- JPMorgan Chase (Columbus, OH)
- …loan servicing and credit transactions. **Job Summary** As a Manager of the Securities Based Lending team in Wealth Management Operations, you will guide ... Guide a dynamic Securities Based Lending team,...Guide a dynamic Securities Based Lending team, dedicated to providing...and Analysts dedicated to the seamless delivery of the Securities Based Lending products to… more
- Capital One (Mclean, VA)
- Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line ... of defense advising Capital One's Commercial lending businesses on applicable laws and regulations....Fannie Mae, Freddie Mac, and FHA. The Compliance Advisor Manager will support the businesses' compliance with applicable laws… more
- US Bank (Charlotte, NC)
- …aligns with their experience.** US Bank is currently searching for a Portfolio Manager to join a specialty industry division within the Financial Institutions Group. ... In this role, you will partner with Relationship Manager (s) and Senior Product Partners to underwrite and successfully...manage a portfolio of credit relationships within both the Securities Industry ("SI"), and Private Capital and Global Asset… more
- TD Bank (New York, NY)
- …sits within TD Securities ' US Prime Services business, which provides financing, securities lending , and other services (eg, securities clearance and ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $110,000 USD TD is...their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge,… more
- TD Bank (New York, NY)
- …they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and ... Description:** 2026 Summer Analyst Program - Corporate Banking (New York) TD Securities is a market leader in Corporate Banking, providing a comprehensive range… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (Jacksonville, FL)
- The Wealth Deposits and Lending Control Testing Team is responsible for the testing of controls that are designed and owned by Citi's Wealth Deposits and Lending ... Work. This position reports to the Wealth Deposits and Lending Control Testing Head within the Citi COO organization's...raise concerns through IMPACT Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational… more
- TD Bank (Mount Laurel, NJ)
- …they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and ... clients of TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple legal entities (TD Bank… more
- Scotiabank (New York, NY)
- …agent in introducing any systemic changes or enhancements. + Ensuring strict adherence to securities lending collateral guidelines as always set out in the LCS ... Senior Manager , Collateral Operations **Requisition ID:** 216067 **Salary Range:**...domestic and global collateral management as it pertains to securities borrowing and lending activity for the… more
- Raymond James Financial, Inc. (CO)
- …problems or needs. **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various ... periodic compliance monitoring and prepares reports summarizing the Bank's fair lending activity. * Supports the comparative file/matched pair analyses for… more
- Raymond James Financial, Inc. (FL)
- …with stakeholders, and tracking implementation. * Assists with day-to-day Insider Lending and Transactions with Affiliates processes. * Reviews policies, procedures, ... and Abilities** **Advanced Knowledge of** * Concepts, practices, and procedures of securities industry and/or banking compliance. * Rules and regulations of: … more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Scotiabank (Houston, TX)
- Manager , Mortgage Capital Markets Credit Risk **Requisition ID:** 214158 **Salary Range:** 76,500.00 - 142,120.00 _Please note that the Salary Range shown is a ... guideline only. Salary offered may vary based on factors, including, but not limited to, the...is broad and will include loans, loan products, derivatives, securities products, banking products, etc. + Ensure prompt and… more
- Citigroup (New Castle, DE)
- …Management industries, preferably in Custody, Fund Services, ETF Servicing, Transfer Agency, FX, Securities Lending or Middle Office areas. + Ability to drive ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Citizens (Franklin, MA)
- … lending units and balances through mortgages, home equity lines, and securities - based lending . + Client satisfaction survey results. Qualifications, ... and ongoing practice management support. As a Citizens Private Client Relationship Manager (PCRM), you will engage directly with our affluent and high-net-worth… more
- Citizens (Cumberland, RI)
- …lending units and balances through mortgages, home equity lines, and securities - based lending . Client satisfaction survey results. Qualifications: ... and ongoing practice management support. As a Citizens Private Client Relationship Manager (PCRM), you will engage directly with our affluent and high-net-worth… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as assigned. **Knowledge of** . Principles, practices, concepts and procedures of securities based lending , mortgages, cash management, banking and ... . Principles and methods for promoting and educating on securities - based lending , margin, mortgages, high...Manager Experience - 0 to 3 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory… more
- SMBC (Jersey City, NJ)
- …Markets products like Fixed Income, Equities, Structured Products -Derivatives, Repos, Securities Lending , Secondary Loan Trading spanning from Front office ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- JPMorgan Chase (New York, NY)
- …requirements. + Understanding of Equities products and markets, including Listed Options and Securities Lending . + Good judgment and poise for interacting with ... Investment Bank is a global leader in banking, markets, securities services, and payments. We provide strategic advice, raise...over 100 countries. Join our team as a Control Manager in the Prime Financial Services business of Global… more