- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to help develop, implement, and support the oversight of the effective and consistent ... execution of certain core elements of the Compliance Program Policy across the Conduct Risk...as they relate to the underlying team responsibilities. The Lead Compliance Officer will support… more
- MetLife (New York, NY)
- …drive appropriate business practices and adherence to the firm's standards for employee conduct risk management. The Lead Compliance Consultant is ... Management. Within CRM, the Governance, Customer Protection & Employee Conduct Compliance team has the responsibility for...officers across the globe. Key Responsibilities: * Serve as lead CRM subject matter expert on the key pillars… more
- Washington Metropolitan Area Transit Authority (VA)
- Cybersecurity Officer Lead (Risk & Vulnerability Mgmt.) Job ID: 240428 Location: VA - Metro Bldg At Eisenhower Full/Part Time: Full-Time Posting Open-Close ... include NIST CSF/RMF and 800-53 Rev. 5. The program lead will conduct and manage risk assessments...either with or without reasonable accommodations. **Summary** The Cybersecurity Officer Lead is responsible for ensuring that… more
- M&T Bank (Clanton, AL)
- …Compliance Risk Manager Director, Consumer Protection Office reports to the Chief Compliance Officer within M&T Bank's Compliance Risk Management ... of their respective risk portfolio. . **PRIMARY RESPONSIBILITIES** + Lead a team of 30+ compliance program...program and subject matter experts; report into the Chief Compliance Officer . + Provide guidance, assess, and… more
- CIBC (Chicago, IL)
- …and relationship-oriented bank for a modern world. **JOB PURPOSE** The Deputy Chief Compliance Officer (DCCO) will play a pivotal role in ensuring that ... and internal policies. The DCCO will assist the Chief Compliance Officer (CCO) in leading and managing...requirements and aligns with the bank's risk appetite. + Lead the development and execution of compliance … more
- City National Bank (Los Angeles, CA)
- ** COMPLIANCE OFFICER ** **WHAT IS THE OPPORTUNITY?** Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. + Assist the Compliance Manager, Senior Compliance Officer ,...with comparable line of business QA testing results. + Conduct meetings to discuss testing and risk assessment results… more
- Akumin (New York, NY)
- …and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation, ... and update written policies and procedures and standards of conduct to create a culture of compliance ...Compliance (CHPC), Certified Fraud Examiner (CFE), Certified Professional Compliance Officer (CPCO), or Certified Professional Coder… more
- RTX Corporation (Tewksbury, MA)
- …Specifically, this person, along with one direct report, will manage our Ethics & Compliance Officer (ECO) Network comprised of employees across the business who ... will be a member of the Ethics & Business Conduct (E&BC) leadership team responsible for the implementation of...The successful candidate will support the Legal, Contracts and Compliance (LCC) function and report to the lead… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales… more
- Amazon (New York, NY)
- Description We are looking for a passionate and driven individual to lead our 2LoD Risk Function. The successful candidate will already be operating at Chief Risk ... Officer level at a financial services regulated company. They...multi-dimensional financial (capital, liquidity, etc) and non-financial (cyber, operational, conduct , regulatory, etc) risk programs to deliver data driven… more
- Citigroup (New York, NY)
- Serves as a senior risk officer for Legal Regulatory Requirements and Obligations (Legal RRO) Advisory responsible for establishing internal strategies, policies, ... Cluster Heads + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for Regulatory Change Identification. +… more
- Citigroup (Tampa, FL)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... The overall objective is to utilize in-depth AML knowledge to review, analyze and conduct effective due diligence and investigations on higher risk cases that may be… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct , regulatory … more
- HUB International (Columbus, OH)
- …will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to ... community. **About HUB Retirement & Private Wealth (RPW):** We lead our communities with integrity, driven to make things...will also aid in the coordination of regulatory and compliance initiatives, conduct periodic and annual risk… more
- Wells Fargo (Iselin, NJ)
- …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This ... with required controls. + Develop and present compelling views and conduct persuasive conversation focused on Cloud transformation and risk management activities… more
- ManpowerGroup (Dallas, TX)
- **Roles: QA officer ( Compliance & testing focus)** **Location: Jax/Dallas, TX (Hybrid - 3 days onsite per week)** **Position type: 15+ months with high ... $42 - $46/hr on W2 (All inclusive)** **Job Description:** The Quality Assurance Officer is a strategic professional who stays abreast of developments within own… more
- Citigroup (Tampa, FL)
- …internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and ... Serves as a senior function/business/product compliance risk officer for Independent ...to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting… more
- Citigroup (Jersey City, NJ)
- …internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and ... Serves as a senior function/business/product compliance risk officer for Independent ...to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting… more