- Bank of America (Charlotte, NC)
- …with bank policies + Support the execution of strategic enhancements to the Reg Issue Management process. Including process documentations and training ... with the Regulatory Issue Strategy & Integration Executive to support the management of the...materials as needed + Escalate risks and concerns to Reg Issue Strategy & Integration Executive… more
- Wells Fargo (Minneapolis, MN)
- …Compliance and IT&V Portfolio within the Compliance, IT&V and Financial Crimes Risk Management (FCRM) team. Learn more about career areas and business divisions at ... of responses to regulatory requirements and actions. The team partners with issue owners and accountable executives to draft action plans and narrative responses… more
- Bank of America (Atlanta, GA)
- …Regulatory Issues Steering Council groups. + Partner with Reg Issues Strategy & Enablement Executive and the Reg Issue Portfolio Executive to help ... issue in question. + Communicate QA findings to issue owners, Internal Audit, and the Reg ...+ Executive Presence + Talent Development + Issue Management + Liquidity Management … more
- US Bank (Minneapolis, MN)
- …what you excel at-all from Day One. **Job Description** The Marketing Technology Executive is a key leadership role responsible for the strategy, implementation, and ... management of the bank's marketing technology stack ("MarTech"). This...marketing performance through technology: + Establish KPIs focused on issue resolution and mitigation tied to technical performance and… more
- Bank of America (Charlotte, NC)
- …with bank policies + Support the execution of strategic enhancements to the Reg Issue Management process. Including process documentations and training ... with the Regulatory Issue Strategy & Integration Executive to support the management of the...materials as needed + Escalate risks and concerns to Reg Issue Strategy & Integration Executive… more
- USAA (Phoenix, AZ)
- …potential customers, and outside agents. + Responsible for driving action plans for issue management to mitigate potential risks and identify gaps within ... for process improvement. + Monitors operational metrics to provide insight to management on business performance and recommends solutions and improvements for fraud… more
- US Bank (Irving, TX)
- …technical discussions to business-oriented presentations to working closely with Senior and Executive Management - Knowledge of model risk management ... to commercialization. The ideal candidate will have previously served in a risk management and/or compliance capacity in the use of AI/ML and have experience… more
- Morgan Stanley (Purchase, NY)
- …services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients ... an important part of our culture. Morgan Stanley Wealth Management (MSWM) is one of the largest retail broker-dealers...Legal and Compliance Division is seeking to hire an Executive Director or Vice President (commensurate with experience) to… more
- Citigroup (Irving, TX)
- …+ Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control ... Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)'s US Personal Banking (USPB) Independent Assessment Organization team… more
- City National Bank (Charlotte, NC)
- …skilled at verbal presentation, of a caliber suitable for direct exposure to executive management . *Compensation* Starting base salary: $111,408 - $189,738 per ... Manager will also be involved in internal and external issue validation as well as audit continuous monitoring activities;...and commercial compliance requirements, including but not limited to Reg W, Reg O, retail non-deposit investment… more
- Bank of America (Charlotte, NC)
- …and controls; manage the NFRR inventory, manage production health, monitor issue and data incidents, provide report production metrics and monitor regulatory ... business requirements and conduct user acceptance testing for NFRR COE application and management reporting **Required Skills** : * 7+ years of experience in any of… more