- JPMorgan Chase (New York, NY)
- …access the equity markets as a top-tier equity underwriter. Job Summary As a Trader - Program Trading Risk - Vice President within the Equities business at ... and competitive team. Job Responsibilities + Work as a trader on the US Program Trading (PT) Risk team + Handle trading of large portfolios of stocks +… more
- Morgan Stanley (New York, NY)
- *Electronic Trading Business Controls * Electronic Trading Risk Management (ETRM) is a front-office team within Morgan Stanley's Institutional Equity ... this role include: . Implementation and ownership of electronic trading risk controls, designed to enable business...liquidity, both internal and external to Morgan Stanley . Program management of large cross-IED electronic trading … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Trading & Sales Products Senior Manager ( Executive Director Level) to oversee our Product Management team. **In ... Knowledge of the Structured Products, Credit, Munis Sales and Trading businesses + 5+ years of industry related experience...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying… more
- Citigroup (Jersey City, NJ)
- …validation activities for the global Volker Independent Testing Program , Swap Dealer Program and Counterparty Risk and Trading business within Markets ... issues, and root causes. + Developing a valued interactive program of support and compliance risk management...sound decisions, and exhibit initiative and intuitive thinking + Executive presence and a reputation for driving global strategies,… more
- Citigroup (Getzville, NY)
- …and distill detailed information to deliver crisp and succinct executive -level communication . Simultaneously manage multiple projects including delivery and ... applications of new processes and facilitating the change management program to move to the new process **Qualifications:** ...., communication skills, persuasive, and have big picture of Risk and data operation, control, and Governance. . Strong… more
- Bank of America (New York, NY)
- …experience and knowledge of business processes & products. + Familiarity of operational risk program requirements within a financial institution. + Ability to ... Operating Office for Sales, Platform, Analytics, Controls, and Electronic Trading New York, New York **Job Description:** Seeking a...role will report to the Global Markets Business Control Executive / head of Global Markets Sales and Electronic… more
- Citigroup (New York, NY)
- …Overview:** The Global Market Risk (GMR) Fundamental Risk of the Trading Book (FRTB) Program Lead will be responsible for leading the development of ... FRTB Implementation. You will represent and support Global Market Risk as co-Sponsor of the FRTB Program ...oversight of all aspects of traded and economic market risk and electronic trading activities at Citi.… more
- Citigroup (New York, NY)
- …transforming data, processes, and technology to achieve a generational shift in Risk Management practices. Trading Book Data Transformation and Market ... Data & Tech. group within RD&T is responsible for Trading Book Transformation (Counterparty Credit Risk and...Data Assets. + Develop senior management-ready materials for RMEC ( Risk Management Executive Committee) and Regulatory Exams… more
- Siemens (Houston, TX)
- …hedging strategies and trading energy commodities. + Proven experience with various risk assessment methodologies such as assessing the Value at Risk (VaR) ... VaR of portfolios of physical and contractual assets, among others. + Experience with Risk Assessment program design. + Willingness and ability to travel up to… more
- Citigroup (New York, NY)
- This role is focused on delivering the strategic objectives of the Price Risk program and a key member of the 1st Line Risk & Control function directly ... and effectiveness of the sub-function/job family. **Responsibilities:** + Support the Price Risk Program Initiative lead(s) to drive and support hands-on… more
- SMBC (White Plains, NY)
- …for this position must possess both a deep and wide background exposure in the market risk , products ( trading book) and market risk data (eg, key data ... from an accredited university. + 5-7 years of experience years' experience in program data governance, risk Mangement functions, market risk , regulatory… more
- New York State Civil Service (New York, NY)
- …No Agency Financial Services, Department of Title Financial Crimes Blockchain Analytics Risk Associate (Financial Services Specialist 4 (Financial Crime Risk ), ... have been at a supervisory level:* Evaluating financial institution financial crime risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management, compliance or audit… more
- New York State Civil Service (Albany, NY)
- …Senior Blockchain Analytics Analyst (Financial Services Specialist 2 (Financial Crime Risk ), SG-23) Occupational Category Other Professional Careers Salary Grade 23 ... in one (1) of the following:* Evaluating financial institution financial crime risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management, compliance, or audit… more
- CIBC (New York, NY)
- …of Global Markets. Attend learning sessions hosted by the Continuous Learning Program as required. **Who You Are** + Knowledge of business/economics typically ... our values - trust, teamwork, and accountability. **Conduct and Risk Culture** Our CIBC risk culture is...a competitive salary, incentive pay, banking benefits, a benefits program *, a vacation offering, wellbeing support, and MomentMakers, our… more
- SMBC (New York, NY)
- …and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as either a member ... of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance...monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income… more
- Federal Reserve Bank (San Francisco, CA)
- …programs within S+C is the Large Institution Supervision Coordinating Committee (LISCC) program . The LISCC Program function is responsible for driving the ... LISCC supervisory program (covering Capital, Governance and Controls, Liquidity, Recovery and...Analysis) for domestic global systemically important banks (G-SIBs). The Risk Specialist Team (RST) within S+C's Risk ,… more
- Citigroup (New York, NY)
- …+ Support the wider Risk Identification & Monitoring Team's Hunting for Risk Framework strategy design and implementation. The program objective is to ... stripes. This will require partnership with Technology, Markets, Operations, and Program Execution teams to facilitate proactive, accurate risk quantification,… more
- Citigroup (Getzville, NY)
- …Risk and Control Group Manager** will support the wider team's Hunting for Risk Framework strategy design and implementation. The program objective is to ... stripes. This will require partnership with Technology, Markets, Operations, and Program Execution teams to facilitate proactive, accurate risk quantification,… more
- SMBC (Jersey City, NJ)
- …("CRA team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director, Head of Risk and Control Assessment. As a ... serve as program lead for establishing and maintaining Compliance's own Risk and Control Self-Assessment ("RCSA"), a program managed by SMBC's Operational… more
- Wells Fargo (Charlotte, NC)
- …controls as needed + Provide insight and execution in other areas of Banking's risk program infrastructure as needed **Required Qualifications:** + 4+ years of ... decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted… more