• MSRB Staff Auditor

    State of Massachusetts (Boston, MA)
    …authorized entities. The MSRB has locations in Boston and Springfield, Massachusetts. The MSRB Staff Auditor is responsible for assisting the MSRB ... and Finance* **Organization:** **Off of State Treas & Rec Genrl* **Title:** * MSRB Staff Auditor * **Location:** *Massachusetts-Boston-1 Winter Street*… more
    State of Massachusetts (08/06/24)
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  • Manager Control Testing/Reporting 1LOD

    City National Bank (Los Angeles, CA)
    …high-performance environment by fostering an inclusive work environment, mentoring/coaching staff members, and enabling opportunities for them achieve development ... industry **Skills and Knowledge** + Knowledge of FINRA, SEC, MSRB , FRBNY and OCC rules and regulations + Masters'...CPA - Certified Public Accountant, CIA - Certified Internal Auditor , CISA - Certified Information Systems Auditor ,… more
    City National Bank (09/12/24)
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