- TD Bank (Vienna, VA)
- …on the job. Day-to-day responsibilities: + Ensure TD's screening is in line with OFAC , Canada, EU, UK, and other applicable sanctions laws and regulations. + ... issues, including list management and rules + Proactively identify regulatory compliance and operational issues with the lists and implement solutions to improve… more
- Santander US (Dallas, TX)
- …role will be essential in the development and implementation of robust Sanctions compliance governance and continual improvement processes in the control ... Head of Sanctions / OFAC and Watchlists Dallas, United States...with, IT systems used for screening and monitoring for Sanctions compliance . **Preferred** + Master's degree desirable… more
- MUFG (Irving, TX)
- …will provide more details. Sanctions Analyst will sit within the Global Sanctions Compliance Department, reporting to the Global Sanctions Advisory ... team lead. This role will interface with MUFG's senior sanctions compliance managers in the United States...Sanctions Advisory in meeting its ad-hoc and annual OFAC reporting obligations + Support Global Sanctions … more
- SMBC (Albany, NY)
- …Cash Management Services, International Services **JOB SUMMARY:** Within the Financial Crimes Compliance , ("FCC"), the Sanctions Compliance Team ("SCT") ... compliance requirements, and recommendations from CPAD. + Ensures maintenance of OFAC sanctions lists and Internal Watchlists utilized by the tool. +… more
- MUFG (New York, NY)
- …with at least 7 years of experience in sanctions compliance + Sanctions subject matter expertise, including with OFAC and JMOF sanctions + Experience ... in developing and executing financial crime/ sanctions compliance programs and overseeing implementation across multiple jurisdictions in a global financial… more
- Bank of America (Jacksonville, FL)
- …as sanctions advisory, issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an individual contributor ... make a difference. Join us! **Job Description** Global Economic Sanctions ("GES") is responsible for dedicated compliance ...that knowledge for risk analysis, monitoring and testing, and sanctions list management + Provide oversight of… more
- MUFG (Tempe, AZ)
- …and e-mails in the MTD Transaction Screening Unit Mailbox:_ + Open and maintain OFAC / Compliance / Sanctions cases on the IntelliTRACS, based on the level of ... Compliance , Legal or Trade related programs such as OFAC , JMOF, BSA/AML, etc. and any system related issues/concerns;...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- US Bank (Tempe, AZ)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and...requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act,… more
- Capital One (Chicago, IL)
- …(LSO) performs screening, research, and disposition work for Capital One's Economic Sanctions Compliance Program related to the Office of Foreign Asset ... is established as a matter of sound banking practice and ensures compliance with federally-mandated economic sanctions against dangerous or criminal individuals,… more
- MUFG (Tampa, FL)
- …of trade transactions products and services along with related regulatory programs such as Sanctions / OFAC , JMOF, and other compliance rules as they apply to ... Conducting Anti-Money Laundering Red Flag reviews, analyzing and dispositioning OFAC / Sanctions alerts, and Performing Post Processing reviews (Quality… more
- MUFG (Tampa, FL)
- …Experience preferred in Financial Crimes (Anti-Money Laundering Act, OFAC Sanctions , Anti-Bribery and Corruption) and Compliance processes and regulatory ... II role within the Internal Audit Financial Crimes & Compliance Issues Management function is responsible for monitoring of...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... from an end to end basis for an assigned list of clients; + Monitor/review business activities across various...Final CDD Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of… more
- MUFG (Jersey City, NJ)
- …the analysis of business initiatives in support of impacted Financial Crimes Compliance systems and MIS + Planning and executing maintenance activities for ... applications to meet compliance and business requirements + Performing system design, development...in the gathering of business requirements and specifications for BSA/AML/ OFAC systems and tools as well as the design… more