- TD Bank (Washington, DC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The three Sanctions Advisory Managers will be aligned to specific lines of ... business to act as a key advisor on sanctions issues, guidance, processes, regulatory changes, and escalations. The...attention to detail, who are proactive and driven. The Manager , AML Financial Crime Risk Management role leads and… more
- TD Bank (New York, NY)
- …using a risk-based approach to align with policy and regulatory requirements. The Manager , Sanctions and ABAC Financial Crime Risk Oversight will be joining ... who provides oversight, expert policy / regulatory guidance and advisory services and/or a control function related to specialized...legal entities, specifically in the execution of the annual Sanctions and ABAC Risk Assessments. The Manager ,… more
- CIBC (Chicago, IL)
- …within the AML group. + Assist in execution of annual ML/TF and Sanctions risk assessments, including compiling data and performing a variety of calculations using ... such data + Support execution of AML Advisory 's ongoing oversight function with regards to customers/accounts and issue remediation, as well as assist with… more
- MUFG (Irving, TX)
- …Advisory reports into the Global Head of AML Advisory . The Trade Finance AML Advisory Manager will report to the Head of Trade Finance AML Advisory . ... or she is responsible for advising the Head of Trade Finance AML Advisory , FCC Global Stakeholders and relevant first-line business leaders on issues identifying and… more
- Morgan Stanley (New York, NY)
- …oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions , Anti-Corruption and Government and Political Activities Compliance programs. If ... team for you. About The Team The Global KYC Advisory team is tasked with setting KYC policy in...preferably at a large financial institution, consulting firm, asset manager , law firm, or government/regulatory body * Deep understanding… more
- Morgan Stanley (Baltimore, MD)
- …and assist the Head of Screening Controls and stakeholders in KYC and Sanctions Advisory execute on the Program's business-as-usual sanctions obligations ... and execution of the Firm's Anti-Money Laundering (AML), Economic Sanctions , Anti-Corruption and Government and Political Activities Compliance programs. GFC… more
- Scotiabank (New York, NY)
- Senior Manager , Enterprise Anti-Bribery & Anti-Corruption **Requisition ID:** 206608 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... work together to drive ambition for every future! **Purpose** The Senior Manager , Enterprise Anti-Bribery & Anti-Corruption contributes to the overall success of… more
- Capital One (Mclean, VA)
- …our key risk management priorities is to continue to transform our AML and Sanctions program to enable rigorous, nimble, and sustainable AML and Sanctions risk ... Capital One's products, services, risks, and capabilities. The Anti-Money Laundering and Sanctions program is a core risk function within Capital One's Corporate… more
- Deloitte (Atlanta, GA)
- The MARS Quality and Risk Manager (QRM) will support internal client service engagement teams performing services in connection with a clients' potential acquisition ... and tracking of practice reviews for annual selection of Advisory PPMDs + Identify lessons learned for broader MARS...and its potential impact to MARS (eg, SPACs, covid, sanctions , etc.) + Proofread, prepare and distribute risk and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …direction, support the development of enterprise-wide fraud analytics capabilities. The Manager , Fraud Analytics, will assist in the creation, refinement, and ... activities. Reporting to the Director, Financial Crimes Analytics (FCA), the Manager will regularly interact with Enterprise Fraud Risk Management and Technology… more
- Scotiabank (New York, NY)
- Senior Manager , US Internal Control, Corporate & Investment Banking **Requisition ID:** 205308 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary ... industries! We work together to drive ambition for every future! **Purpose** Senior Manager FLSS, contributes to the overall success of the front office/first line… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... business controls to meet obligations with respect to operational, compliance, AML/ATF/ sanctions and conduct risk. + Champion a high-performance environment and… more
- Scotiabank (OR)
- Change Manager **Requisition ID:** 203130 We are committed to investing in our employees and helping you continue your career at ScotiaTech. **Purpose** The role ... they meet the required standards. + Provides input into the Enterprise Change Advisory Board to understand and support the enterprise view of Change Impact across… more
- Alight (NJ)
- …disability, client processes, and case management. + 5+ years medical advisory experience in occupational health, worker compensation, disability, health case ... management, or utilization review. + 2+ years as a Clinical Case Manager + Have ability to work in hybrid environment . Office is located in Jersey City, NJ. +… more
- GKN Aerospace (Tallassee, AL)
- …performance in an advisory and expert capacity on Export Control and Sanctions matters. * Implementing solutions for export control compliance in line with the ... Export Control function and will support the Export Control Manager and Head of Legal for their team in...team in the provision of specialist Export Control and Sanctions knowledge, guidance, advice and oversight to the Business… more
- MacDonald-Miller (Seatac, WA)
- …Management, Compliance & Negotiation + Construction Risk Management + Legal Advisory & Relationship Management + Corporate Governance & Insurance The Director ... ensure construction projects meet all regulatory and contractual standards. Legal Advisory & Relationship Management: + Manage legal compliance activities including… more
- Cummins Inc. (Indianapolis, IN)
- …position may require licensing for compliance with export controls or sanctions regulations. **Experience:** Experience working in a Sales Organization is required ... (eg, Sales Representative, Sales Manager ). Experience working in customer service or support is...expertise. You will actively manage or participate in User Advisory Boards and platform enhancement processes to solve key… more
- Morgan Stanley (Miami, FL)
- …financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits and cash ... well as championing the customer experience. Serve as a senior risk manager for 1L Financial Crimes responsible for establishing internal strategies, policies,… more
- Mizuho Corporate Bank (Jersey City, NJ)
- …testing (UAT) for various systems including MTS and SAA. + Perform initial OFAC/ Sanctions review and disposition in FircoSoft . + Respond to queries from other ... as the need arises when requested by the Unit Head, Section Head or Manager COMPLIANCE: + Obtain a basic understanding of the applicable rules and regulations that… more
- SMBC (New York, NY)
- …of broker-dealer personnel, and conducts compliance training. In addition, the Advisory Team provides the various business lines with guidance and advice ... anti-money laundering (AML), Bank Secrecy Act, USA PATRIOT Act, OFAC and sanctions regulations for the US operations. Additionally, AML oversees key processes and… more