- US Bank (Washington, DC)
- …other members of the Legal Regulatory Group, the Law Division, Risk Management and Compliance, Audit, Finance, and Government Relations when providing ... and Compliance and Strategy Teams. The attorney will provide regulatory legal advice to senior management...the operations, risk and compliance, treasury, and legal functions in the preparation of regulatory … more
- Insight Global (New York, NY)
- …solve an issue? Plusses: . Prior experience in compliance, product controllers, legal , regulatory , audit or risk management functions -- asset or wealth ... investigative work with knowledge in wealth, asset, or portfolio management , and/or risk management . Experience...Experience in compliance, financial advising, sales, product controls, market risk , legal , or audit is also desirable.… more
- REI (Scottsdale, AZ)
- …and ability to function collaboratively required * Working knowledge of legal , regulatory , and risk management issues related to outdoor education ... position, you will be responsible for the development and scheduling of programs, risk management , operations for all day programming, and overseeing partnership… more
- JPMorgan Chase (Chicago, IL)
- …provide an outstanding client experience, and maintain adherence to the regulatory , legal , and risk management frameworks unique to these client ... portfolio + Protect the firm by following sound risk management protocols and adhering to regulatory requirements **Required qualifications,**… more
- Hartford HealthCare (Hartford, CT)
- …mitigation and avoidance. * Provide guidance to staff and leadership on risk management , legal and regulatory matters. * Provide comprehensive risk ... first choice of the people we serve. The Clinical Risk Manager performs risk management ...outcomes that demonstrate commitment to high reliability safety behaviors, risk reduction, regulatory responsiveness, compliance and safe… more
- Huntington National Bank (Columbus, OH)
- …+ 3 or more years of applicable experience in regulatory compliance, legal , or operational risk management . Preferred Qualifications: + Bachelor's Degree ... communicate and apply federal compliance laws and regulations. + Compliance or Risk Management certification. + Additional Job Description Additional Job… more
- Citigroup (Jacksonville, FL)
- …desirable. + Expertise in the following is beneficial: Fraud Awareness and Risk Management Legal and Regulatory Compliance, specifically + Management ... **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Operational Risk **Time… more
- Capital One (Mclean, VA)
- …Virginia Risk Manager- Regulatory Change Management As a Regulatory Change Manager and risk management professional in Capital One's Commercial ... within a highly collaborative team environment to deliver value-added risk management services to our business partners....experience + At least 3 years of experience in legal , compliance, regulatory , audit or risk… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... within Citigroup senior management , front line, second line (including independent risk , finance, HR, and Legal ), Internal Audit to obtain information /… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... management , front line, second line (including independent risk , finance, HR, and Legal ), Internal Audit...or other control-related function in the financial services firm, regulatory organization, or legal /consulting firm, or a… more
- Citizens (New York, NY)
- … Change Management and the facilitation of the enterprise Compliance Risk Assessment progress. Specific to Regulatory Change Management , this ... this role at Citizens, you will be joining the Regulatory Change Management team which operates out...banking or financial services industries, + Familiarity with compliance risk management principles, + Familiarity with Citizens… more
- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE, PORTFOLIO MANAGEMENT RISK AND CONTROL** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City National ... and assist in identifying, monitoring and mitigating operational and regulatory risks within Portfolio Management Risk...Act as the business teams' liaison for business line risk management , compliance activities, legal … more
- JPMorgan Chase (Jersey City, NJ)
- … identification, assessment, and mitigation + Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements ... tech risks and upholding operational excellence, driving innovation in risk management . As a Tech Risk...implemented controls are operating effectively and in compliance with regulatory , legal , and industry standards. By partnering… more
- Citigroup (New York, NY)
- …processes. FINCRO is an integral part of the Independent Risk Management function of Citigroup. The Regulatory Capital Interpretation and Analysis Team ... Controllers, Credit Risk Management , Market Risk Management , Accounting Policy, Legal ...processes impacting RWA at Citigroup globally. **Job Family Group:** Risk Management **Job Family:** Regulatory … more
- Citigroup (Tampa, FL)
- …work performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time ... The Regulatory Risk Officer Serves as a...the CA teams on a regular basis. + Informing Risk management of significant compliance matters that… more
- PNC (Pittsburgh, PA)
- …challenge compliance with programs. + Assists in the coordination and implementation of the risk management program to meet regulatory expectations. + Under ... & Audit) as well as regulators to provide regulatory risk expertise while developing and managing...multiple assignments at once. **Job Description** + Partners within risk management to plan and execute the… more
- Deloitte (Stamford, CT)
- …Experience in the implementation and execution of a liquidity risk management framework and supporting processes across legal entities, business segments and ... Financial Services Risk , Data & Regulatory , Liquidity -...SR 10-6 Interagency Policy Statement on Funding and Liquidity Risk Management , and SR 16-3 Interagency Guidance… more
- Deloitte (Philadelphia, PA)
- …Experience in the implementation and execution of a liquidity risk management framework and supporting processes across legal entities, business segments and ... products and associated cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management , process,… more
- Citigroup (Irving, TX)
- …of Citi products, risk processes and controls with good understanding of regulatory requirements and risk management framework. + Experience in compiling ... assigned as required. Additional locations: Tampa, FL and Wilmington, DE **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time… more
- New York State Energy Research and Development Aut (New York, NY)
- …of required deliverables (eg, deal structuring and negotiating, transaction documentation, regulatory and investor materials, risk management , corporate ... to join its management team, lead its Legal & Regulatory Affairs ("LRA") team and...Regulatory Team + Collaborating with and advising NYGB's Risk & Compliance team on internal operations and procedures… more