience in the banking and finance industry.… more
- MUFG (Tampa, FL)
- …of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, ... process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex audit… more
- MUFG (Tempe, AZ)
- …: The Associate, Senior Auditor position is a staff role within the Internal Audit for the Americas function. It reports to the Director, Senior Audit Manager. ... controls, and assist in developing scope and work programs + Evaluate internal controls design and effectiveness + Identify control weaknesses and suggest… more
- Bank of America (New York, NY)
- Market Risk Auditor New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... technologies and artificial intelligence. **Skills:** + Business Acumen + Audit Planning + Internal Audit Review + Critical Thinking + Risk Analytics + Risk Modeling… more
- MUFG (New York, NY)
- …will be subject matter expert reporting to the Director - Credit Risk within Internal Audit for the Americas (IAA). This role will include ownership and execution of ... within industry best practices, applicable standards and regulations, and internal and external professional practice expectations. + Actively participate to… more
- Bank of America (New York, NY)
- …Administration. + Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant securities licenses ... is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).… more
- MUFG (Tampa, FL)
- …A member of our recruitment team will provide more details. **Job Summary:** The Auditor II role within the Internal Audit Financial Crimes & Compliance Issues ... may also include assisting in the testing execution for internal audits led by the Financial Crimes and Compliance...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Office of the Comptroller of the Currency (Washington, DC)
- …of business law; A certificate as Certified Public Accountant or a Certified Internal Auditor , obtained through written examination; or Completion of the ... individuals and entities, as well as analyze and evaluate procedures and internal controls. You will also analyze and record accounting transactions and provide… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Robert Half Legal (Emeryville, CA)
- …entities. * Conduct legal research as needed and assist in responding to internal and external auditor requests. * Participate in government relations activities ... Services industry * Proficiency in SEC Financial Reporting and Securities Law * Familiarity with the Securities ...and Securities Law * Familiarity with the Securities and Exchange Commission (SEC) procedures and regulations *… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (Queens, NY)
- …of Board of Directors and Senior Management Presentations and Analyst Packages, internal controls on Regulatory data integrity, data quality improvement projects as ... relevant Risk & Controls team, maintain and continue to enhance an effective internal control's structure to satisfy the MCA Risk and Controls requirements. + Lead… more
- MUFG (New York, NY)
- …updates. **Required Skills:** + 10 - 15+ years of experience in Information Securities Technology & Governance with a focus on technology risk management. + Strong ... and collaborate with various Business Lines as well as Internal Risk, Audit teams to develop Risk and Audit...history and knowledge in technology with experience in Technology auditor . + Preferably worked in the Broker-Dealer world and… more
- MyFlorida (Orlando, FL)
- …in accounting or business. Possession of a Certified Public Accountant (CPA) or Certified Internal Auditor (CIA) certificate can substitute for one year of the ... Individuals with Intellectually Disabilities (ICF/IID). + In this capacity, an Auditor gathers or assists in gathering financial evidence; performs audits,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more