- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... issues. + Analyzing, digesting and summarizing information/documentation responsive to regulatory requests. **Job Family Group:** Compliance and Control… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory Architecture ...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... lead directing the day-to-day activities of one Lead Compliance Officer **In this...change. + Develop, oversee, and provide expert business and regulatory compliance functional knowledge + Provide … more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** to join the **Home Lending Compliance team** . The Lead Compliance ... areas, including sales, originations, underwriting, servicing, and loss mitigation activities. The Lead Compliance Officer will work directly with business,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance ... Learn more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of the front… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part of Consumer Lending Compliance Team. ... experience, education **Desired Qualifications:** + Experience in risk management and regulatory compliance + Knowledge and understanding of lending policies,… more
- Citigroup (Irving, TX)
- ** Regulatory Risk Officer Vice President - Capital Planning Review Team** The Finance Chief Risk Office ("FinCRO") provides risk management oversight of the ... liquidity, interest rate risk and treasury investments, and ensures compliance with all risk-related regulatory requirements. In...limits. As a member of the CPRT team, the Regulatory Risk Officer Vice President will provide… more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Senior Officer -SVP is a strategic professional who closely follows latest trends in own field and adapts them for ... ensuring that concerns are communicated, assigned responsibility, and tracked to resolution. Lead key stakeholders to address regulatory issues to ensure timely… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking Lead Compliance Officers on the Credit Card Compliance Team as part of Consumer Lending Compliance . Learn ... experience, education **Desired Qualifications:** + Experience in risk management and regulatory compliance + Knowledge and understanding of lending policies,… more
- Harvard University (Cambridge, MA)
- …Screening:Criminal, Education, IdentityJob Function:General Administration, Health CarePosition Description: Compliance Officer : + Oversees the compliance ... Health Services (HUHS), with a dotted line to the Executive Director, the Compliance Officer administers the Harvard University Health Services Compliance … more
- Washington Metropolitan Area Transit Authority (VA)
- Cybersecurity Officer Lead (Risk & Vulnerability Mgmt.) Job ID: 240428 Location: VA - Metro Bldg At Eisenhower Full/Part Time: Full-Time Posting Open-Close ... this position either with or without reasonable accommodations. **Summary** The Cybersecurity Officer Lead is responsible for ensuring that the Washington… more
- Citigroup (Irving, TX)
- The Legal Support Sr. Lead Officer is a senior level, non-attorney role, responsible for providing legal support to the Citi Legal team. This role requires a ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Wells Fargo (Tempe, AZ)
- …experience, education. **Desired Qualifications:** + Knowledge and understanding of audit, regulatory compliance , or risk management. + Experience with ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent...Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- SUNY Geneseo (Geneseo, NY)
- …30 Job Duty/ Responsibility Function 1: Serves as the campus internal control and compliance officer and campus lead coordinator responsible for risk ... Compliance Officer Bookmark this Posting Print...work with faculty/staff/students on campus and with SUNY System regulatory contacts and external parties as needed. Flexible hybrid… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... working together to deliver priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays engages with ICRM product… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** **Core Regulatory Compliance Officer ** company overview Wellington Management offers ... clients. Wellington manages approximately $1.2 trillion in public investments. Position overview The Compliance Officer will be a member of the Legal, … more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...up on issues until resolved. + 10+ years of regulatory compliance experience at a broker dealer.… more
- Volvo Group (Greensboro, NC)
- Compliance Officer & Legal Counsel Location: Greensboro, NC, US, 27409 Position Type: Professional Transport is at the core of modern society. Imagine using your ... Volvo Trucks North America (VTNA) are looking for a Compliance Officer & Commercial Legal Counsel to...coordinate its implementation. * Participate in best-practice sharing 3. Regulatory Compliance : * Stay abreast of changes… more
- Endo International (Malvern, PA)
- …Summary** Responsible for supporting the Executive Director, Global Commercial and R&D Compliance Officer with creating risk-based compliance strategies and ... support to the Executive Director, Global Commercial and R&D Compliance Officer in carrying out roles and...forces. Collaboration and Leadership + Collaborates with business and Compliance colleagues and may serve as the lead… more