- Netflix (Los Angeles, CA)
- …plans at any time. We're looking for a dynamic Manager to join the Governance & Securities Team within the Corporate Legal Team. The role reports directly to ... the Director of Governance & Securities and is based in...address complex issues surrounding corporate governance , corporate securities , and external reporting. As the Manager ,… more
- Carnival Cruise Line (Miami, FL)
- To provide high quality, experienced legal advice in governance and regulatory matters to support the Company's compliance with applicable reporting and disclosure ... of organization and efficiency. **Essential Functions:** + Assist with corporate governance matters including annual dissemination and review of Annual D&O… more
- Carrier (Palm Beach Gardens, FL)
- …Qualifications:** + Strong drafting and communication skills + Experience with securities , public company governance , capital markets, and corporate finance ... Director, Corporate Counsel serves as a legal counsel with respect to securities , corporate finance (including treasury support) and other general corporate matters.… more
- Allegion (Carmel, IN)
- …recognizes the most engaged workplace cultures in the world._ **Senior Legal Manager -Corporate & Securities -Carmel, IN (Hybrid)** Reporting directly to the ... Counsel Labor & Employment, Chief Compliance Officer, Assistant Corporate Secretary, the Senior Legal Manager - Corporate & Securities will play a key role in… more
- Citigroup (Boston, MA)
- **Job purpose:** Securities Service is a key business within the Citi Institutional Clients Group. The business covers Custody, Funds Services and Direct Custody ... and be responsible for implementing an appropriate service delivery governance structure focused on proactive client management. It is...management. It is within the remit of the Account Manager role to act as an advocate for the… more
- Broadridge Financial Solutions (Boston, MA)
- …the way, come join the Broadridge team. The Head of North America Securities Finance Product Services will be responsible for developing the strategic direction and ... business development initiatives for our Securities Finance business. This role is pivotal in driving...Management Leadership Team and report directly to the General Manager . Job Description In this role, youll collaborate with… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of Tax Reporting and Cost Basis team within Wealth and Investment ... Specialist will report directly to the COO's Brokerage Tax Operations Department Manager while supporting data analytics & solutioning for tax reporting and cost… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate supporting Commercial Paid Loans within Wealth & Investment Management Operation ... support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or procedures… more
- Citigroup (Jersey City, NJ)
- …& Collateral Optimization Head of Risk providing supervisory oversight and governance across our operational functions including Margin Operations & Collateral ... goals. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- HSBC (New York, NY)
- …delivering end to end solutions. As our Lead Americas Equity Derivatives Program Manager you will: + Form direct relationships with trading desks, technology teams ... teams via respective backlogs with minimum cross product co-ordination + Delivery, governance & reporting to stakeholders including the Product owner in the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** The Data Governance Manager will contribute to the identification, utilization, and governance of data across Raymond James ... complex problems. **Essential Duties and Responsibilities** * The Data Governance Manager is a key position on...and practices of internal controls and data management and governance . * Principles of banking, finance and securities… more
- TD Bank (Charlotte, NC)
- …can provide you more specific details for this role. **Job Description:** The Sr Governance and Control Manager will be accountable for supporting the US ... United States of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $110,760 - $166,400 USD...area/function and the Bank \#LI-AMCBOther **Who We Are** TD Securities offers a wide range of capital markets products… more
- Citigroup (New Castle, DE)
- …into the sectors and functions. The Identity and Access Management (IAM) Entitlements Governance Group Manager will ensure all quality and service level ... system that facilitates access certification enforcement and supporting systems. The group manager will be responsible for the governance program's overall… more
- Citigroup (Irving, TX)
- **Citi continues to enhance its in-business controls and governance framework by building out Institutional Credit Management (ICM), to house and consistently manage ... Securitization & Specialized Products (SSP), Treasury & Trade Services (TTS), Markets, and Securities Services.** **This role will report to the ICM-UW Head of … more
- Office of the Comptroller of the Currency (Marlton, NJ)
- …(Large Banks Field Examiner) with emphasis in Enterprise Risk Management (ERM)/ Governance , you will serve as an Examiner-in-Charge (EIC) of ERM/ Governance ... Examiner (Large Banks Field Examiner) with emphasis in Enterprise Risk Management/ Governance , you will: Monitor and evaluate large banks overall compliance with… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Compliance Senior Manager for the Regulatory Change Operational Excellence, Governance & Controls team as part of ... role will be responsible for leading the Operational Excellence, Governance & Controls team to ensure that our regulatory...subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- MUFG (Jersey City, NJ)
- …Certified in Risk and Information Systems Control (CRISC), Certified Information Systems Manager (CISM), Certified in the Governance of Enterprise Information ... reporting to relevant stakeholders. + Support Information Security oversight and governance by ensuring our control environment is monitored through relevant… more
- TD Bank (Cherry Hill, NJ)
- …this role. **Job Description:** The Head of US Credit Cards & Unsecured Lending (CCUL) Governance and Control leads the 1a governance & control function for CCUL ... through the development, communication and implementation of a governance strategy for the business in support of the...moving, changing and flexible environment **Who We Are** TD Securities offers a wide range of capital markets products… more
- Morgan Stanley (Miami, FL)
- …financial services firm providing a wide range of investment banking, securities , investment management, and wealth management services. The Firm's employees serve ... due diligence, and negative news processes for Morgan Stanley. The Financial Crimes Governance and Program Management function is a component of the broader WM and… more
- TD Bank (Mount Laurel, NJ)
- …Mount Laurel, New Jersey, United States of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $68,640 - $102,960 USD TD is committed to ... specific details for this role. **Job Description:** The Senior Governance & Control Analyst - Exam & Audit Management...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more