- Zions Bancorporation (Salt Lake City, UT)
- …we bring the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market , Liquidity, Wealth Risk & ... under local brands and management teams in high-growth western markets . Zions is regularly recognized by _American Banker_ magazine...A Market , Liquidity, and Wealth Risk & Compliance (MLW) Testing Officer works… more
- MUFG (Irving, TX)
- …reviews on the Sales & Trading business units with focus on the Markets Compliance program. The Compliance Officer will work closely with ACT teammates ... assessment of the Swap Dealer program, Volcker Rule program, Market Conduct, Market Access, Desk, Branch and...markets compliance , markets surveillance, compliance monitoring, auditing or testing reviews and/or… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- First Horizon Bank (Memphis, TN)
- …On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing, ... education and experience 3. Previous experience in risk management, internal audit, compliance , or control testing preferred. 4. Familiarity with relevant… more
- Bank of America (Charlotte, NC)
- …Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte, North Carolina, United...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...to learn new regulatory areas impacting products, behaviors and market participants. + Knowledge of testing or… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance +… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, ... risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...Conduct targeted AML/OFAC training, as appropriate. + Conduct periodic testing of AML functions as mandated by the Periodic… more
- First Horizon Bank (Jonesboro, AR)
- … background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred. ... site in Memphis, TN; Raleigh, NC; Jonesboro, AR; **SUMMARY** A Privacy Officer is responsible for developing, implementing, and overseeing an organization's privacy… more
- Honeywell (Charlotte, NC)
- As a **Sr Export Compliance Officer ** here at Honeywell, you will play a crucial role in ensuring that our company operates within the boundaries of export laws ... and regulations while maintaining a strong culture of compliance . You will work out of one of our...communications sent by the function + Support audits, transaction testing , metrics gathering + Provide guidance on export regulations… more
- Bloomberg (New York, NY)
- Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & ... compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance ...Serve as the lead for AML audit and independent testing efforts across the Americas, ensuring findings are addressed… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …to Regulatory Monitoring and Change management Program ownership. + Recommend protocols for compliance testing . + Contribute updates to the compliance risk ... apply logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer I-Newline Compliance At Fifth Third, we… more
- CIBC (Chicago, IL)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Regulatory Compliance Management (RCM) Officer will assist in the ... compliance risk in the US Region. The RCM Officer will support the US RCM Program Manager to...Are** + You have 5+ years' experience in regulatory compliance , risk management, or compliance audit/ testing… more
- Kelly Services (Burlington, NJ)
- **Position:** Lead Compliance Officer **Location:** Onsite (Pharmaceutical Manufacturing Facility) **Salary Range:** $75,000 - $85,000+ (DOE) **Bonus:** ... a dynamic pharmaceutical environment? We are seeking a Lead Compliance Officer to establish and drive ...**Qualifications** + Minimum 8 years' experience in pharmaceutical, analytical testing , or related science field + Minimum 3 years… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... + Communicate deficiencies to key stakeholders and exercise credible challenge. + Assist Compliance testing with test execution that contributes to the overall … more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10047603 **Description & Requirements** The ... status reports, potential gaps and issues and maintain organized records of compliance documentation; * Contribute to testing and audit preparation, and… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER I - 76003648 1 Date: Dec 3, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER I - 76003648 1 Pay...workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, FS, Drug-Free Workplace… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER II - 76004950 Date: Dec 1, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER II - 76004950 Pay Plan:...workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, FS, Drug-Free Workplace… more
- MyFlorida (Orlando, FL)
- COMPLIANCE OFFICER - 42003601 Date: Dec 4, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 866254 Agency: Agriculture and Consumer Services Working Title: COMPLIANCE OFFICER - 42003601 Pay Plan: Career Service Position Number:… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER I - 76003474 Date: Dec 3, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER I - 76003474 Pay Plan:...workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, FS, Drug-Free Workplace… more