- Bank of America (New York, NY)
- Equities Compliance and Operational Risk ...second line of defense compliance and operational risk oversight for a Front Line Unit, Control ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...Strong oral and written communication skills + Knowledge of equities and equity derivatives market structures +… more
- Bank of America (Chicago, IL)
- …+ Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North...tool + Maintains an inventory of processes, risks, and controls and associated metrics for risk appetite… more
- Morgan Stanley (Baltimore, MD)
- …Management Operational Risk group is responsible for overseeing the operational risk and control framework within the Wealth Management business ... and Control Self-Assessment, and coordinate new operational risk programs in partnership with the...an event have been effectively evaluated and Firm Policies, Controls and Business Continuity Plans are appropriately updated to… more
- Banc of California (Santa Ana, CA)
- …knowledge of risk assessments utilizing standard RCSA methodology + Knowledge of operational risk and related controls ; COSO, SOX, and Capital Standards ... writing effective risks, controls and tests; designing risk assessment processes and procedures; control processes... mitigate risk and propose improvements to control and monitor proactively to prevent operational … more
- TD Bank (Mount Laurel, NJ)
- …**Line of Business:** Risk Management **Job Description:** **The** **Senior Group Risk Analyst, Operational Risk - Operational Resilience** **provides ... people, processes, premises, technology/cyber, data and third parties. The** **Senior Group Risk Analyst, Operational Risk - Operational Resilience**… more
- US Bank (St. Paul, MN)
- …relates to operational risk mitigation. + Consulting on business line operational risk procedures, control design and training. + Performing risk ... recipients. + Documenting, assessing and oversighting applicable operational risks and controls within the enterprise risk framework tools (RCSA and ECRA). +… more
- Citizens (Johnston, RI)
- …amended internal controls to ensure timely review and action for operational risk -related analytics and reporting. + Collaboration with designated business ... Description The Senior Operational Risk Manager is a member...and Independent Risk Management (IRM) to enhance risk and control frameworks beyond the traditional… more
- Manulife (Boston, MA)
- …analysis, testing and validation of controls effectiveness. + Work with Operational Risk and Resilience (including Enterprise Risk ) colleagues across ... **The Opportunity** **The Senior Director, Group Functions Operational Risk and Resilience Management (ORRM**...Experience in designing, implementing, and validating the effectiveness of operational controls is strongly valued. + Working… more
- Scotiabank (New York, NY)
- …of the operational resilience program. This role falls within the Internal Control Operational Risk Pillar and will subsequently require the ability ... needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional ...but not limited to, new initiatives, business process mapping, operational risk and control self-assessments… more
- Scotiabank (New York, NY)
- …but not limited to, Risk and Control Self Assessments ("RCSAs"), Risk identification, Operational Risk Events, Key Risk Indicators ("KRIs"), ... Senior Manager, US Operational Risk **Requisition ID:** 204416 **Salary...needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional … more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...risk losses + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- Motion Recruitment Partners (New York, NY)
- Operational Risk Controls - Equities , 1st line defense New York, NY **Hybrid** Contract $70.28/hr - $79.19/hr Outstanding long-term contract opportunity! ... A well-known Financial Services Company is looking for an Equities Operational Risk Analyst in...Months **Required Skills & Experience** + Direct experience with Equity Research and related control frameworks +… more
- Federal Reserve Bank (Chicago, IL)
- …Analyze and understand the firm's global operational risk management and controls including Risk Control and Self-Assessment program as well as ... plus years of direct work-related experience + Expertise in operational risk and third-party risk ...commission are helpful but not required. + Expertise in Risk Control Self-Assessment Programs + Demonstrate independent… more
- SMBC (White Plains, NY)
- …and/or internal control frameworks + In-depth knowledge of enterprise Operational Risk Management + Bachelor's degree + Strong organizational skills, ... competitive portfolio of benefits to its employees. **Overview** Reporting to the VP of Operational Risk , the incumbent supports the Second Line of Defense … more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As an Operational Risk Management Lead, Vice President within Risk Management and ... backgrounds and experiences. Your role will be to ensure that the Firm's Operational Risk Management Framework is implemented effectively and functions optimally… more
- American Express (Phoenix, AZ)
- …assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, technology, operational risk , financial ... and key internal capabilities and technologies. **About the Role:** The Director, Enterprise Risk Management and Operational Risk Management - Team Leader… more
- Wells Fargo (Charlotte, NC)
- …Manager, Executive Director who will support the audit coverage of Wells Fargo's Operational Risk Management second line of defense function. **In this role, ... internal), preferably in the financial services sector + Strong expertise auditing Risk Management, specifically operational risk management capabilities +… more
- Federal Reserve Bank (Chicago, IL)
- …is responsible for determining the effectiveness of an LFBO's firm's operational risk management framework that supports the identification, measurement, ... assessment, and control of the full spectrum of operational ...as a spectrum of related non-financial risks to promote operational resiliency and risk management of core… more
- Mizuho Corporate Bank (New York, NY)
- …and key risk indicators. + Partner with Business Risk & Control (1st LoD Business Controls professionals) to provide oversight and credible challenge of ... The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable /...risk governance forums + Partner with Business & Control function(s) to understand and continuously monitor risk… more
- TD Bank (Greenville, SC)
- …**Line of Business:** Risk Management **Job Description:** **The** **Senior Risk Analyst Governance and Control ** **manages the development and monitors ... the enterprise risk governance frameworks. The Senior Risk Analyst Governance and Control also plays a key role in development and support of a policy… more