- Wellington (Boston, MA)
- …that aligns our perspectives with those of our clients. **About the Role** ** Core Regulatory Compliance Officer ** company overview Wellington Management ... approximately $1.2 trillion in public investments. Position overview The Compliance Officer will be a member of...Risk Group and will report to the Head of Core Compliance , Americas , working closely… more
- SMBC (New York, NY)
- …and Compliance . **Scope** The AD Operations FCO will report to the Americas Division Head of Functions Control Officer with an indirect reporting line ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change agent, and risk… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …legitimate._ **Job Description** Working in close alignment with the Executive Director, Compliance Officer / GRC Business Partner Lead, the Manager, ... fulfill their desires, dreams, and lives. Our five Core Values empower us to achieve Our Purpose: **Patient...appropriate manner. **Job Duties** + Assists the Executive Director, Compliance Officer / GRC Business Partner Lead… more
- ServiceNow, Inc. (Santa Clara, CA)
- …To accomplish our mission, we are seeking a Sr. Security Manager for our Americas West region. **Role** We are excited and committed to shaping and executing a ... strategy that aligns Global Safety & Security with the core business drivers of our key partners and stakeholders....business requirements. Reporting to the Vice President, Chief Security Officer of Global Safety & Security, you will oversee… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …' Internal Investigations Committee comprised of the OCA General Counsel, OCA Chief Compliance Officer , and Vice President, Human Resources. + Serve as a ... **Our Purpose is to make people's lives healthier, safer, and more fulfilling.** **Our Core Values are reflected in all we do:** _Integrity - Empathy - Agility -… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …**Our Purpose is to make people's lives healthier, safer, and more fulfilling.** **Our Core Values are reflected in all we do:** _Integrity - Empathy - Agility - ... Long-Term View_ We deliver on our purpose and our core values by staying **True to Life.** **Job Description**...Responsible for providing legal counsel to the Chief Medical Officer and his/her leadership team. Acts as a strategic… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... will create and maintain a Compliance Policies and Procedures for all Americas ... compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also… more
- SMBC (New York, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... Manage US Marex Solutions Business Line management relationships. + Collaborate to ensure Americas Compliance Calendar deadlines are achieved. + Create or assist… more
- Morgan Stanley (Birmingham, AL)
- …**Title:** *Business Service Officer * **Location:** *Alabama-Birmingham* **Requisition ID:** *3256976* **Other Locations:** * Americas -United States of ... through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business...behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead, mentor,… more
- MUFG (Atlanta, GA)
- …**Job Summary:** Marketing Officer is responsible for 1) To act as a Core Account Officer for Japanese Corporates in Atlanta representative office in JCB for ... the Americas . Atlanta Representative office covers 8 states in the...maintaining and servicing existing portfolio as Corporate Banking Marketing officer , Developing Banking Business with existing and new customers… more
- MUFG (Tempe, AZ)
- …will provide more details. **_Job Summary:_** As a Compliance Professional within Americas Core Compliance Practices Division, you will be entrusted with ... on enhancement and improvement of program. + Support annual core compliance risk assessment process and perform...+ Review and challenge of the deliverables from the Compliance Officer . + Timely completion of the… more
- Heritage Environmental Services, LLC (Indianapolis, IN)
- …USA | Salary | Corporate - LDP Program | Full Time Compliance Development Program, Emerging Talent About Heritage Environmental Services Headquartered in ... ensure the success of our endeavors as it is core to our business that everyone has the freedom...portfolio companies and assets in Europe, Asia-Pacific and the Americas and supports them in achieving sustainable growth, operational… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Objectives: Overview** The Data Management Department Americas Division (DMDAD) of the Chief Data Officer (CDO) works with ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...for a workflow queue of data stewardship updates to core master/reference data sets + Identify, review, and ratify… more
- Morgan Stanley (Los Angeles, CA)
- …The Service Manager (SM) will report directly to the Complex Business Service Officer (CBSO) and is responsible for the supervision, management of Service Associates ... inquiries/requests * Oversee various administrative efforts in the branch * Ensure compliance with Firm policies and procedures by overseeing the execution of… more
- Graphic Packaging International, LLC (Atlanta, GA)
- …functional leaders: SVP & Chief Accounting Officer , SVP & Chief Audit, Risk & Compliance Officer , SVP & Treasurer, VP of Tax, VP and Corporate Controller, VP ... data and processing requisitions, purchase orders, and invoices. In addition to these core duties, the Assistant will assist with the administration of and access to… more
- Heritage Environmental Services, LLC (Indianapolis, IN)
- …wherever and whenever necessary to ensure the success of our endeavors as it is core to our business that everyone has the freedom to learn and grow. EQT ... EQT owns portfolio companies and assets in Europe, Asia-Pacific and the Americas and supports them in achieving sustainable growth, operational excellence, and… more
- Morgan Stanley (Dallas, TX)
- …of an Annual Supervisory Plan for the Market * Contributes to establishing a core compliance model in offices under supervision * * *Sales/Marketing:* * Seeks ... morale, and business ethics and practices, as well as compliance with all Federal, State, and Local laws and...into the Market Executive and the Regional Chief Operating Officer *All candidates should verify that they meet the… more
- Heritage Environmental Services, LLC (Indianapolis, IN)
- …wherever and whenever necessary to ensure the success of our endeavors as it is core to our business that everyone has the freedom to learn and grow. EQT ... EQT owns portfolio companies and assets in Europe, Asia-Pacific and the Americas and supports them in achieving sustainable growth, operational excellence, and… more