- Citigroup (Tampa, FL)
- …Markets Assessment and Testing team. The Markets - Compliance Risk Control Assessment Lead directs a team of approximately six controls testing ... by the Markets business teams. This position reports to the Markets Control Assessment & Testing Head, within the COO's Controls Testing Utility.… more
- SMBC (Jersey City, NJ)
- …action plans to address identified control gaps. + Assist Head of Risk and Control Assessment and CRA Program Lead in managing the CRA process, including ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...reporting to the Executive Director, Head of Risk and Control Assessment . As a Compliance Risk … more
- Citigroup (Tampa, FL)
- …and executed by the Markets business teams. This position will report to the Markets Control Assessment & Testing Head within the COO's Controls Testing ... on an interim basis and will report to the Markets Controls Assessment Lead once...may include cross-training onshore and offshore staff across the Markets Control Assessment & Testing… more
- SMBC (New York, NY)
- …of benefits to its employees. **Job Summary** The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and control ... individual contributor. The BCO will assist the CM BCO lead on execution of the Business Control ... framework. **Scope** The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer is primarily… more
- Citigroup (Queens, NY)
- …and ultimately help them achieve their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director will be responsible for leading ... report to the Head of Wealth Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the… more
- Fannie Mae (Washington, DC)
- …business objectives. *THE IMPACT YOU WILL MAKE* The MF Risk - Risk Management - Lead Associate role will offer you the flexibility to make each day your own, while ... the impact of proposed risks to the enterprise. * Lead team in monitoring information and processes to reduce...reduce risk using rigorous analysis. * Document resolutions and control guidelines. * Guide team efforts to review business… more
- SMBC (Jersey City, NJ)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Vanguard (Malvern, PA)
- …comprehensive perspective on control health. The operational controls project lead roles available: Methodology Advisor Assessment Lead Remediation ... recommendations to strengthen management of processes and enhance the internal control infrastructure to drive a more effective overall operating environment… more
- Vanguard (Malvern, PA)
- …There are 2 positions available: the Senior Methodology Advisor and the Senior Assessment & Remediation Lead . Responsibilities: + Manages major workstreams of a ... recommendations to strengthen management of processes and enhance the internal control infrastructure to drive a more effective overall operating environment… more
- M&T Bank (Buffalo, NY)
- …to provide comprehensive risk-based view of potential complex vulnerabilities, and lead implementation of new methodologies within team. + Develop configuration ... with internal policies and best practices and aligned with industry standards; lead configuration scanning of most complex systems and networks and build remediation… more
- Citigroup (Jersey City, NJ)
- …responsible for assessing significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the ... independent assessment activities globally with strong collaboration with global Markets Product Compliance senior management in accordance with CIA Plan. +… more
- The Boeing Company (Berkeley, MO)
- …Find your future with us. Boeing Defense, Space & Security (BDS) is hiring a Lead Aerodynamics Stability and Control Engineer to join the T-7A Program in the ... T-7A aero database fidelity compared to flight test, and assessment of air data source-error correction accuracy. The selected...will receive guidance from a senior Aero Stability and Control Technical Lead Engineer. Flight engineers are… more
- Citigroup (Jersey City, NJ)
- …within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) Plan. + Act as review lead , coordinating the testing ... first and second line of defense. Also responsible for performing risk assessment of Citi's compliance risks, performing independent testing activities (testing and… more
- Bank of America (New York, NY)
- …Thinking + Negotiation + Resource Management **Job Description Summary** The candidate will lead a Global Markets wide team of professionals overseeing processes ... Compliance and Operational Risk Executive- Global Markets New York, New York **Job Description:** At...and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include leading… more
- Sanofi Group (Bridgewater, NJ)
- …including AI, to expedite and automate core pricing and contracting functions. + Lead and develop a prioritized and strategic path to significantly improve the ... improve efficiency, accuracy, and overall output. + Work closely with the Market Access leadership team and leaders from Account Management, Channel Marketing,… more
- Global Foundries (Austin, TX)
- … design and implementation, driving a best-in-class internal control framework. + Lead annual risk assessment and internal control planning to ensure ... industries and give customers the power to shape their markets . For more information, visit www.gf.com. Summary of Role:...assessment and reporting on GF's effectiveness of Internal Control over Financial Reporting (ICFR). + Lead … more
- BMO Financial Group (Greenwood Village, CO)
- …revenue generation from sales and syndications. Ensures the required internal control standards, including adherence to audit, regulatory and compliance policies. + ... + Advises on sales strategy based on a deep understanding of the market , relevant industry verticals, market competitors, client needs and business growth… more
- Scotiabank (New York, NY)
- …across industries! We work together to drive ambition for every future! **Purpose** Lead , execute, and manage Internal Control , COO, and Operations audits to ... our clients an important bridge to this key global market for trade and investment flows across the Americas...Apart from knowledge of the design and effectiveness Internal control and COO areas supporting capital markets … more
- NatWest Markets (Stamford, CT)
- …Assurance Officer reportingto the US General Counsel and the Global CCOwill lead the Compliance Assurance team responsible for assessing compliance risks and ... Compliance Assurance testing program and will be responsible to lead the program monitoring and assurance reviews to identify...written reports to senior management. + Report and escalate control issues and any violations of laws or breaches… more
- SMBC (Jersey City, NJ)
- …IT head in planning, managing, and executing the IT general control ("ITGC") assessment , IT application control assessment ("ITAC"), data control ... applications and infrastructure that support the Finance organization. + Lead and manage the execution of IT control...and report the results. + Prepare the quarterly internal control assessment updates and annual management internal… more