- US Bank (Milwaukee, WI)
- …and minimize risks. Responsible for the analysis and processing of a variety of complex mutual fund transaction requests for mutual fund companies and ... at-all from Day One. **Job Description** US Bank Global Fund Services (GFS) offers fund administration, compliance,...US Bank Global Fund Services (GFS) offers fund administration, compliance, legal administration, fund accounting,… more
- US Bank (Milwaukee, WI)
- …Transfer Agent, we act as liaison and provide service to over 200 mutual fund /alternative investment companies and their shareholders. We have numerous ... what you excel at-all from Day One. **Job Description** US Bank Global Fund Services (GFS) offers fund administration, compliance, legal administration, fund… more
- Neuberger Berman (New York, NY)
- …and Intermediary Oversight Specialist . You will be responsible for administering mutual fund services, fund oversight, and overseeing the intermediary ... as the annual 15c process, risk reporting, and financial reporting for the Mutual Fund Board of Directors. **Responsibilities:** + Manage the intermediary… more
- Edward Jones (St. Louis, MO)
- …the here and now. **Job Overview** **Position Schedule:** Full-Time The Risk Management Specialist is responsible for the management of the team risk and third-party ... the department's business needs and require a strong working knowledge of mutual funds. **What You'll Do:** + Manage product, regulatory, processing and/or financial… more
- Lincoln Financial Group (Columbus, OH)
- …of financial operations for the insurance company separate accounts and LVIP Trust mutual fund complex. Specifically, this role will have oversight of pricing ... LVIP transfer agency oversight. **What you'll be doing** **As Fund Administration and Operations - Specialist you...and accounting functions related to variable separate accounts. + Mutual fund transfer agency functions, in both… more
- City National Bank (Los Angeles, CA)
- …Bank and SEI Private Trust Company for such transactions as Corporate Actions, Mutual Fund Trades, Trust Settlements and Asset transfers. Additionally, can ... *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior...responded to. * Resolves problems and discrepancies related to mutual fund transactions, including but not limited… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …of Death designations, review of advisor email correspondence, review of and approval of mutual fund trade corrections, review of new business forms for the ... appear on the respective blotters including but not limited to Stock, ETF's, Mutual Funds, UIT's, Structured Products, Bonds and Options, review of brokerage new… more
- TEKsystems (Fort Worth, TX)
- …and insurance products (specifically mutual funds, variable annuities, and mutual fund wrap programs) Thorough understanding of the financial industry ... TEKsystems is hiring a client solutions specialist to join our clients team! Series 7 and series 63 or series 66 required! Description + Assist clients and advisors… more
- Citizens (Johnston, RI)
- …responsible for opening/maintaining brokerage accounts, performing trades for equity/fixed income/ mutual fund clients and assisting clients with money ... Description The role of Wealth Management - Wealth Operations Specialist provides candidates with an introduction into the world of Investment Products via the… more
- UMB Bank (Milwaukee, WI)
- …services for alternative investments, such as private equity funds, hedge funds, and fund of funds, as well as, mutual funds and collective trusts. ... As the **Alternative Investments Operations Specialist I,** you will help start the operations process when the Funds Services division acquires new clients. You… more
- T. Rowe Price (Colorado Springs, CO)
- …contact for inbound participant service requests + Respond to requests for investment, mutual fund , and account information. Resolve complex account issues + ... career with us. Role Summary As a Senior Sales Specialist , you will play an integral role in the...will identify and qualify high-value participants to a Retirement Specialist or Financial Consultant who will deliver enhanced personalized… more
- Greenwich Country Day School (Greenwich, CT)
- …GCDS is fortunate to have built a large endowment which helps to fund competitive salaries and benefits, a robust professional development program, and reimbursement ... backgrounds. Greenwich Country Day School seeks an Elementary Math Specialist , Grade s Pre-K - 5, to start in...Design Principles + Fosters and stewards a culture of mutual respect, equitable practice, and joy in and out… more
- Cherry Bekaert (Columbus, OH)
- …Financing Services Practice (SFS) is seeking an Application Writer and Community Engagement Specialist with a background in the New Markets Tax Credit (NMTC) or ... + Knowledge of finance, data and/or reporting, with specific experience with CDFI Fund 's AMIS reporting preferred + Tax Credit Industry knowledge will be helpful +… more
- T. Rowe Price (Colorado Springs, CO)
- …clients through inbound client service requests. Responding to requests for mutual fund /brokerage transactions, providing account information, and influencing ... opportunity to join us and grow your career with us. Role Summary As a Specialist , Contact Center Services with our Select Client Services group, you will play an… more
- Ace Hardware (Columbia, SC)
- …Air travel required for this position **Essential Functions of the Retail Execution Specialist II role:** The demands described here are representative of those that ... help Children's Miracle Network Hospitals and the Ace Helpful Fund through the Ace Foundation + Ace invests in...the skills and talents of all people to the mutual advantage of each individual and the organization. The… more
- Arrow Financial Corporation (Glens Falls, NY)
- …> Process enrollment forms, investment elections, and beneficiary forms; create and process mutual fund trade files. > Post dividends and interest to daily ... to join our Wealth Management Operations team as a: Wealth Management Operations Specialist This opportunity may be perfect for you if you have experience in:… more
- Ace Hardware (Wilton, NY)
- …with applicable plans and policies._ **Job Description:** Seasonal Part-Time Warehouse Specialist - **Make Your Own Schedule!** At Ace, **"Helpful"** is more ... Humanity, as well as through our employee-sponsored **Ace Helpful Fund ** that provides emergency financial support to our own...the skills and talents of all people to the mutual advantage of each individual and the organization. The… more
- Charles Schwab (Richfield, OH)
- …to: + Support of Sales team creating proposed investment menus, researching fund availability on Schwab's platform, and providing investment insight in funds ... the RIS investment consulting team, investment committee and plan sponsors + Research of mutual funds and ETFs gaining a strong understanding of US Non-US and Fixed… more
- Bank OZK (Little Rock, AR)
- …by the Investment, Administrative, PHI and Operations departments. + Reconciles ex-date mutual fund positions and Held-Away positions daily. + Processes and ... monitors ACAT and NON ACAT free asset activity movement. + Processes Trust dual control vault security movement activity. + Updates manual security pricing and Held-Aways postings. + Processes OFAC requests upon submission. + Processes FIS Corporate Actions,… more
- BlackRock (Princeton, NJ)
- …understanding of internal workflows and the full lifecycle of equity, fixed income, and mutual fund trades across all SMA distribution channels . Monitor risk, ... performance, and portfolio positioning including cash balances, corporate actions, and asset allocation . Use optimization tools to manage model portfolios and ensure compliance with client guidelines . Actively participate in optimization oversight through… more