- JPMorgan Chase (Plano, TX)
- …and the front office. + Serve as the Subject Matter Expert on Prime Brokerage margining methodology and systems. + Analyze client margining requests, assess ... and striving to be best-in-class. As a Counterparty Prime Brokerage Coverage Vice President, you will be a key...knowledge to make informed credit decisions for a diverse client portfolio. You will work in collaboration with business… more
- Charles Schwab (Richfield, OH)
- …status quo" and transform the finance industry together. **Personal Choice Investment Services** (PCIS) Participant Services works directly with Self-Directed ... Brokerage Accounts for retirement plans and health savings accounts....employer-sponsored retirement plan (401K, 403B, etc.) to increase their investment choices within the plan. The Participant Group Specialist… more
- Vanguard (Malvern, PA)
- …business leaders with legal advice on issues impacting Vanguard's retail brokerage business activities and investment product development, transactions, and ... regulatory matters. + Provide legal support on resolving complex issues, including client complaints and disputes. + Serve as legal counsel for broker-dealer… more
- JPMorgan Chase (Chicago, IL)
- …this fast-moving, dynamic industry. **Job Responsibilities** + Assist clients and prospects with brokerage accounts and uncover investment needs with a focus on ... maintaining a strong commitment to diversity and inclusion As an Unlicensed Investment Professional in JP Morgan Wealth Management, you will have the opportunity… more
- JPMorgan Chase (Denver, CO)
- …nature of Private Banking clients. **Job Responsibilities** + Consult on and execute brokerage trades, including: advising the client on trade execution, placing ... client information as well as research. + Prepare, Review and approve Investment Performance review presentations for Client Advisors to deliver to clients… more
- HUB International (Scottsdale, AZ)
- …etc. + Maintaining client support technology systems including databases, client relationship management systems, and investment analytics applications + ... The Retirement Plan & Investment Consultant provides dedicated on-site and field support...plan committees, and internal procedures in order to build client relationships, solve problems, proactively communicate with clients, manage… more
- JPMorgan Chase (San Francisco, CA)
- …satisfaction, build and deepen value-add relationships, while being transparent with our client base in their investment roadmap. **Job Responsibilities** + ... + Attend client meetings as the subject matter expert on investment solutions and positioning + Coordinate and partner with colleagues across disciplines on… more
- JPMorgan Chase (Palm Beach, FL)
- …helping the Banker win new clients and deepen and strengthen existing client relationships through advisement on investment solutions. **Job Responsibilities** + ... take your career to the next level. As an Investment Specialist in the US Private Bank, you are...execute trades smoothly and seamlessly and tasked with managing brokerage activity + Sales experience including: profiling, overcoming objections,… more
- Charles Schwab (Germantown, TN)
- …us "challenge the status quo" and transform the finance industry together._ As an Investment Consultant (IC) at Schwab, you have the opportunity to learn and grow ... and rewarding career in financial consulting, look no further than Schwab's Investment Consultant role. **What you have** **Required Qualifications:** + A valid and… more
- Charles Schwab (Oklahoma City, OK)
- …+ Financial business development experience (highly preferred) + Knowledge of brokerage /banking products and services + Strong client relationship building ... with their financial needs, including retirement planning, educational planning, investment management, estate planning, active investing, managed banking, and… more
- Thrivent Financial (Cottage Grove, MN)
- …analytic & operational support for our asset management business, ranging from investment proposals, application & service paperwork, client portfolio analytics, ... allocations + Work with advisors and staff to tailor investment solutions to client needs + Facilitate...Must be willing to complete the appropriate Long Term Care training required in the states in which support… more
- Thrivent Financial (WI)
- …policies including, but not limited to; Life Insurance, Disability Insurance, Long-Term Care Insurance, Annuities, Mutual Funds, Brokerage , etc. + Research and ... for Thrivent Financial in Central Wisconsin is looking for a full-time Client Services Administrator (CSA) focused on application processing and related work to… more
- Thrivent Financial (WI)
- …policies including, but not limited to; Life Insurance, Disability Insurance, Long-Term Care Insurance, Annuities, Mutual Funds, Brokerage , etc. + Research and ... for Thrivent Financial in Central Wisconsin is looking for a full-time Client Services Administrator (CSA) focused on application processing and related work to… more
- JPMorgan Chase (New York, NY)
- As a Vice President Electronic Trading Product Manager within JPM's Electronic Client Solutions (ECS), you will play a pivotal role in developing low-latency ... client connectivity solutions tailored for our systematic trading clients....for quantitative strategies, in close collaboration with JPM's prime brokerage coverage and sales desks. Our electronic trading products… more
- Thrivent Financial (Lakewood, CO)
- …Group. This position serves as a resource to Financial Advisors and client /members in handling, researching and communicating inquiries regarding their accounts and ... utilizing Thrivent Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative… more
- JPMorgan Chase (New York, NY)
- …with sound understanding of financial markets, including the regulatory landscape and investment management industry + Strong client service mindset with a ... **Job Description** Investor Client Management (ICM) primarily operates across Markets, Securities...and financial markets developments + Familiarity with both Prime Brokerage and Global Clearing workflows, as well as the… more
- Thrivent Financial (West Bend, WI)
- …help others. We help every day through the financial solutions we offer, the client activities we support, and the resources we provide to the Christian community ... and nonprofit organizations. Thrivent Investment Management Inc. is a FINRA and SIPC member...owned subsidiary of Thrivent Financial. Position summary: The Licensed Client Service Administrator (CSA) position is critical for achieving… more
- HUB International (Midlothian, VA)
- …array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. In addition to winning the ... our talent. We currently have an opportunity for a ** Client Relationship Manager** to join our **Employee Benefits** team...working knowledge of Agency Management Systems such as BenefitPoint, Brokerage Builder, EPIC. + Proficient in the use of… more
- JPMorgan Chase (New York, NY)
- Electronic Client Solutions - Coverage - VP As a member of the Electronic Client Solutions team, you will work closely with our institutional and quantitative ... and track progress against business goals. **Job Responsibilities** + Provide day-to-day client coverage for Americas Electronic Trading. + Ongoing client … more
- Access Dubuque (Dubuque, IA)
- …Northwestern Long Term Care Insurance Company (NLTC), **Northwestern Mutual Investment Services, LLC** **(NMIS)** ( Investment Brokerage Services), a ... total 2023 AUM, which includes figures that combine NMIS brokerage account activity and AUM with account activity and...Campaign Corporate Equality Index (2015-2021) + $224 billion3 (retail investment client assets held or managed) 1… more