- Wells Fargo (St. Louis, MO)
- …Risk as part of **Corporate & Investment Banking (CIB) Compliance .** As the Lead Compliance Officer , you will support the business aligned compliance ... on the Fixed Income Sales & Trading Compliance Team. Will be responsible for supporting one of...one of the following coverage areas: + Business Aligned Compliance Officer (BACO) for the Strategic Relationship… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Compliance Advisory experience at a broker dealer covering fixed income and/or fixed income futures activities.… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... and drives actions to address the root causes that lead to compliance risk issues and/or operational...As a member of an FLU or CF C&OR officer team, the C&OR Manager is accountable for proactive… more
- Truist (Atlanta, GA)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... compliance actual and emerging risk scenarios within the Fixed Income Sales & Trading business unit and/or functions....Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales &… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- Wellington (Boston, MA)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...Ability to self-start, think creatively and initiate projects that lead to improved scalable workflows + Highly organized and… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...sales and trading groups with a focus on all Fixed Income activities including Primary Dealer. + Provides advice… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...may have, you may be expected to take a lead on specific aspects of our overall program. This… more
- General Dynamics Information Technology (Aurora, CO)
- …Accreditation_ _Process_ _Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (ie FFC, CSP, ... in ensuring program requirements are met._ _Experience preparing Preconstruction Fixed Facility Checklists (FFC), Construction Security Plans (CSP), TEMPEST… more
- Commonwealth of Pennsylvania (PA)
- County Fiscal Officer 3 (Local Government) - Delaware County C&Y Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4710454) Apply County Fiscal ... Officer 3 (Local Government) - Delaware County C&Y Salary...such as revenues, expenditures, transfers, accounts payable, accounts receivable, fixed assets, loans, and inventory in accordance with applicable… more
- City of Reno, NV (Reno, NV)
- Logistics Officer Print Subscribe Class Title Logistics Officer Class Code 3722 Salary $68,099.20 - $95,804.80 Annually + Definition + Benefits Classification ... below to address business needs and changing business practices. Lead , plan, train, and review the work of the...of the unit including overseeing, maintaining, and tracking all fixed assets for the Reno Fire Department. Train assigned… more
- National Reconnaissance Office (NRO) (Las Cruces, NM)
- …The primary purpose of this position is to serve as a Contracting Officer (CO) for a Contracting Team responsible for pre-award and post-award acquisition functions ... consisting of Budget, Contracts, Program Management, and multiple Contracting Officer 's Technical Representatives (COTRs) and also supports the Management Services… more
- Stanford University (Stanford, CA)
- Academic Records & Enrollment Officer **Vice Provost for Student Affairs, Redwood City, California, United States** Student Services Post Date Sep 25, 2024 ... policies are consistently upheld. The Academic Records and Enrollment Officer will play a vital role in managing these...diverse perspectives in their work. This is a one-year fixed term position with the possibility of an extension.… more
- International Rescue Committee (New York, NY)
- Requisition ID: req55501 Job Title: Senior Program Officer - Grants and Growth Management Sector: Grants Employment Category: Fixed Term Employment Type: ... Role Reporting to the Director, Signpost, the Senior Program Officer (SPO) plays a vital role within the Signpost...to the Director, Signpost, advising together with the Program Lead and the Senior Technical Advisor on matters related… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to the Chief Information ... Officer ("CIO") providing decision support through financial forecasting and...corporate and enterprise technology strategic objectives. This position will lead and foster collaboration across Enterprise Technology, the Finance… more
- International Rescue Committee (New York, NY)
- …Program Officer , Partnerships Sector: Program Administration Employment Category: Fixed Term Employment Type: Full-Time Compensation: USD 68,580.00 - 84,052.00 ... expand R&P capacity through remote placement and affiliate partners. The Program Officer , Partnerships supports a range of activities involved in establishing and… more
- Aspen Medical (Miami, FL)
- …Medical has an exciting opportunity for a motivated, results-oriented Environmental Health Officer to partner with us in providing medical services to UN sponsored ... delivery services will be provided in accordance with US clinical standards and compliance measures. Requirements: Citizenship + All Aspen Medical staff must be US… more
- Truist (Charlotte, NC)
- …and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Takes a new perspective on existing solutions ... to senior leadership summarizing issues and communicating solutions. + Lead assigned LOBs through annual planning process, including rationalizing corporate… more
- Citigroup (DE)
- The Trust Fiduciary Lead is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... Counselors and utilizing both internal and external investment managers including equities, fixed income, mutual funds, ETFs, private equities, hedge funds and real… more
- V2X (China Lake, CA)
- …Lead will provide Contractor security / program support to the Government SAP Security Officer (GSSO). The PSA Lead must have skill sets that support the ... myriad of security documents (ie, SOP's, OPSEC plans, Security Test Plans, Fixed Facility Checklist (FFC's), and other documentation). + Ensure facility folders… more