- Wells Fargo (Charlotte, NC)
- …Risk as part of **Corporate & Investment Banking (CIB) Compliance .** As the Lead Compliance Officer , you will support the business aligned compliance ... on the Fixed Income Sales & Trading Compliance Team. Will be responsible for supporting one of...one of the following coverage areas: + Business Aligned Compliance Officer (BACO) for the Strategic Relationship… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Compliance Advisory experience at a broker dealer covering fixed income and/or fixed income futures activities.… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- Truist (Atlanta, GA)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... compliance actual and emerging risk scenarios within the Fixed Income Sales & Trading business unit and/or functions....Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales &… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...may have, you may be expected to take a lead on specific aspects of our overall program. This… more
- General Dynamics Information Technology (Aurora, CO)
- …Accreditation_ _Process_ _Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (ie FFC, CSP, ... in ensuring program requirements are met._ _Experience preparing Preconstruction Fixed Facility Checklists (FFC), Construction Security Plans (CSP), TEMPEST… more
- City of Reno, NV (Reno, NV)
- Logistics Officer Print Subscribe Class Title Logistics Officer Class Code 3722 Salary $68,099.20 - $95,804.80 Annually + Definition + Benefits Classification ... below to address business needs and changing business practices. Lead , plan, train, and review the work of the...of the unit including overseeing, maintaining, and tracking all fixed assets for the Reno Fire Department. Train assigned… more
- International Rescue Committee (New York, NY)
- … Officer , Preferred Communities Sector: Social Work Employment Category: Fixed Term Employment Type: Full-Time Compensation: USD 77,130.00 - 92,570.00 Annually ... management to the most vulnerable refugees. The Senior Program Officer for Preferred Communities (SPO) oversees the quality of...local implementors to assist them in improving outcomes. + Lead monitoring of local offices for compliance … more
- International Rescue Committee (New York, NY)
- Requisition ID: req55501 Job Title: Senior Program Officer - Grants and Growth Management Sector: Grants Employment Category: Fixed Term Employment Type: ... Role Reporting to the Director, Signpost, the Senior Program Officer (SPO) plays a vital role within the Signpost...to the Director, Signpost, advising together with the Program Lead and the Senior Technical Advisor on matters related… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to the Chief Information ... Officer ("CIO") providing decision support through financial forecasting and...corporate and enterprise technology strategic objectives. This position will lead and foster collaboration across Enterprise Technology, the Finance… more
- International Rescue Committee (New York, NY)
- …Program Officer , Partnerships Sector: Program Administration Employment Category: Fixed Term Employment Type: Full-Time Compensation: USD 68,580.00 - 84,052.00 ... expand R&P capacity through remote placement and affiliate partners. The Program Officer , Partnerships supports a range of activities involved in establishing and… more
- Aspen Medical (Miami, FL)
- …Medical has an exciting opportunity for a motivated, results-oriented Environmental Health Officer to partner with us in providing medical services to UN sponsored ... delivery services will be provided in accordance with US clinical standards and compliance measures. Requirements: Citizenship + All Aspen Medical staff must be US… more
- Numerica Corporation (Fort Collins, CO)
- Numerica is seeking to hire a Facility Security Officer (FSO) to oversee the company's daily security operations and help us expand to cleared offsites and/or ... you! What you will do: + Manage Numerica's security program to ensure compliance with government and company regulations/requirements in 32CFR / NISPOM. + Maintain… more
- UNUM (Chattanooga, TN)
- …others, and join Team Unum today! **General Summary:** The Chief Investment Officer (CIO) will be responsible for overseeing the investment strategy and portfolio ... and market conditions. **Portfolio Management:** * Oversee asset allocation across fixed income, equities, real estate, and alternative investments. * Monitor… more
- Truist (Charlotte, NC)
- …and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Takes a new perspective on existing solutions ... to senior leadership summarizing issues and communicating solutions. + Lead assigned LOBs through annual planning process, including rationalizing corporate… more
- Citigroup (DE)
- The Trust Fiduciary Lead is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... Counselors and utilizing both internal and external investment managers including equities, fixed income, mutual funds, ETFs, private equities, hedge funds and real… more
- Wellington (Chicago, IL)
- …a member of the Legal, Compliance & Risk Group and will report to a Compliance Officer based in our Boston office, working closely with other compliance ... with those of our clients. **About the Role** Position Overview The Compliance Analyst will support Wellington Management's global private investments compliance … more
- Unilever (Englewood Cliffs, NJ)
- …and deliver the global and BU quality strategy and effective management systems + Lead BU quality team and talent development within the function + Conduct regular ... are effectively managed. + Investigate quality issues (Non-conformances) and failures, lead Critical Event Process and apply Corrective and Preventive Actions (CAPA)… more
- Bank of America (Jersey City, NJ)
- …a difference. Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of ... and drives actions to address the root causes that lead to compliance risk issues and/or operational...knowledge of various financial assets such as Equities, Derivatives, Fixed income, FX and OTC products such as CDS… more
- Scotiabank (New York, NY)
- …and internal policies. The successful candidate will leverage their expertise to lead compliance audits for trade surveillance to identify potential market ... Senior Audit Manager, Compliance Audit (Non-AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a… more