- Bank of America (Charlotte, NC)
- Global Regulatory Reporting Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... Description:** Responsible for directing the day-to-day finance activities involving regulatory reporting and accounting policy. Manages associates working with… more
- Bank of America (Charlotte, NC)
- Manager Accounting Policy-CFO Group Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... accounting issues to ensure compliance with applicable technical accounting and regulatory standards. In addition, this person will have strong communications… more
- Jackson National Life Insurance Company (Lansing, MI)
- …administrative support to the Assistant Vice President (AVP) of Insurance Legal and Product Development, and to both the Insurance Legal and Product Drafting ... identifies opportunities for improvement.** **Distributes daily mail for Insurance Legal and Product Drafting & State Filing business units.** **Assists with SEC … more
- Raymond James Financial, Inc. (Portland, OR)
- …(FINRA), Series 65 or Series 66_RA - Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry ... for changes based on customer input. Configure a complex product -and-services solution and associated contractual terms that meet the...Authority (FINRA), Series 8 or Series 9/10_SU - Gen Sec Sales Supervisor - Financial Industry Regulatory … more
- Mastercard (O'Fallon, MO)
- …governments realize their greatest potential._ **Title and Summary** Principal, Technology Risk Manager Overview The AI & Decision Product Enablement Program (AI ... * Ability to communicate effectively with cross-functional Data Science, Development teams, regulatory agents, and the core product business teams To qualify… more
- Scotiabank (New York, NY)
- Manager , Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... Bank relationships, systems, and knowledge. + Assists the Senior Manager , Compliance within Scotiabank's Asset Management division in carrying...states in which we are notice filed with the SEC . + Assist with the setup of new monitoring… more
- Aston Carter (Littleton, CO)
- Job Title: Cost Accounting Manager Job Description Working with minimum supervision, the Cost Accounting Manager will be responsible for the development of new ... improvements to those systems in accordance with FASB, IASB, IRS, and SEC regulations pertaining to General Accounting and Cost Accounting for Manufacturing… more
- Carhartt, Inc. (Dearborn, MI)
- …is most often a retailer's primary or top 3 apparel brand, held to regulatory and SEC (US Securities and Exchange Committee) disclosure standards and has ... Sales Reports to: Channel Director Job Classification: Remote FLSA: Exempt Job Band: Manager Job Summary The National Account Manager 2 focuses on the… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in… more
- Bank of America (Jersey City, NJ)
- …methodologies * Knowledge of structured business analysis (eg, 6 Sigma) techniques. * Product Knowledge: global markets products SEC Lending and REPO product ... Project Manager Jersey City, New Jersey **Job Description:** At...that impact how the bank does business, provides a product or service, or executes a function. Key responsibilities… more
- Mastercard (Harrison, NY)
- …businesses and governments realize their greatest potential._ **Title and Summary** Manager , Corporate Treasury Overview: Corporate Treasury is hiring a manager ... recommendations, executing the approved strategy, and completing managerial and regulatory reporting * Manage relationships with FX trading counterparties and… more
- Delek US Holdings (Brentwood, TN)
- …Controls:** 18. Maintain strong internal control systems to ensure compliance with SOX, SEC , and other regulatory requirements. 19. Partner with internal and ... Sr Manager , Commercial Accounting Location: Brentwood, TN, US, 37027...currently owns and operates 720 miles of crude and product pipelines, a 600-mile crude oil gathering system, and… more
- Raymond James Financial, Inc. (Greenwood, IN)
- …(FINRA), Series 65 or Series 66_RA - Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry ... the practice's day-to-day operational functions, ensuring compliance with firm and regulatory policies and procedures. Assists with sourcing new Advisors from… more
- M&T Bank (Clanton, AL)
- …compliance strategy and advise on prioritization of compliance risks. The Compliance Manager II will implement and execute strategy and management of the workflow ... regulator relationships and examinations including the Federal Reserve, OCC, SEC , DOL, FINRA, CFPB, State of New York, and/or...must comply and an awareness of issues of recent regulatory focus. + Develop and/or deliver training to support… more
- PNC (Pittsburgh, PA)
- …an opportunity to contribute to the company's success. As a Enterprise Infrastructure Manager within PNC's Site Reliability Center (SRC), you will be based in ... basis. Some responsibilities may be performed remotely, at the manager 's discretion. On call rotation and some travel may...OSPF, BGP, MPLS, * fundamentals and troubleshooting of IP SEC VPNS: GetVPN, DMVPN * Fault and performance monitoring… more
- Guardian Life (New York, NY)
- …but are not limited to fund accounting and reporting related to SEC /shareholder/ regulatory reporting matters. Monitor staff's responsibilities such as daily ... Funds' compliance policies and procedures to ensure adherence to regulatory bodies; work closely with Guardian's partners in the...at least 5 in a leadership role; Mutual Fund Manager experience preferred. + Familiarity with SEC … more
- Delek US Holdings (TN)
- …Internal Controls:** + Maintain strong internal controls to ensure compliance with SOX, SEC , and other regulatory requirements. + Assist with internal and ... Manager , Commercial Accounting Location: TN, US, 37027 Are...currently owns and operates 720 miles of crude and product pipelines, a 600-mile crude oil gathering system, and… more
- Raymond James Financial, Inc. (San Diego, CA)
- …(FINRA), Series 65 or Series 66_RA - Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry ... * Assist with training Financial Advisors on the latest platform and product enhancements, including new software, websites and other tools and resources. *… more
- JPMorgan Chase (San Francisco, CA)
- …Compliance in the dissemination of information relating to changes in policy and regulatory rules. Discuss Compliance and new product lines with sales personnel ... leading global financial institutions on behalf of our clients. As a Supervisory Manager in JP Morgan Advisors, you will exhibit leadership and operational expertise… more
- Marex (Chicago, IL)
- …all areas that are impacted by change. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable ... visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Implementation Manager drives successful implementation of Technology change projects. The… more