- NY Creates (Albany, NY)
- …and commercialization. Job Description: Job Description for Governance, Risk, and Compliance Specialist JOB SUMMARY The Senior Governance, Risk, and Compliance ... Specialist (GRC) is the organization's authoritative governance, risk, and compliance strategist and execution lead, responsible for maturing and operationalizing a… more
- TD Bank (New York, NY)
- … Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion + Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments ... This position will focus on the trade surveillance portfolio and related initiatives. The VP Compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Capital One (New York, NY)
- Trade Surveillance Manager (Broker-Dealer...Advanced degree + 6+ years of trade surveillance , market regulation, or 6+ years compliance ... **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead...efforts. **Leadership & Collaboration** + Manage, train, and develop surveillance analysts, fostering a culture of compliance ,… more
- TD Bank (New York, NY)
- …is looking for an Associate candidate (Senior Compliance Officer) to join the new Trade Surveillance team. Preferred 3-5 years of experience in trade ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- … team is looking for Vice President to join the Trade Surveillance team focused on Communications. The VP Compliance TDS oversees/leads a team(s) ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina, United States **To proceed with your application, you must be at ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational-Risk-Specialist Trade - Surveillance \_25040545-2) **Job Description:**… more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- Bank of America (Charlotte, NC)
- GFC Manager ; Trade -Based Money Laundering Charlotte, North Carolina, United States;Atlanta, Georgia; New York, New York; Chicago, Illinois; Chandler, Arizona ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/GFC- Manager -- Trade -Based-Money-Laundering\_25044977) **Job Description:** At Bank of America,… more
- Bank of America (New York, NY)
- …lists, watch lists, global research reports, wall-crossings, MNPI (Material Non-Public Information), trade surveillance , and trade preclearance. + Supervise ... Compliance & Operational Risk Manager -...banking, capital markets, and research functions. + Familiarity with surveillance and compliance monitoring systems. **Skills:** +… more
- Citigroup (New York, NY)
- …Non-Financial Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Spread Products business, but there ... enable growth and economic progress. **Team/Role Overview** This SP Trade Monitoring role sits in the First Line of...+ 5-10 years' experience in credit related middle office, surveillance , risk management and/or regulatory compliance in… more
- General Atomics (Poway, CA)
- … surveillance systems. We have an exciting opportunity for a senior trade compliance professional to join the company's International Trade ... enable and shape global business strategies, by providing critical trade compliance guidance and obtaining effective export...to the GA-ASI ITC Program Support and Licensing Senior Manager , the selected candidate will support a portfolio of… more
- JPMorgan Chase (New York, NY)
- …industry especially in Operational Risk Management, Anti-Money Laundering & Know Your Customer, Trade Surveillance model development + Experience with EKS or AKS ... the status quo and striving to be best-in-class. As a Product Manager in the Compliance Conduct and Operational Risk (CCOR) Data Analytics division, you will… more
- Bank of America (Charlotte, NC)
- …of surveillance and financial crime detection models, including trade surveillance , communications monitoring, and transaction monitoring systems - ... GFC Manager - Global Markets Charlotte, North Carolina, United...to non-specialist stakeholders. **Skills:** + Critical Thinking + Monitoring, Surveillance , and Testing + Regulatory Compliance +… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- Sierra Nevada Company, LLC (Dayton, OH)
- …our quality systems and protocols necessary to ensure efficient conformance and compliance . The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and ... for veterans who have already separated from the military. As a Quality Manager , you'll develop, modify, apply and maintain quality evaluation, control systems, and… more
- Sierra Nevada Company, LLC (Dayton, OH)
- The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area is a leader in ISR and aviation, it is a leading prime manned and ... systems. Its end-to-end Command, Control, Computers, Communications and Intelligence, Surveillance & Reconnaissance (C4ISR) capabilities encompass design, integration, test,… more
- TD Bank (New York, NY)
- …This role requires experience within the financial services industry, specifically in compliance , trade surveillance and/or capital markets domains including ... languages, databases, and development frameworks. . Knowledge of financial industry trade surveillance , market abuse monitoring and/or global markets domain… more
