- Raymond James Financial, Inc. (CO)
- …education and experience in securities and/or the banking industry to serve as a compliance partner for the RIA & Custody Services ("RCS") business line, which ... compliance program, and surfacing information to support risk-based decision-making regarding custody and clearing compliance . This role may represent … more
- Wellington (Needham, AL)
- …typically project oriented but can be very operationally focused. The **Senior Fund Treasury & Custody Analyst** will report to the ** Manager of Fund Treasury & ... to meet our clients' unique needs. The **InvesTech Fund Treasury & Custody Team** is responsible for managing and overseeing the financing platform utilized… more
- City National Bank (Newark, DE)
- …internal audit compliance reviews and work with the Retirement Services Manager to implement action plans to correct deficiencies and update policies and ... *TRUST OFFICER II CUSTODY & RETIREMENT SERVICES* WHAT IS THE OPPORTUNITY?...where CNB is acting as Trustee, Trustee and Investment Manager , Directed Trustee or custodian. This position ensures that… more
- M&T Bank (Buffalo, NY)
- …as assigned by the department manager or Leadership Development Manager -MDP. Department Description: Document Custody provides physical and electronic ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...assigned HOW YOU CAN GROW YOUR CAREER: In Document Custody , you'll have the opportunity to cross-train through a… more
- US Bank (St. Paul, MN)
- …prepared and promptly submitted in accordance with regulatory and internal compliance standards. - Liaise with clients, account executives, operational teams and ... experience for clients. - Maintain comprehensive records of the process, ensure compliance with external and internal guidelines, and conduct periodic reviews. -… more
- Citigroup (New York, NY)
- The Product Manager is a senior management level position responsible for managing a broad range of Product Management employees, setting strategy and providing ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Truist (Richmond, VA)
- …auditors, etc. to resolve questions and issues regarding deliveries, certifications and compliance . + Provide timely problem escalation to manager and/or team ... time to time. + Ensure all required documents are reviewed and in compliance with Agency requirements. + Participate in the re-certification process when an issuer… more
- City of New York (New York, NY)
- …safe and secure environment for our employees, visitors, volunteers and people in our custody . Importantly, safe jails enable DOC to provide people in custody ... than 9,500 diverse professionals and knowledgeable experts. DOC seeks to recruit PREA Compliance Managers who will be responsible for the following: - Supporting the… more
- M&T Bank (Iselin, NJ)
- …of Responsibilities:** The Compliance Advisor works under general supervision of the Compliance Manager but exercises a high level of judgment and discretion ... This Senior Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services department of… more
- Enviri Corporation (Morrisville, PA)
- …while ensuring the health and safety of our employees. Job Description The Approvals and Compliance Manager is responsible for a wide range of tasks to ensure ... proper sampling of processed batches of treated outbound material, including chain of custody , to ensure compliance with permit sampling frequency. + Review post… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as an IAM Certifications & Compliance Manager ! We are seeking an experienced manager to lead and oversee our IAM Certifications & ... Compliance function. This role involves driving the streamlining and...equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas offers a… more
- Vighter Medical Group (Laredo, TX)
- …and Border Protection (CBP). HCPs work administratively under the Regional Program Manager and Regional Deputy Program Manager while performing healthcare ... Healthcare is delivered in accordance with approved medical protocols and in compliance with Department of Homeland Security (DHS) directives. Vighter's HCPs work… more
- JPMorgan Chase (Boston, MA)
- …solutions and continuous improvement. As a Global Exchange Traded Funds Operations Control Manager within the Custody Exchange Traded Funds team, you will lead ... team as a Global Exchange Traded Funds Operations Control Manager , where you'll drive impactful change and innovation in...where you'll drive impactful change and innovation in the Custody Exchange Traded Funds (ETF) space. This role offers… more
- Vighter Medical Group (Tucson, AZ)
- Regional Program Manager (RDPM), Local, Tucson, Arizona Job Details Job Location Tucson, AZ - Tucson, AZ Position Type Full Time Education Level Bachelor's Degree ... Shift Any Job Category Health Care Description Title:Regional Deputy Program Manager (RDPM) Location: Tucson, Arizona Position Type:Full time (30-40+ hours/week),… more
- MyFlorida (Tallahassee, FL)
- ENVIRONMENTAL MANAGER -SES - 42001873 Date: Jan 29, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... No: 845698 Agency: Agriculture and Consumer Services Working Title: ENVIRONMENTAL MANAGER -SES - 42001873 Pay Plan: SES Position Number: 42001873 Salary: $59,770.36… more
- Vighter Medical Group (Miami, FL)
- Regional Deputy Program Manager , Miami Sector, Miami, FL Job Details Job Location Miami, FL - Miami, FL Position Type Full Time Education Level Bachelor's Degree ... to 25% Job Shift Any Job Category Management Description Title:Regional Deputy Program Manager Locations:Yuma, AZ; Tucson, AZ; San Antonio, TX; Big Bend, TX; Del… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …- Analyze initial testing conclusions, including exceptions identified, and coordinate with Manager to hold discussions with LOB and compliance partners to ... step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION:As a Compliance Officer II (COII) you will conduct compliance testing for the Wealth… more
- Amentum (Forest Park, GA)
- Amentum is currently seeking a Forensic Case File Manager to support our customer in Ft. Gillem, GA and OCONUS locations. The salary range for this position will be ... Act as quality control for all forensic casework performed to ensure compliance with regulations, policies, and organizational standards. Assist with the development… more
- Amentum (Forest Park, GA)
- Amentum is currently seeking a Forensic Case File Manager to support our customer in Ft. Gillem, GA and OCONUS locations. The salary range for this position will be ... Act as quality control for all forensic casework performed to ensure compliance with regulations, policies, and organizational standards. + Assist with the… more
- Immigration and Customs Enforcement (Los Fresnos, TX)
- …organization and delivery of health care in the facility maintains compliance with all applicable policies, accreditation standards, laws, and regulations. Serves ... chair of the Triad, collaborating with the Clinical Director and Nurse Manager , to establish necessary processes and procedures ensuring provision of consistent… more