- US Bank (Minneapolis, MN)
- …skills and discover what you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance ... and overall compliance with regulations. + Provide oversight of client investment reporting and performance presentations. + Perform risk assessments on new … more
- Neuberger Berman (New York, NY)
- …+ Cultivate and manage valuable internal relationships with other teams: Investment , Product Strategy, Compliance , Marketing, Sales Leadership and Client ... strategy and executes on marketing initiatives that support our investment products and our sales goals. By leveraging market...our fixed income efforts. As the fixed income content specialist , you'll build and execute on a calendar of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations** team within ... the Corporate Investment Banking (CIB) Operations organization. **In this role, you...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Lincoln Financial Group (Columbus, OH)
- … investment accounting's internal control system to ensure SOX compliance . Recommends enhancements. * Maintains knowledge on current and emerging ... on fixed income and derivative investments for existing and developing investment strategies for compliance with accounting/reporting regulations to appropriate… more
- Thrivent Financial (Minneapolis, MN)
- …multiple departments including Product Management, Marketing, Digital Experience, Sales, Compliance , Legal, Investment Accounting, Investment Operations, ... of asset management marketing analysis, strategies & plans for Thrivent's investment products, with an emphasis on mutual funds, variable portfolios and… more
- Fifth Third Bank, NA (Plymouth, MI)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: The Licensed Investment Support Specialist I provides office management support for registered ... financial services experience. + Good understanding of the financial industry, compliance regulations, daily operational duties and investment brokerage/banking… more
- Wells Fargo (Charlotte, NC)
- …with you. **About this role:** Wells Fargo is seeking a Senior Lead Institutional Investment Operations Specialist within our Tax Operations team as a part of ... Corporate Investment Banking Operations. Learn more about the career areas...operational excellence + Work closely with Corporate Tax and Compliance to analyze complex matters and implement solutions +… more
- HSBC (Miami, FL)
- …platforms (currently Spectrum and Managed Portfolio Allocations) and Alternatives. As the Senior Investment Specialist for Asset Management, you will be the key ... Net Worth, Ultra High Net Worth. As our Senior Investment Specialist you will: + Serve as...account maintenance procedures + Alternatives knowledge a plus In compliance with applicable laws, HSBC is committed to employing… more
- Regions Bank (Knoxville, TN)
- …the careers section of the system. **Job Description:** At Regions, the RIS Investment Operations Specialist provides operational support, such as reporting and ... customer account maintenance, within the Investment Services division to advisors, clients, and internal partners....Book of Business to ensure both internal and external compliance guidelines are met + Participates in annual branch… more
- Xcel Energy (St. Paul, MN)
- …and administers competitive bid offerings for sales of assets + Negotiates investment recovery transactions to maximize revenue and minimize expense + Executes sale ... related accounting processes + Assures integrity of financial transactions and compliance with company policy, governance and regulatory requirements + Coordinates… more
- US Bank (St. Paul, MN)
- …to and resolving issues, submitting and researching requests, and replying to compliance questions associated with operational processing of investment related ... - Ability to identify and resolve/escalate problems - In working with certain investment products, FINRA licensing may be required If there's anything we can do… more
- Commonwealth of Pennsylvania (PA)
- Environmental Protection Compliance Specialist Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4643074) Apply Environmental Protection ... Compliance Specialist Salary $58,035.00 - $88,235.00 Annually Location Allegheny County,...and ensure peace of mind including multiple retirement and investment plan options. Work/Life Balance We know there's more… more
- CareFirst (Owings Mills, MD)
- **Resp & Qualifications** **PURPOSE:** The senior investment management specialist is responsible for providing proposals, research, and analytical support on a ... Investment Portfolio oversight which includes asset allocation, credit quality, investment selection, and compliance , monitoring of performance and … more
- MTA (New York, NY)
- …and Cash Flow + Oversee the performance of the MTA Outside Investment Managers, insuring compliance with contract provisions. Maintain relationships with ... Senior Investment Portfolio Manager Job ID: 8784 Business Unit:...within the parameters established by board resolution, tax code compliance , and cash flow requirements for the purpose of… more
- JPMorgan Chase (New York, NY)
- …is a specialist group of portfolio managers providing highly customized investment advice and solutions for Family Offices, Endowments, and Foundations. The OCIO ... four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking, and Consumer and Community Banking. Through… more
- Medical Mutual of Ohio (OH)
- …to work hybrid or fully remote; Ohio residents preferred._** **Responsibilities** ** Compliance & Accreditation Specialist ** + **Interprets standards and ... and communicates changes.** + **Performs other duties as assigned.** **Senior Compliance & Accreditation Specialist ** + Interprets standards and regulations… more
- City of New York (New York, NY)
- …has committed $5 billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion the largest in the city's history. This ... investment , coupled with a commitment to reduce administrative and...Your Team: The Division of Economic Opportunity and Regulatory Compliance The Division of Economic Opportunity and Regulatory … more
- Federal Reserve Bank (San Francisco, CA)
- …LISCC program. Right now, the RST has a fantastic opportunity for a **Sr. Risk Specialist ** to join its LISCC compliance risk horizontal team! The LISCC ... and Analysis) for domestic global systemically important banks (G-SIBs). The Risk Specialist Team (RST) within S+C's Risk, Policy and Analysis area includes… more
- Harbor Group Management (Arlington, VA)
- …customer service and providing exquisite living experience for our residents. Multifamily Compliance Specialist Job Title: Multifamily Compliance ... Group Management Company is a multi-billion dollar real estate investment and property management firm. As we continue to...Multifamily Status: Non-Exempt JOB SUMMARY : As the Multifamily Compliance Specialist , you will work closely with… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist - Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... is responsible for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management -...role include but are not limited to:** + Review Investment Banking ("IB") transactions for potential addition(s) to the… more