- JPMorgan Chase (Columbus, OH)
- **Job summary** As a manger of The Securities Based Lending team in Wealth Management Operations; center of excellence, you will guide operations designed to ... 8 - 10 Lenders and Analysts dedicated to the seamless delivery of the Securities Based Lending products to Wealth Management + Provide the highest level of… more
- JPMorgan Chase (Newark, DE)
- As a Securities Based Lending Team Manager , you will be part of a team that is the center of excellence designed to handle a high volume of lower risk ... 8 - 10 Lenders and Analysts dedicated to the seamless delivery of the Securities Based Lending products to Wealth Management + Provide the highest level of… more
- Capital One (Melville, NY)
- 1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance ... Advisor Manager to perform a key risk management role in...the second line of defense advising Capital One's Commercial lending businesses on applicable laws and regulations. The Commercial… more
- Citigroup (Long Beach, CA)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides… more
- Wells Fargo (St. Louis, MO)
- …willing to manage and lead a team of talented credit risk professionals. Role manages securities based lending credit risk and is responsible for creating a ... of Management experience **Desired Qualifications:** + Expertise in models to assess lending values for various securities and/or asset classes + Understanding… more
- S&P Global (Raleigh, NC)
- …market participants_ _with access to pricing and other material information regarding securities lending transactions promptly, our product team is expanding, ... + _Excellent problem-solving and analytical skills_ + _Knowledge of the global Securities lending industry, booking methods and product types_ + _Understanding… more
- Morgan Stanley (New York, NY)
- …services; workplace services including stock plan administration; annuity and insurance products; securities - based lending , residential real estate loans and ... Subsidiaries from the Wealth Management business segment primarily includes Securities - based lending , which allows clients...sit in other state locations, but report to a manager in NY, must have the above language included… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …problems or needs. **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various ... periodic compliance monitoring and prepares reports summarizing the Bank's fair lending activity. * Supports the comparative file/matched pair analyses for… more
- TD Bank (New York, NY)
- …making compensation decisions. The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and ... TD Wealth **Job Description:** The Associate Private Client Relationship Manager (ARM) is a high-touch point of client contact...partners with other RMs, IAs, Wealth Strategists and Wealth Lending Advisors. The job will also be responsible for… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Scotiabank (Houston, TX)
- Senior Manager , Mortgage Capital Markets Credit Risk **Requisition ID:** 207286 **Salary Range:** 94,095.00 - 180,030.00 _Please note that the Salary Range shown is ... a guideline only. Salary offered may vary based on factors, including, but not limited to, the...is broad and will include loans, loan products, derivatives, securities products, banking products, etc. + Manage a portfolio… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Morgan Stanley (Purchase, NY)
- …credit cards, residential mortgage products, home equity lines of credit, securities - based loans, high net worth tailored lending products & commercial ... that conducts its business through three principal business segments-Institutional Securities , Global Wealth Management/Morgan Stanley Wealth Management (MSWM), and… more
- MUFG (New York, NY)
- …our recruitment team will provide more details. We're searching for a Credit Risk Manager who will be responsible for the credit portfolio of MUFG's Middle Market ... projects and assignments as required **Experience:** + 8+ years' experience in lending to technology companies, + Strong knowledge of corporate credit analysis,… more
- Morgan Stanley (Purchase, NY)
- …firm that conducts its business through three principal business segments-Institutional Securities Group (ISG), Global Wealth Management via Wealth Management (WM), ... brokerage, investment advisory, financial and wealth planning, credit and lending , deposits and cash management, annuities, insurance, retirement, and trust… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... want to work. We value and demand respect for others, promote individuals based on merit, and ensure opportunities for personal development are widely available to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Concepts, practices, and procedures of banking compliance * Mortgage and Securities Based Lending regulatory requirements * Principles of ... banking and finance and securities industry operations * Financial markets and products *...Resolve complex problems/issues, independently analyze information, and make recommendations based on analysis * Read, analyze, interpret and apply… more
- AIG (New York, NY)
- …billion as of 31 December 2022 comprised primarily of fixed maturity securities and includes private equity, hedge funds, commercial/residential loans and equity ... securities . The Investment Accounting group's specific responsibilities include reconciliation...10Q/K and Financial Supplement, including as appropriate the Investment, Lending , Fair Value, VIE Footnotes and Investment MD&A +… more
- Morgan Stanley (San Diego, CA)
- …credit cards, residential mortgage products, home equity lines of credit, securities - based loans, high net worth tailored lending products & commercial ... that conducts its business through three principal business segments-Institutional Securities , Wealth Management, and Asset Management. Wealth Management provides… more
- Morgan Stanley (Cincinnati, OH)
- …credit cards, residential mortgage products, home equity lines of credit, securities - based loans, high net worth tailored lending products & commercial ... that conducts its business through three principal business segments-Institutional Securities , Wealth Management, and Asset Management. Wealth Management provides… more