- Bank of America (Fort Worth, TX)
- …**The Role** The GCIB KYC Onboarding Specialist (KOS) teams serve as the Front Line Unit engaging with clients across business sectors and regions to meet KYC ... GCIB KYC Onboarding Specialist Charlotte, North Carolina;Fort Worth, Texas...business. **The Function** The Client Outreach team are the front line unit who work with clients as part… more
- Bank of America (Fort Worth, TX)
- …The KYC Client Outreach Support teams oversee delivery of Front Line Unit (FLU) process delivery including document indexing, remediation program oversight, ... GCIB / GM KYC Support Director New York, New York;Fort Worth,...business. **The Function** The Client Outreach team are the front line unit who work with clients as part… more
- Bank of America (New York, NY)
- Global Markets KYC Outreach VP New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... us! **Job Description:** The Client Outreach team are the front line unit who work with clients as part...with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in… more
- Bank of America (Fort Worth, TX)
- …The KYC Client Outreach Support teams oversee delivery of Front Line Unit (FLU) process delivery including document indexing, remediation program oversight, ... GCIB / GM KYC Support VP Fort Worth, Texas;New York, New...business. **The Function** The Client Outreach team are the front line unit who work with clients as part… more
- Bank of America (Charlotte, NC)
- GCIB / GM KYC Business Support Manager VP New York, New York;Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client Outreach ... team are the front line unit who work with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in close… more
- SMBC (New York, NY)
- …standard procedures and checklists. Escalate any unusual or suspicious activity to the front office and compliance as appropriate. Oversee data entry of client ... its employees. **Role Description** Perform daily processing of client onboarding documentation and KYC due diligence. Verify that client and KYC information is… more
- Bank of America (Charlotte, NC)
- …Texas **Job Description:** Candidate will be a part of the Know Your Client ( KYC ) Outreach teams within the Global Corporate and Investment Bank (GCIB) and Global ... business. **The Function** The Client Outreach team are the front line unit who work with clients as part...with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in… more
- Bank of America (Charlotte, NC)
- …of the KYC compliance requirements to Front Office business partners. Resolve complex operations support problems/initiatives requiring coordination ... following established procedures. **Line of Business Role Description:** AML KYC Operations analyst role supports Global Banking...verbal and written communication skills + Advance in Microsoft Office Suite - Excel & Power point with a… more
- SMBC (New York, NY)
- …Office Associate role will be joining the newly created Sales MO function within Derivative Operations to support the front office as they build out their ... process (initiate credit application process and help coordinate onboarding process across front office /legal/credit/ KYC , etc.). The team will also play… more
- SMBC (New York, NY)
- …support will be a senior member of the newly created Sales MO function within Derivative Operations to support the front office as they build out their ... process (initiate credit application process and help coordinate onboarding process across front office /legal/credit/ KYC , etc.). The team will also play… more
- TEKsystems (New York, NY)
- …status updates, as required; 13. Developing strong working relationships with team members, Front Office , Compliance and Operations . 14. Tracking of missing ... and local policy and procedures; 2. Liaising with the Front Office to obtain from the customer...3. Accurately recording the customer's CDD information onto the KYC Application; 4. Researching, reviewing, collecting and evidencing with… more
- Capgemini (New York, NY)
- …onboarding operations gained from GSIB wholesale Investment Banking entities. Front -Middle-Back Office domain expertise in onboarding reference data KYC ... **Job description:** Our client is transforming their wholesale banking onboarding and KYC processes. We are looking for experienced resources who have expertise… more
- Morgan Stanley (Miami, FL)
- …managing root cause analysis in close partnership with the front office , business risk managers, Compliance, Operations and Technology partners and leading ... resolution with other stakeholders including Financial Crimes Management, Risk, and KYC Office as well as internal audit staff. . Overseeing the identification… more
- SMBC (New York, NY)
- …items with the Deal Team to meet the scheduled closing date. + Work closely with front office KYC team members to ensure entities are fully onboarded prior ... with ability to coordinate between underwriting, capital markets, credit, KYC , and operations departments. + Understanding of...work from home, as well as, from an SMBC office . SMBC requires that employees live within a reasonable… more
- IHG (Santa Monica, CA)
- …on a tray. + Ensure all maintenance repairs or unsafe conditions are reported in the KYC system. + Notify the housekeeping office of any guest concerns. + Stock ... to maintain the resort's elegance and comfort, focusing on operations to enhance our guests' stay and satisfaction. You...bin" on the nearest closet + Communicate with the front desk and other departments to ensure all guest… more
- SMBC (New York, NY)
- …utilizing market data, trade data, e-comm and voice records; + Interact with front office personnel and other stakeholders around surveillance escalations; + ... Bank Secrecy Act, USA PATRIOT Act, OFAC and sanctions regulations for the US operations . Additionally, AML oversees key processes and risks of the KYC … more
- NatWest Markets (Stamford, CT)
- …as part of our First Line of Defence, directly interacting with functions including: front office , external customers and global teams to ensure the operation of ... may be assigned as necessary to ensure the proper operations of the department and the business. **Purpose** The...with experience across a wide range of regulatory requirements (AML/ KYC , securities rules, Dodd Frank, etc.) + Ability to… more
- JPMorgan Chase (Plano, TX)
- …will develop expertise in this area to provide support and guidance to the front office , client service, and other cross-functional partners that our team ... (CWM). In joining our Asset & Wealth Management (AWM) Operations business, you will be part of a diverse...with all department and regulatory (AML, SEC, DOL, FINRA, KYC , CIP, OFAC etc.) requirements. + Ability to think… more