- American Express (Sandy, UT)
- …, and Governance functions. The Senior Manager , AENB Affiliate Governance & Audit & Exam Management will primarily be responsible for implementing ... and - audit closures, and overall driving effective and efficient exam and audit management . They will also be responsible for maintaining the Affiliate… more
- Citizens (Westwood, MA)
- Description As the Commercial Field Exam Manager you will supervise internal staff of professional commercial field examiners. Conduct reviews of exam ... familiarity with the industry, etc. + Interact with senior management of Wholesale Credit Risk, Commercial Lending and Citizens...higher degree of risk or otherwise have identified field exam issues or concerns. + Supports and serve as… more
- Commonwealth of Pennsylvania (PA)
- …of Audit objectives and performance measures. This position reports to the Audit Manager and will communicate the progress of assignments or specified issues ... audit findings and recommendations, and completing final audit reports in preparation for management review....the application, including all supplemental questions, serves as your exam for this position. No additional exam … more
- American Express (Phoenix, AZ)
- …and streamline and enhance the efficiency and effectiveness of ORM exam management process. **The Senior Manager , Audit & Regulatory Engagement will:** ... + Support the day-to-day internal and external exam management process, working across enterprise functions...Partner with ORM teams and advise on responses to exam & audit inquiries + Develop and… more
- Capital One (Plano, TX)
- …an effective Continuous Process Improvement and Change Management program to advance audit and exam process effectiveness + Oversee incident and issue ... Senior Manager , IT & Technology Risk Management ...professional with excellent information technology (IT) system (a) risk management , (b) internal control, (c) audit , (d)… more
- City National Bank (Charlotte, NC)
- * MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... practice and strong control environment * Support and facilitate audit and exam activities * Develop expertise...of experience in risk management , operational risk management , compliance, or audit functions in the… more
- Citigroup (Getzville, NY)
- …Risk Event management including Escalation, and Internal & External Audit exam participation** **for Markets Operations globally** **.** Partnering with ... industry. **Team Overview:** The **Markets Operations COO Controls and Regulatory Management ** function is comprised of: + Deeply embedded Control Officers… more
- American Express (New York, NY)
- …across Financethrough regular communication + Facilitate the day-to-day internal and external exam management process, working with the Enterprise functions (eg, ... programs and reporting. Finance is looking for a Manager of Governance focused on ensuring control management...risk procedures and standards + Facilitating the operational risk exam management processes + Experience in financial… more
- JPMorgan Chase (Chicago, IL)
- …exams, issues, priorities, and commitments to increase transparency. + Enforce best exam management practices and increase transparency and accountability: eg ... and striving to be best-in-class. As a Risk Control Manager Vice President in Business Banking Risk, you will...providing guidance related to exam management responses. **Required qualifications, skills and… more
- Unitil (Portsmouth, NH)
- …offerings may differ between union and non-union employee groups. Position Purpose The Manager of Integrity Management is responsible for ensuring the safety, ... transmission and distribution systems. This role oversees the Transmission Integrity Management Program (TIMP), Distribution Integrity Management Program (DIMP),… more
- Capital One (Mclean, VA)
- Manager , Process Management At Capital One, we're...research + Act as the front door for all audit and exam requests, partnering with product and ... that we built to power our own successful digital transformation. As a Manager , Process Management supporting Capital One products in Investigator Platforms, you… more
- American Express (Sunrise, FL)
- …adherence to operational risk procedures and standards + Manage the operational risk exam management processes + Experience in financial services industry ORMCM ... Management (ORM) through aggregated reporting. Operational Risk Management is looking for a Manager of...**Required Qualifications** + 4 Years experience in operational risk management (eg, within Risk and/or Internal Audit … more
- American Express (New York, NY)
- …adherence to operational risk procedures and standards. o Manage the operational risk exam management processes. Strong enterprise risk management experience ... programs and reporting. EDDS is looking for a Senior Manager of Control Management (CM) Reporting &...**Required Qualifications:** + 4 Years experience in operational risk management (eg, within Risk and/or Internal Audit … more
- American Express (New York, NY)
- …to operational risk procedures and standards o Manage the operational risk exam management processes + Experience in financial services industry, preferably ... data capabilities and platforms. EDDS is seeking a Sr Manager , Control Management to support change ...**Required Qualifications:** + 4 Years experience in operational risk management (eg, within Risk and/or Internal Audit … more
- US Bank (Gresham, OR)
- …regulatory exams, and senior management requests. + Develop and produce internal management reporting for regulatory exam management and status update. + ... One. **Job Description** Oversee the successful execution of the Model Risk Management (MRM) program through administration of regulatory and policy change … more
- Capital One (Mclean, VA)
- …lines of business on international privacy risks as needed. The Privacy Compliance Manager will apply risk, process management , and analytical skills to drive ... escalate and consult with subject matter experts, when necessary; + Evaluate Internal Audit , Regulatory Exam , and self-identified privacy issues and events for… more
- University of Michigan (Ann Arbor, MI)
- …this role will lead cross-functional collaboration, strategic incident response, audit management , vendor risk assessment, and continuous improvement ... enhance test security standards. As a member of the management team, the Test Security Manager contributes...for all activities related to test security across all exam programs, including requirements for contractors, vendors, and suppliers… more
- Capital One (Richmond, VA)
- …- Compliance Advisor Manager **The Anti-Money Laundering (AML) Fraud Compliance Advisor Manager performs a key risk management role (second line of defense), ... with applicable AML laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …firmwide capital stress test or capital plan. + Assists with requests from Risk Management , Internal Audit , and regulators. + Prepares analyses and reports for ... the RJF Board of Directors and management committees. + Stays abreast of evolving regulatory requirements....- 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Travel**… more
- Truist (Charlotte, NC)
- …7. Support the business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business unit's ... the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of...responsible for providing first line of defense end-to-end risk management support for the Enterprise Data and Analytics team… more