- City National Bank (Jersey City, NJ)
- ** MANAGER OF AUDIT SR - BSA /AML** **WHAT IS THE OPPORTUNITY?** The Senior Audit Manager will lead a team of auditors to assess the design and ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... in the near future.** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- Bank of America (Newark, DE)
- Senior Audit Manager - ( BSA /AML including Sanctions) Charlotte, North Carolina;Newark, Delaware; East Hartford, Connecticut; Boston, Massachusetts; ... matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions...(eg, OFAC) + Support the execution of the annual BSA independent audit as well as regulatory… more
- City National Bank (Jersey City, NJ)
- ** SR . AUDIT MANAGER - TREASURY/FINANCE** **WHAT...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... managing complex audits and supervising auditors assigned to the audit in one of the following areas:The bank... audit in one of the following areas:The bank 's financial and operational audits to assess the adequacy… more
- US Bank (Irving, TX)
- …what you excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager - Credit & Debit Card Products supports the ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager - Credit...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Bank of America (Dallas, TX)
- IT Audit Senior Audit Manager -.../AML, Economic Sanctions, or Fraud risk management programs, regulations ( Bank Secrecy Act , OFAC, etc.), ... - Global Technology Audit Team, the Senior Audit Manager will oversee...large financial institution. + Minimum 10 years of IT audit experience evaluating systems that support BSA /AML,… more
- Capital One (Plano, TX)
- Plano 3 (31063), United States of America, Plano, Texas DART Senior Audit Manager . FCC/Compliance Audit (Hybrid) **Capital One's Audit function is a ... personal growth and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Sr . Manager interested in becoming part of our… more
- US Bank (Dallas, TX)
- …outside the office location for the other days._ The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management ... Administration Audit Director. This role supports the Audit Director and Senior Audit ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - AML Data Quality Charlotte, North Carolina;Wilmington, Delaware; New York, New York; Plano, Texas **Job Description:** At Bank of ... financial crime regulations and regulatory landscape. Strong understanding ofBank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) regulatory requirements… more
- US Bank (Minneapolis, MN)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....**Administration** Chief Risk Officer team is looking for a ** Sr . Risk Manager ** to join the team. The… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... **Job Description** US Bank is seeking a Sr . Information Security Manager with demonstrated competence...all phases of audits to ensure progress according to audit plan; monitors status of ongoing reviews. Recommends: hires,… more
- Wells Fargo (Charlotte, NC)
- …verbal, written, and interpersonal communication skills + Experience in Bank Secrecy Act and Anti-Money Laundering ( BSA /AML), International, Sanctions ... **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit...Fargo lines of business. FiCAT oversees, manages, and executes BSA /AML/OFAC related audits across Wells Fargo lines of business,… more
- City National Bank (Los Angeles, CA)
- …(CAMS) Certification **Skills and Knowledge** + Working knowledge of banking operations and Bank Secrecy Act /Office of Foreign Assets Control regulations + ... **WHAT IS THE OPPORTUNITY?** Under the direction of the BSA Risk Manager , this colleague is responsible...Knowledge and understanding of federal regulations pertaining to the Bank Secrecy Act and Office… more
- Umpqua Bank (Liberty Lake, WA)
- Senior Auditor III Audit and Loan Review...recommend future assurance coverage of that area to the Audit Manager . + Lead regular audits or special ... conformity with deadlines and budget expectations. + Keep the Audit Manager informed of progress, impediments, and...requirements, such as FDIC, FRB, CFPB, FINRA, etc. + Audit /risk management experience within Treasury, BSA /AML, or… more
- Capital One (Plano, TX)
- …Experienced Sr . Auditor, FCC/ Corporate Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... the candidate will focus on engagements involving Corporate Compliance, BSA /AML, Sanctions, and Fraud Compliance related audit ...audit projects that provide input to the annual audit plan. The Senior Auditor will be… more
- Bank of America (Boston, MA)
- …etc. + Subject matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) + Assess ... the execution of the annual BSA audit work as well as regulatory...internal policies. - Minimum 5 years of experience conducting Bank Secrecy Act /Anti-Money Laundering… more
- M&T Bank (Clanton, AL)
- …Capital Planning, CECL, Scorecards, Assets Under Management ("AUM"), Bank Secrecy Act /Anti Money Laundering (" BSA /AML"), Marketing, Artificial ... Intelligence/Machine Learning ("AI/ML") and other models across the Bank , and ensure compliance with SR 11-07. Participate on the Model Risk Oversight Committee,… more
- TD Bank (Lewiston, ME)
- …professional judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory compliance ... Operating Effectiveness level prior to final submission to Internal Audit . The Head of FCRM Monitoring & Testing oversees...and sign-off of the work performed. The Pre-Completion Testing Senior Tester is responsible for the execution of the… more
- Zero Hash (IL)
- …federal and state laws, regulations and guidance, including those related to Anti-Money Laundering (ie, Bank Secrecy Act , USA PATRIOT Act , etc.), as well ... risk management program to execute the company's CIP/CDD/EDD, Platform Audit , and Customer Protection Disclosure review functions. This role...and escalations for the Chief AML Officer and AML Manager as they relate to AML initiatives, AML/ BSA… more
- PNC (Cleveland, OH)
- …management. May lead or oversee direct or indirect execution of activities to comply with the Bank Secrecy Act , AML, USA PATRIOT ACT and Sanctions ... looking to hire a Third-Party Risk AML Advisor within PNC's Enterprise BSA /AML & Sanctions organization in Independent Risk Management. The incumbent will provide… more