- Amerant Bank (Miramar, FL)
- …loyalty and retention, ensuring excellent customer service. Responsible of meeting KYC /KYA AML and other regulatory compliance standards. Ensures documentation is up ... to date and complete.Responsibilities:Provides day-to-day personalized customer service under quality standards defined by the Bank for the international client… more
- MUFG (New York, NY)
- …Institutions/Investment Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other stakeholders + ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...provide more details. We are looking for passionate, proactive, KYC experts to join our growing team. You will… more
- MUFG (New York, NY)
- …with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other stakeholders + Partner ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...provide more details. We are looking for passionate, proactive, KYC experts to join our growing team. You will… more
- Citigroup (Florence, KY)
- …this role is to drive the development and management of a dedicated internal KYC (Know Your Client ) program at Citi. **Responsibilities:** + Provide senior ... technology and policy change and drives continuous improvements to quality of data and client service levels...on key screening processes. **Job Family Group:** Compliance and Control **Job Family:** Business KYC **Time Type:**… more
- Bank of America (Addison, TX)
- Consumer AML Operations Control Analyst - KYC Call Center Addison, Texas **Job Description:** **ABOUT US:** At Bank of America, we are guided by a common purpose ... + Collaboration + Decision Making + Problem Solving + Quality Assurance + Customer and Client Focus + Innovative Thinking + Oral Communications + Prioritization… more
- Citigroup (O'Fallon, MO)
- …role is to assist in the development and management of a dedicated internal KYC (Know Your Client ) program at Citi. **Responsibilities:** + Conduct reviews of ... client account activity, statements, internet research, and ...degree or equivalent experience **Job Family Group:** Compliance and Control **Job Family:** Business KYC **Time Type:**… more
- Citigroup (Tampa, FL)
- …a risk evaluation to holistically assess the risk attributes in conjunction with the client 's KYC Profile to determine whether to on-board or maintain the ... analyze complex issues. Responsibilities: + Review FCB / PI KYC Profiles from a quality perspective to...KYC Profile to support the disposition of the client . Client Information, Ownership Structure, Name Screening… more
- MUFG (Tempe, AZ)
- …May receive delegated responsibilities from management. **Major Responsibilities:** + Perform Quality assurance of client KYC profile completed ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...Line of Defense Unit is responsible to perform the Quality Assurance review of KYC routine review.… more
- Guidehouse (San Antonio, TX)
- …+ Make determinations for potential Suspicious Activity Report (SAR) filings + Conduct Quality Control checks on completed cases **What You Will Need** : ... jurisdictions and countries + Assessment of customer profiles and client data to identify whether activity is consistent with...in transactional data + 1 or more years of Quality Control / Quality Assurance… more
- Morgan Stanley (Purchase, NY)
- …**Job:** **Wealth Management* **Title:** *Vice President, Financial Crimes Risk Quality Control Lead* **Location:** *New York-Purchase* **Requisition ID:** ... laundering and reputational risk issues associated with higher risk client types. The WM and US Banks Financial Crimes...and US Banks Financial Crimes Risk policies and procedures, KYC standards, and QC Program - Strong communications, analytical,… more
- Bank of America (Scottsdale, AZ)
- Business Control Manager - Global Commercial Banking Los Angeles, California;Walnut Creek, California; Seattle, Washington; Newport Beach, California; Sacramento, ... Provides overall leadership to the Onboarding Specialist team responsible for domestic KYC /AML and new account openings. The role manages across multiple market… more
- Morgan Stanley (New York, NY)
- …a Director in Shared Services & Banking Operations to be responsible for performing quality control reviews of customer records to ensure adherence with the ... Firm's Know Your Customer ( KYC ) requirements. In the Operations division, we partner with...financial transactions, devise and implement effective controls and develop client relationships. This is an Advanced Specialist position at… more
- Bank of America (Fort Worth, TX)
- …enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within ... Oversees the design and effectiveness of the risk and control environment to support Client Operational Services...years in one or more of the following areas: Quality Control /Assurance Testing, Process Risk Control… more
- Citigroup (Queens, NY)
- …and clients pose to the Private Bank. + Determines through reviews of the prospects or client 's KYC profile if the banker has provided a high enough quality ... profiles. + Interface with Business, AML, Compliance, Legal, Investigations and Control functions to discuss KYC /AML related issues concerns, corrective action… more
- Bank of America (Fort Worth, TX)
- …of client information; Onboarding for global market clients. The GCAOO Quality Control / Quality Assurance (QC/QA) team provides operational support by ... Senior Business Control Specialist - GCAOO QC/QA Governance Pennington, New...+ 3+ years of experience with risk management, and/or AMLKnow-Your- Client /ClientDue Diligence ( KYC /CDD disciplines in a global… more
- Bank of America (Chicago, IL)
- …hedge funds, or other client types) + Working knowledge of AML / KYC and Regulatory requirements for client on-boarding + Executive Level written and verbal ... Sr Relationship Manager II - Client Onboarding Operations Chicago, Illinois **Job Description:** At...Coordinates on internal processes and documents to deliver a quality and on time product to Global Markets clients… more
- M&T Bank (Manchester, NH)
- …matters. Maintain exemplary relationships with new and existing customers. Resolve client requests and/or issues independently, escalate when necessary. + Assist ... established timeframes. + Adhere to Commercial Know Your Customer ( KYC ) policies. Assist the KYC Officer and...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- Bank of America (Charlotte, NC)
- …enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within ... control improvements for remediation. Anti Money Laundering (AML) Know Your Customer/ Client Due Diligence ( KYC /CDD) is part of the Global Operations… more
- KPMG (Charlotte, NC)
- …Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we don't anticipate that slowing down. In ... Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of Foreign Assets Control (OFAC)/sanctions) matters across all three lines of defense + Help Financial… more
- Morgan Stanley (New York, NY)
- …* Self-motivated with a passion for establishing and maintaining a culture of control within the business while keeping the client experience in mind. ... optimization, simplification, and synergy execution. Drive continuous improvements in client experience by identifying and eliminating friction points, leading to… more
