- Citigroup (Tampa, FL)
- The Lead Counsel I is an intermediate level position responsible for providing legal guidance and thought leadership to the business. The overall objective of this ... practical business-oriented solutions. **Responsibilities:** + Responsible for providing legal counsel to the Business, participating in strategic initiatives, providing… more
- Santander US (New York, NY)
- Analyst - Leveraged Finance Advisory / Business Development - Investment Banking New York, United States of America Essential Functions/Responsibility ... of leveraged loan facilities, liaising with borrowers, private equity firms, external counsel , banks, institutional investors and internal parties on the closing of… more
- T. Rowe Price (Owings Mills, MD)
- …the Securities Exchange Commission. You will also oversee senior attorneys that draft advisory and sub- advisory investment management agreements, review and ... are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can...and grow your career with us. As Managing Legal Counsel for US Collective Funds, you will lead a… more
- BlackRock (New York, NY)
- …world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, ... Compliance team works with business teams to develop investment management products and business solutions that comply with...full range of deal documentation. + Manage external deal counsel , in conjunction with the investment team,… more
- Neuberger Berman (New York, NY)
- **Summary:** The Associate General Counsel - Private Wealth will play an integral role within Neuberger Berman's Legal & Compliance Department, specifically with ... The ideal candidate will have experience in private wealth legal and compliance issues, possess excellent organizational skills and strong written and oral… more
- AECOM (New York, NY)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... purchase and sales agreements, insurance, and other matters + Act in an advisory capacity making recommendations that may have an important bearing on the conduct… more
- Capital One (Mclean, VA)
- …debt private placements and underwriting opportunities + Providing legal support to investment bankers on mergers & acquisitions advisory engagements, including ... Center 1 (19052), United States of America, McLean, Virginia Sr. Manager / Sr. Counsel - Capital Markets (Commercial Bank) Legal The Capital One Legal Department is… more
- JPMorgan Chase (New York, NY)
- You will support the Commercial and Investment Bank's Public Finance business in the Americas. You will partner with the Public Finance business on the firm's ... a Public Finance Attorney - Vice President, Assistant General Counsel within JPMorgan's legal department, you will be part...to the Public Finance business and the Commercial & Investment Bank more broadly. You will collaborate daily with… more
- JPMorgan Chase (New York, NY)
- …primary legal contact for guidance related to certain financial products, including investment advisory programs and brokerage products and their distribution. + ... in in the state/jurisdiction in which the position is based or otherwise in compliance with the in-house counsel registration rules of that state/jurisdiction. +… more
- AECOM (Dallas, TX)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... Services legal department is actively seeking an experienced Assistant General Counsel for immediate employment. The successful candidate will manage and lead… more
- BlackRock (Princeton, NJ)
- …agreements, guidelines and other agreements with clients, financial intermediaries and investment advisory firms, advising the business on relevant regulatory ... who will support BlackRock's US retail separately managed account (SMA), sub- advisory , and options overlay businesses, providing advice and consultation on a… more
- Charles Schwab (Orlando, FL)
- …Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized ... **Your opportunity** Investor Advice Solutions consists of Schwab Wealth Advisory , Centralized Service & Operations and Wealth Strategies Consulting Group.… more
- Morgan Stanley (New York, NY)
- …information requests for third party sub-advised mutual funds >Reviewing and negotiating investment advisory and other service agreements >Advising the business ... Investment Management Coverage Attorney - Vice President Primary...and institutional business including: o Providing day-to-day advice and counsel to portfolio management, product development/management and sales teams… more
- Scotiabank (Houston, TX)
- Associate, Investment Banking, Energy - Houston, TX **Requisition ID:** 206380 **Salary Range:** 175,000.00 - 225,000.00 _Please note that the Salary Range shown is ... to results, in an inclusive and high-performing culture. **Title: Associate, Investment Banking, Energy - Houston, TX** **Global Banking and Markets** Global… more
- University of Southern California (Los Angeles, CA)
- …(eg, Viterbi Venture Fund), and other USC offices (eg, Office of the General Counsel , Compliance , USC Stevens Center for Innovation) and programs (USC - ... Alfred E. Mann Institute, Investment DirectorApply (https://usc.wd5.myworkdayjobs.com/ExternalUSCCareers/job/Los-Angeles-CA University-Park-Campus/Alfred-E-Mann-Institute-- Investment -Director\_REQ20150298/apply) Office of… more
- Scotiabank (New York, NY)
- Associate Investment Banking **Requisition ID:** 207018 **Salary Range:** 177,000.00 - 225,000.00 _Please note that the Salary Range shown is a guideline only. ... to results, in an inclusive and high-performing culture. TITLE: Associate Investment Banking DUTIES: Scotia Capital (USA), Inc. seeks Associate Investment… more
- Bank of America (New York, NY)
- Attorney - Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... clients, contracts, or transactions, coordinating the work of outside legal counsel , identifying and escalating legal risks. **Responsibilities:** + Provides legal… more
- Bank of America (New York, NY)
- Talent Acquisition Consultant II - Global Corporate & Investment Banking and Global Markets New York, New York **Job Description:** At Bank of America, we are guided ... hiring objectives for assigned business units. The **Global Corporate & Investment Banking and Global Markets** **Executive Recruiter** will be highly regarded… more
- Scotiabank (New York, NY)
- …work environment. **What You'll Bring** + A minimum of 5-7 years of compliance experience, including experience providing advisory support to a broker-dealer ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- Citizens (Tarrytown, NY)
- Description The Compliance Team Lead will have responsibilities within the compliance program for the Citizens Private Wealth segment of Citizens Wealth ... Management, including its registered investment advisor, broker-dealer and trust activities. The role ensures...be responsible for building, implementing, and continuously improving the compliance framework, promoting a culture of compliance ,… more