- Twist BioScience (South San Francisco, CA)
- The Director of Internal Controls and Financial SOX Compliance is a senior-level position responsible, which oversees Twist's Sarbanes-Oxley (SOX) compliance ... reporting (ICFR) are designed, implemented, and maintained to meet regulatory requirements. This role will report directly to the...This role will report directly to the Chief Accounting Officer . Key duties include leading a team of SOX… more
- Tris Pharma (Monmouth Junction, NJ)
- …materials , activities and related communications and programs are in full compliance with Medical, Legal, Regulatory and Corporate guidelines; Establishes, ... products spanning neuroscience and other therapeutic categories employing our proprietary science and technology.We truly believe that to innovate and to set… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- University of Utah (Salt Lake City, UT)
- …regulatory deficiencies with animal research protocols, provides technical support, and regulatory guidance. The compliance officer conducts regulatory ... Details **Open Date** 01/10/2025 **Requisition Number** PRN40939B **Job Title** Compliance Specialist **Working Title** Compliance Specialist **Job Grade** E… more
- LifePoint Health (Henderson, NC)
- …information and apply appropriate data analysis techniques.4. Confer with the Director of Risk, Regulatory Compliance , and Privacy Officer in the design and ... JOB SUMMARY Director of Performance Improvement/ Patient Experience/ Patient Safety Officer (PSO) is responsible for the overall direction, leadership and… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Officer role works with departments across SMBC Americas… more
- Citigroup (Wilmington, DE)
- …are managed, mitigated, and aligned with our risk appetite. The Tech & Cyber Risk - Regulatory & Governance Management Officer is part of the Risk Analytics and ... executive planning, execution, and decision making. The Tech & Cyber Risk - Regulatory & Governance Management Officer will be responsible for developing,… more
- Citigroup (Wilmington, DE)
- The Regulatory Risk Sr Officer I is...Business, Finance, and accounting policy); as well as external regulatory & audit teams + Overseeing compliance ... innovative solutions as process evolves and demonstrate high-profile leadership during regulatory review, auditors and the Independent Risk community. + Primary… more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Officer will be part of Citi's Global Regulatory Engagement team and report directly to the Capital Markets ... oversight across all of Citi's regulators. The Capital Markets Regulatory Engagement Officer will support Citi's ...+ Prepare reporting for senior management regarding Capital Markets Regulatory activity. + Prepare briefing materials for… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer I, Investment Compliance State Teachers' Retirement System JC-463577 - Investment Officer I, Investment Compliance ... seeking an experienced individual to work as an Investment Officer I on the Investment Compliance team....broker dealers and investment advisors + Experience working with regulatory agencies (SEC, Department of Treasury, OFAC, FINRA) +… more
- Northern Light Health (Pittsfield, ME)
- …government inquiries and investigations. The CO serves as each assigned MO's designated Compliance Officer , HIPAA Privacy Officer , Civil Rights Coordinator, ... Work Schedule: 8:00 AM to 4:30 PM Summary: The Compliance and Privacy Officer (CO) directs, develops,...compliance projects and initiatives. + Works directly with compliance clients to respond to regulatory requirements,… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... and regulatory exams directed by other organizations within the compliance or legal departments. + Other responsibilities include: overseeing the monitoring to… more
- Billings Clinic (Billings, MT)
- …an unwavering commitment to integrity and regulatory excellence. As the System Chief Compliance Officer , you will shape a compliance strategy for a ... starting. Click here (https://billingsclinic.csod.com/ats/careersite/search.aspx?site=15&c=billingsclinic) to learn more! System Chief Compliance Officer General Administration Division (Generic Location)… more
- Dickinson Financial Corporation (Kansas City, MO)
- **Summary** The Compliance Officer is responsible for ensuring the bank operates in accordance with relevant laws, regulations, and internal policies, managing ... + Bachelor's degree preferred. + Certification as a Certified Regulatory Compliance Manager (CRCM) or ability to...or written communication is required. **Compensation & Benefits** The Compliance Officer position pays a minimum of… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; assessing related sanctions risk… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... applicability of policies, resolution of potential red flags or other client-related compliance escalations. + Representing Citi on critical regulatory matters… more
- Citigroup (Tampa, FL)
- …Additional responsibilities include conducting the 17a-13 quarterly security counts. The Compliance Business Control Officer is a strategic professional who ... The Client Reporting Oversight (CRO) team within the Data & Regulatory Operations organization owns governance and oversight of client reporting functions… more
- Citigroup (New York, NY)
- …work to resolve them. **Key Responsibilities:** + Manage and monitor assigned regulatory examinations to achieve full compliance ; requires directing a ... + 10+ years of business experience in audit, control, compliance or regulatory management in the banking...management skills are essential + Should have proficiency in Microsoft Office - particularly Excel (metrics and data analysis),… more
- Citigroup (O'Fallon, MO)
- …of compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance ... Serves as a compliance risk officer for Independent ...appropriately identified and addressed. + Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing… more
