- Amerantbank (Coral Gables, FL)
- The Client Services Associate is is responsible for providing customer service and transactional support to Wealth Management Advisors (RM/IC). CAs are responsible ... support to WMA (IC or RM) in updating of KYC and Investment Profile as well as renewal of...vendor among others.Acts as primary liaison with Wealth Management Operations ; Participates in special projects: massive mailing, database maintenance,… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …& Markets Information (GPMI) is part of the Fidelity Fund & Investment Operations (FFIO) group. GPMI provides several core support activities to Asset Management, ... such as anti-money laundering (AML) and know your customer ( KYC ) due diligence are core activities performed in these...minimum of 8 years of experience in an investment operations role working with such entities as brokers, clearing… more
- Citigroup (O'Fallon, MO)
- The KYC Operations Assoc Analyst is an entry-level position responsible for participating in Anti-Money Laundering (AML) monitoring, governance, oversight and ... role is to assist in the development and management of a dedicated internal KYC (Know Your Client) program at Citi. **Responsibilities:** + Conduct reviews of client… more
- Citigroup (Tampa, FL)
- The KYC Operations Intmd Associate Analyst is an entry-level position responsible for participating in Anti-Money Laundering (AML) monitoring, governance, ... in the development and management of a dedicated internal KYC (Know Your Client) program at Citi. **Responsibilities:** +...documentation reviews + Verify and confirm banker ownership of KYC Records to ensure continuous flow of information +… more
- JPMorgan Chase (Columbus, OH)
- …Services organization, you will play a pivotal role in shaping our KYC operations , optimizing processes, and collaborating with cross-functional teams to ... are seeking an experienced and dynamic Know Your Customer ( KYC ) Quality Assurance Data and Technology Business Analyst ...KYC ) Quality Assurance Data and Technology Business Analyst Associate II to support and implement our efforts in… more
- Bank of America (Charlotte, NC)
- GCIB / GM KYC Business Support Manager VP New York, New York;Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client Outreach ... with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in...Client Due Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team… more
- Bank of America (New York, NY)
- GCIB / GM KYC Support VP New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through ... personnel processes, audit/compliance, premises, and coordination of certain projects, associate training, service quality, process improvement, business continuity, or… more
- SMBC (New York, NY)
- …its employees. **Role Description** Perform daily processing of client onboarding documentation and KYC due diligence. Verify that client and KYC information is ... and perform basic, additional and enhanced due diligence reviews according to KYC policies and procedures. **Role Objectives: Delivery** Perform daily processing of… more
- Morgan Stanley (Tampa, FL)
- …(M/F/Disability/Vet). **Job:** **Other* **Title:** *EDD (Enhanced Due Diligence) Operations Associate * **Location:** *Florida-Tampa* **Requisition ID:** ... We're seeking someone to join our team as an Associate in the Client Onboarding Due Diligence Team within...Onboarding Due Diligence Team within the Firm's Wealth Management Operations Group to support the execution of the Firm's… more
- DAI (Bethesda, MD)
- ** Associate Manager, Operations ** City/Country Location Details **Bethesda, Maryland** Employment Status Job Type **Corporate** **Job Title/Grade:** ... Operations **Work Location** : Bethesda, Maryland **Function of the Position** The Associate Manager, Operations is a full-time member of the USG Entity… more
- Robert Half Finance & Accounting (Boston, MA)
- Description Our client is a Private Equity firm looking to add an Associate to the team. This position is hybrid, in-office 3 days a week. The incumbent will be in ... from opening new accounts to daily cash reconciliation, and any necessary KYC requirements. Requirements Ideal candidate will bring 3+ years of experience, ideally… more
- Citigroup (Jacksonville, FL)
- The Intermediate Associate Telesales Representative is a Client Service and Sales support position, fully responsible for servicing and supporting internal and/or ... inbound and outbound phone calls and adhering to Know-Your-Customer ( KYC ) and Anti-Money Laundering (AML) procedures for Citi's Investment...issues will be owned end to end by the associate and will be treated with a closed loop… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Sales Middle Office Associate role will be joining the newly created Sales MO function within ... Derivative Operations to support the front office as they build...application process and help coordinate onboarding process across front office/legal/credit/ KYC , etc.). The team will also play a role… more
- Neuberger Berman (New York, NY)
- …a member of the Private Wealth Centralized Business Services group, the Associate /Analyst will provide onboarding and business support to Neuberger Berman Private ... Wealth Teams. Will partner with Compliance, Supervision, Business Control and Operations as a point of service contact to ensure a highly efficient and rewarding… more
- Citigroup (San Francisco, CA)
- The Relationship Associate is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area,...resolution + Ensures timely completion of Know Your Client ( KYC ) and other regulatory requirements, in partnership with product… more
- SMBC (New York, NY)
- …experience with ability to coordinate between underwriting, capital markets, credit, KYC , and operations departments. + Understanding of non-investment grade ... detailed collaboration with sponsors, borrowers, agent banks, counsel and loan operations . + Ensure transactions are properly registered in SMBC's approval system… more
- Capital One (Plano, TX)
- …3 (31063), United States of America, Plano, Texas Member & Direct Loan Closing Associate Are you looking for a challenging role that includes the convenience of ... working virtually at home? Then a Capital One Commercial Operations role may be the role for you! You...products, which include new loans, modifications and extensions. The Associate will be the primary contact and decision maker… more
- Woodforest National Bank (The Woodlands, TX)
- …a part of one of the largest employee-owned banks in the country! The Commercial Associate I - is the team lead for all Relationship Associates in their respective ... areas. The Commercial Associate will provide quality assurance in the loan process...As the senior team member, ensures continuance of business operations as needed in support of Portfolio Managers and… more
- FirstBank PR (Miami, FL)
- ASSOCIATE PORTFOLIO MANAGER Job summary : Associate portfolio manager works for different organizations that deal with finances and investments. The associate ... financial plans in order to help in the growth of the organization. The associate portfolio manager advises the senior financial managers as to what policies should… more
- Bank of America (Dallas, TX)
- Trust Senior Associate Dallas, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the power ... a difference. Join us! **Job Summary:** The Trust Senior Associate (TSA) is a specialist role that has primary...the appropriate channels within the Fiduciary Services and/or Trust Operations groups. Additionally, TAs will seek out new business… more
