- Fannie Mae (Plano, TX)
- …DC or Plano, TX offices. * *THE IMPACT YOU WILL MAKE* The Legal and Regulatory Compliance Advisor role will offer you the flexibility to make each day ... TO THE TEAM Minimum Required Experiences* * 6 years of related operational compliance experience such as evaluating and completing regulatory submissions based… more
- Citigroup (Washington, DC)
- The Capital Markets Regulatory Policy Advisor will be a part of Citi's Regulatory Strategy & Policy (RSP) team and report to the Head of Capital Markets ... from across its businesses, functions, and geographies - including Risk, Finance, Legal , Compliance , Global Government Affairs and Citi's business units -… more
- NJEDA (NJ)
- Overview Job Summary Under the supervision of the Director of Legislative & Regulatory Affairs, the Senior Advisor supports all aspects of the duties of the ... Legislative & Regulatory Affairs Department, including but not limited to drafting...such as sister agencies, and the public. + Ensures compliance with Administrative Procedures Act and Executive Order 63… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Regulatory Affairs Advisor & Liaison Capital One, a Fortune 500 company and one of the top 10 banks ... a great place to work. Within Capital One, the Regulatory Relations function is responsible for managing all interactions...combination + At least 6 years of experience in compliance , legal , or a combination of the… more
- State of Colorado (CO)
- …and pursuing general applications where legal support is needed. Ensuring regulatory compliance : Coordinate with the Enforcement Manager and Supervisors to ... ECMC Enforcement Advisor ( COMPLIANCE SPECIALIST IV) -Hybrid Print...experience relevant to this position, especially experience working in regulatory compliance at an administrative agency. +… more
- Capital One (New York, NY)
- …financial industry laws and regulatory requirements (eg, FINRA, SEC). The Compliance Advisor Senior Manager works within the Compliance Management ... (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance...regulatory requirements + Assist in designing second line compliance monitoring and testing + Advise CBD business leaders… more
- Santander US (Boston, MA)
- …+ Master's Degree in Business, Finance, or equivalent field preferred + 9+ Years Compliance , Legal , Regulatory , or Financial Services., Skills and Abilities: ... Senior Compliance Advisor , Consumer Banking Wyomissing, United...ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy.… more
- Santander US (New York, NY)
- …Degree with focus in Business, Finance, or equivalent field. Pref **Work Experience:** Compliance , AML, Legal , Regulatory , or Financial Services., 9+ Years ... Sr. Advisor , Compliance - Corporate & Investment Banking...**Skills and Abilities:** + Advanced knowledge of regulatory compliance , AML compliance , relevant… more
- Morgan Stanley (New York, NY)
- …plans, nonqualified deferred compensation plans and severance pay plans to ensure compliance with applicable legal requirements and to implement plan design ... Morgan Stanley sponsored benefit programs. **Job:** **Other* **Title:** *Sr. Benefits Advisor , Legal * **Location:** *New York-New York* **Requisition ID:**… more
- Capital One (Plano, TX)
- …experience in compliance , legal or audit + Certified Regulatory Compliance Management (CRCM) or Certified Information Privacy Professional (CIPP) ... Plano 2 (31062), United States of America, Plano, Texas Compliance Advisor Manager The Compliance ...experience + At least 5 years of experience in compliance , legal , audit or risk management Preferred… more
- Capital One (Richmond, VA)
- …and internationally Attributes of the successful candidate also include: + Knowledge of legal , regulatory , policy and compliance requirements + Strong ... Creek 3 (12073), United States of America, Richmond, Virginia Compliance Advisor - AI/Machine Learning, Marketing and...compliance risk + Develop innovative approaches to drive regulatory compliance in a way that enables… more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Compliance Advisor Manager, Anti-Money Laundering (AML) **The Advisory Manager performs a key ... years of Compliance Advisory Experience** + **Certified Regulatory Compliance Manager (** **CRCM) Certification, Association...New York City (Hybrid On-Site): $147,800 - $168,700 for Compliance Advisor Manager Candidates hired to work… more
- Help at Home (Chicago, IL)
- …input, and ensure that policies are comprehensive, clear, and aligned with legal / compliance / regulatory requirements and industry standards. + Maintain ... a good fit for you._ **Job Summary:** The Senior Advisor , Enterprise Ethics, Compliance and Privacy is...and to creatively solve new problems with the ever-changing regulatory landscape. + Ability to influence and settle differences… more
- M&T Bank (Clanton, AL)
- **Overview:** The Compliance Testing Advisor is responsible for the managing, leading, and execution of compliance testing engagements utilizing a risk-based ... compliance with applicable laws, rules & regulations. The Compliance Testing Advisor is also responsible for...Degree in related field. + 6 years' experience in compliance , legal , audit, risk or other relevant… more
- Commerce Bank (Kansas City, MO)
- …on relevant experience, skills, and competencies.) About This Job As a Trust Investment Compliance Advisor , you'll provide compliance advice to key players ... Critical analysis skills sufficient to analyze and communicate complex legal / regulatory concepts + Knowledge of account administration,...some roles. This compensation range is for the Investment Compliance Advisor - Trust I, II, III… more
- Marex (Chicago, IL)
- …+ At least 5 (five) years of financial industry experience in a legal or compliance role + FCM or FCM Regulatory experience. + Ability to work in a matrix ... visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - FCM Advisor provides … more
- S&P Global (New York, NY)
- …and oversee the provision of complex economic sanctions and broader financial crimes compliance regulatory compliance guidance to the Divisions of Market ... assurance reviews. + Draft, socialize, submit, and track Global Financial Crimes Compliance regulatory filings, including initial / ongoing blocked property… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Privacy Compliance Advisor , Manager (Enterprise Services) Capital One's technology transformation ... + CIPP (Certified International Privacy Professional) certification, CRCM (Certified Regulatory Compliance Manager) certification, ACAMS (Association of… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Senior Privacy Compliance Advisor The Capital One Privacy Compliance team is seeking a ... military experience + At least 6 years of privacy, compliance , risk management, legal or audit experience...Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time,… more
- Treasury, Departmental Offices (Washington, DC)
- …Identify issues relating to regulatory control, such as policy, licensing, compliance , enforcement, and legal issues, and coordinate with policy advisors and ... of Foreign Assets Control (OFAC). As a Sanctions Regulations Advisor , you will be responsible for the management and... implementation of sanctions; AND Experience with respect to legal or regulatory writing, including writing for… more