- Amerant Bank (Coral Gables, FL)
- …delivery/receive of securities free of payment which include DTC, Government, Mutual Fund , International transfers, DRS and/or DWAC transfers.Monitoring client ... investment account documentation for required information and ensure full onboarding process , including the transfer of assets from other broker dealers.Image and… more
- Rose International (Milwaukee, WI)
- …accounting economics, math etc Responsibilities: Responsible for placing and confirming open-ended mutual fund and money market trades on behalf of supported ... departments as required. Establishes and maintains strong working relationships with mutual fund representatives and service providers.Candidate will need to… more
- Insight Global (San Francisco, CA)
- Job Description The Mutual Fund Trading Process Analyst is responsible for advising on the operational aspects of mutual fund post-trade ... financial institutions back office operations with a focus in mutual fund , post-trade reconciliation. Knowledge of DTCC's...fund transfers. Expertise in the end to end trading process including trade execution, transfers, settlement,… more
- US Bank (Milwaukee, WI)
- …Specialist** within **Custody Operations** . This role will be in direct support of the ** Mutual Fund & Portal Trading team** , which together, place live ... trading for both Mutual Funds and Money Markets comprised of six additional...the role_** + Responsible for placing and confirming open-ended mutual fund and money market trades on… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …back office system. These updates impact both client fees and multiple facets of Mutual Fund Trading . Extensive written and verbal contact with internal ... area. Specific functions include the update and maintenance of mutual fund product characteristics as well as...not limited to new fund set up, fund maintenance, fund trading restrictions… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Intermediate investment concepts, practices, procedures and industry regulations related to Mutual Fund trading activities. * Principles and practices ... training to provide support to branches, advisors and other trading groups in specific trading activities within...procedures. * Facilitates the price adjustment and trade correction process . * Ensures trades are confirmed and researches and… more
- JPMorgan Chase (New York, NY)
- …through JP Morgan affiliates. The Six Circles Trust within the Private Bank is a Mutual Fund Complex with assets of ~$90 billion. Job Summary: As a Private ... Bank Mutual Fund Administration, Assistant Treasurer, you will...of the new products and new instruments including prospectus trading /operational model, are approved with the appropriate risk-focused oversight… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …MINIMUM KNOWLEDGE, SKILLS AND ABILITIES REQUIRED: + Understand all aspects of equity and mutual fund trading , including stop orders, limit orders, market ... Investment Executives and their assistants. + Accurately enter stock, mutual fund , bond, option, and UIT orders...+ Assist Investment Executives in all aspects of NFS trading system. + Ability to service both Investment Executives… more
- JPMorgan Chase (Columbus, OH)
- …in the investment management industry. + Technical and business knowledge of various Fund structures (eg, mutual collective investment and ETFs) and activities ... and oversight of a group of Funds including US Mutual Funds, ETF, and Collective Investment Funds in addition...including ETFs. **Job Summary** As a Asset Management - Fund Controller - Associate you will support the Production… more
- Wellington (Boston, MA)
- …of 30 June 2021, we serve as a trusted adviser to institutional clients and mutual fund sponsors in 65 countries. Our innovative investment solutions are built ... high degree of customization to meet our clients' unique needs. The **InvesTech Fund Treasury & Custody Team** is responsible for managing and overseeing the… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for an Associate to join our Fund Administrative, Tax & Oversight team. In this role, you'll be responsible for performing financial ... reporting related activities for a group of assigned mutual funds including: semi-annual/annual financial statement preparation, reporting related to regulatory… more
- Wellington (Boston, MA)
- …out responsibilities as an investment manager and ultimately to mutual fund shareholders. Topics of interest include our trading practices (especially around ... Communications Team** is a specialist client-facing team dedicated to our US Mutual Fund /Sub-advisory clients, interacting directly with our clients and… more
- Charles Schwab (San Francisco, CA)
- … Trading , and Research functions. The team performs fund management and trading for over 150 Mutual Funds, ETFs, CITs, and SMA strategies. You will ... their financial goals. SAM offers a focused lineup of competitively priced ETF's, mutual funds, and separately managed account strategies designed to serve the needs… more
- PNC (Cleveland, OH)
- …to contribute to the company's success. As an Operations Analyst Sr within PNC's Mutual Fund Processing organization, you will be based in Cleveland, OH. This ... funds. This includes reviewing and calling in trades to fund companies, ensure money movement related to trading...will either be participating in dual control by either trading mutual Funds or verify the … more
- UMB Bank (Kansas City, MO)
- …training to provide extensive UMB and financial knowledge, the Trust Operations team provides trading support for our mutual fund and trust customers. These ... with the processing of incoming and outgoing wires for mutual fund clients. Within the Trust Operations...The Securities Services Operations Associate Senior is responsible for trading money markets and mutual funds for… more
- Randstad US (Milwaukee, WI)
- …5 PM education: Bachelors Responsibilities + Responsible for placing and confirming open-ended mutual fund and money market trades on behalf of supported ... required. + Establishes and maintains strong working relationships with mutual fund representatives and service providers. +...+ Candidate will need to have to have minimal trading errors as Bank will be liable. + There… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …of Death designations, review of advisor email correspondence, review of and approval of mutual fund trade corrections, review of new business forms for the ... + Seeks additional information and related follow-up to evidence the review process , in conformance with requirements. + Assists with regulatory exams and requests;… more
- Marex (New York, NY)
- …offices, mutual funds, etc. In addition, Prime Services provides trading execution services, clearing & settlement, reporting, financing, stock loan, and ... countries as appropriate.; clients include banks, hedge funds, market makers, fund managers, institutional, trading houses, professional traders, family offices,… more
- Morgan Stanley (New York, NY)
- …Act and UCITS. Partner across the global team to support the global investment and trading process . *Qualifications - External* * 3 - 5 years relevant portfolio ... Yearly review and analysis of investment management agreements, investment policy statements, mutual fund prospectus and SAI documents to interpret necessary… more
- Wellington (Chicago, IL)
- …of 30 June 2024, we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 60 countries. Our innovative investment solutions are ... well as internal teams, in particular: internal and external Legal Counsel, Investors, Trading , Fund Services & Business, Valuations, and back-office teams +… more
