- Charles Schwab (Lone Tree, CO)
- …us a top employer in the money management business. The CSIM SMA Operations & Trade Support Team is responsible for providing focused support to Portfolio ... guidance and education through investment research and financial planning support . Next, we manage a $2.6 trillion platform that...our growth. **Key Responsibilities for this role include:** The Manager will play a key role in supporting the… more
- BlackRock (Atlanta, GA)
- …seeking a FinTech lawyer with 6-10 years of experience in capital markets, trading , commercial negotiations, and contracting to support various financial markets ... Support business development and product development in the trading ecosystem across asset classes (tradfi and digital) by... desk should be highlighted. + Deep understanding of trading ecosystem, including pre- trade communication tools and… more
- ExxonMobil (Spring, TX)
- …trade and credit support agreements + Risk monitoring of a regional trade portfolio, notifying Credit and Trading managers of any material risks or ... Strong communication and collaboration skills with demonstrated experience working with Trading support functions + Prior experience developing and implementing… more
- JPMorgan Chase (New York, NY)
- …& business solutions; Support audit, regulatory and compliance deliverables; Trading desk & trade lifecycle processes & improvements; Day-to-day management ... We are seeking an enthusiastic and keen Business Manager for Global Market Strategy & Trading...act as trusted advisors to the Business Head and Support Functions to achieve the following agendas: New product,… more
- Citigroup (New York, NY)
- …team of investment professionals. This individual will be responsible for trading , quantitative analytics, and will maintain strong relationships with broker dealer ... provide the portfolio management team with timely market commentary, relative value trade ideas, sector analysis, and creative solutions to improve efficiencies and… more
- Bloomberg (New York, NY)
- …Vault is a hosted data management service that delivers integrated trading and communication archival, surveillance, eDiscovery, and analytics capabilities through ... artificial intelligence, and advanced analytics./divdivbr/divdivstrongWhat's the role?/strong/divdivAs a Product Manager for this fast-growing business, this person will help… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided ... as well as the data that feeds into surveillance systems. + Experience with Trade Surveillance systems, such as SMARTS, Actimize, Trading Hub or similar. +… more
- Wells Fargo (New York, NY)
- …Management. This position will require extensive product knowledge and preferable prior trading experience, as well as experience in trade surveillance scenario ... role: Wells Fargo is seeking a Control Management Senior Manager to lead key strategic risk initiatives within the...group also collaborates on projects and initiatives by providing support and awareness of risks and mitigating control solutions.… more
- TD Bank (New York, NY)
- …identifying and disseminating regulatory developments to businesses they support , maintaining Compliance policies, managing complaints and regulatory filings, ... and senior management, as needed, and providing advice and support , as required. **Job Details:** The Head of Compliance,..., as required. **Job Details:** The Head of Compliance, Trade Surveillance and Communications, TDS (US) reports to the… more
- TD Bank (New York, NY)
- …of either NICE Actimize Platform or other AML surveillance vendor solutions or SMARTS/ Trading Hub or other trade surveillance vendor platform + Understanding of ... (Familiarity with Asset Classes and Products) + Compliance (AML, Trade Surveillance and Supervision) **Technical knowledge and hands-on experience:**...the Bank, those we serve, and the economies we support . We are guided by our vision to Be… more
- BP Americas, Inc. (Chicago, IL)
- …Senior Manager Commodity Risk will play a key role working with trading , marketing & origination, scheduling, structuring, and support functions for the ... simplification as part of ongoing responsibilities. The position reports to the Senior Manager Commodity Risk RPTA. Trading & Shipping champions a diverse and… more
- Aramco Services Company (Houston, TX)
- …experience) + Minimum of ten (10) years professional experience + Experience in compliance, trading , risk control, or trading support role + Excellent ... Position Overview: We are seeking a skilled and detail-oriented Trade Compliance Manager to oversee our energy...support of the monitoring, tracking and enforcement of trade compliance polices + Ensures proper execution of existing… more
- Scotiabank (New York, NY)
- …leverage broader Bank relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by ... Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary...provide online and in-person compliance training for sales and trading staff and related support personnel. Coordinate… more
- Bank of America (New York, NY)
- …reporting of market risk, distributing the market risk reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance, Finance, ... Global Markets Risk Sr Manager New York, New York **Job Description:** At...trading desk as well as other risk and support groups (eg Finance, Quants, Technology, Model Validation) and… more
- Scotiabank (New York, NY)
- Manager , US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary ... presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking &… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non-AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking &… more
- PNC (Philadelphia, PA)
- …within assigned risk profile and makes effective, generally accepted recommendations. Coordinates trade strategy with portfolio manager to achieve optimal risk ... field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. As a Trader, you will work with investment team portfolio… more
- Robert Half Finance & Accounting (Indianapolis, IN)
- …* Advanced certifications, such as a CFA (level 3 preferred), FRM (Financial Risk Manager ) and active trading licenses are considered a plus. Responsibilities: * ... this role, you will have an opportunity to work trade in both domestic and international equity markets. Desired...Manager (FRM) qualification to provide more analysis into trading activities * Maintain flexibility in working hours to… more
- Highmark Health (Columbus, OH)
- …for the Organization and its subsidiary companies. The incumbent will evaluate trade ideas, conduct investment research on investment credit sectors and make ... guidelines. **ESSENTIAL RESPONSIBILITIES** + * Maintain and establish relationships for trade execution, gather information on new security issuance and stay abreast… more