- Netflix (Los Angeles, CA)
- …plans at any time. We're looking for a dynamic Manager to join the Governance & Securities Team within the Corporate Legal Team. The role reports directly to ... the Director of Governance & Securities and is based in...address complex issues surrounding corporate governance , corporate securities , and external reporting. As the Manager ,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $300,000 USD TD is committed to providing fair ... US and Canada with all areas of risk management, governance , and compliance to ensure GTB's partners are working...Business or a related field **Who We Are** TD Securities offers a wide range of capital markets products… more
- Chemours (Wilmington, DE)
- …position is lead attorney for the purposes of ensuring compliance with securities laws and related corporate governance issues, with significant interactions ... improvement at a time. Chemours is seeking a **Senior Manager , Corporate Counsel** to join our growing **Legal** team....on corporate and securities matters under federal securities laws, corporate governance issues, and general… more
- JPMorgan Chase (New York, NY)
- …that offers the opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in one of our key ... establish a strong foundation in the key disciplines of Securities Services so that you will be able to...You also have the support of a mentor, program manager , as well as your direct manager .… more
- Stanford University (Stanford, CA)
- Research Fellow, Stanford Securities Litigation Analytics, Stanford Law School **School of Law, Stanford, California, United States** Academic Post Date May 03, 2024 ... Requisition # 103104 **Research Fellow, Stanford Securities Litigation Analytics** Fixed Term Fellowship: 1-year appointment with possible renewal for up to two… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $190,000 - $215,000 USD TD is committed to providing fair ... impacting the Global Transaction Banking (GTB) business of TD Securities (TDS). Projects in this space will be in...development of the delivery strategy (delivery operating model and governance ), delivery of product roadmap (or the scope as… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** 150,000 - 175,000 USD TD is committed to providing fair ... support for the US Rates Trading Division of TD Securities (USA) LLC. This position will support the US...Reads and understands the Trading Supervision Standard + Demonstrates governance , control and risk management behaviours in alignment with… more
- Citigroup (New York, NY)
- **Job purpose:** Securities Service is a key business within the Citi Institutional Clients Group. The business covers Custody, Funds Services and Direct Custody ... and be responsible for implementing an appropriate service delivery governance structure focused on proactive client management. It is...management. It is within the remit of the Account Manager role to act as an advocate for the… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... offerings including Fintech, Partners/Vendors and FIs. + Agile Product Owner/Product Manager accountabilities with firm grasp of Agile concepts and execution:… more
- Bank of America (New York, NY)
- …to ensure effective controls over data for GMRM. As an ABS Portfolio Manager , you will deliver Asset-Backed Securities (ABS) lending credit risk reporting, ... Asset Backed Securities (ABS) Lending Reporting VP - New York...written updates on a timely basis. The ABS Portfolio Manager will primarily be responsible for coverage of the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and/or certification to support the design and implementation of the Disclosure Governance program. Ensures firm policies and program procedures are up-to-date and ... on revisions to disclosures, as needed. + Leads the disclosure governance meetings with operational stakeholders. + Manages the disclosure change process… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Manager to join our Central Governance Team in Wealth and Investment Management as part of ... acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required + This position… more
- Zions Bancorporation (Salt Lake City, UT)
- …the risks associated with those changes. We are currently seeking a Wealth Management Governance & Regulatory Program Manager within the EWM Team to perform ... EWM. This position is in Salt Lake City, Utah. Description Wealth Management Supervisory Manager works closely with key executives to monitor and manage some of the… more
- JPMorgan Chase (Brooklyn, NY)
- …the project management of new and incremental client business to the Securities Services organization within JPMorgan's Corporate Investment Bank. The role covers a ... Broker Dealers and Insurance Companies. Solution and Implementation activity encompasses all Securities Services products including - but not limited to - Custody,… more
- JPMorgan Chase (Brooklyn Center, MN)
- …coverage of markets and selected clients. As a Financial Market Infrastructure Network Manager on the Network Management team, you will play an integral role in ... post-trade, Payment, Clearing and Settlement (PCS) of cash and securities transactions and financial instruments worldwide. Financial Markets consist of three key… more
- SMBC (New York, NY)
- …Transformation Portfolio Manager (Data Management) partners with the divisional business manager and serves as portfolio oversight and governance lead to ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Jersey City, New Jersey; Charlotte, North Carolina ... policy, operational/fraud risk management requirements. The Global Financial Crimes ("GFC") Manager - Global Markets and Global Wealth &Investment Management Risk… more
- SMBC (New York, NY)
- …Transformation Portfolio Manager (Cyber Security) partners with the divisional business manager and serves as portfolio oversight and governance lead to ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Citigroup (Queens, NY)
- The Senior Group Manager position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing financial ... Y-15. + Provide oversight and thought leadership across Regulatory Reporting governance and activities across Citigroup, including compliance with relevant policies… more
- Amgen (Thousand Oaks, CA)
- …provide vital support to the Corporate and Governance Team in corporate governance matters, securities law compliance, and related tasks. The ideal candidate ... activities. + Conduct legal research and gather information on corporate law, securities regulations, and governance best practices as directed by attorneys.… more