- Citigroup (Jersey City, NJ)
- …and issues remediation. *Responsible for IQA and IQC activities and adherence to the Global issue Management Policy . *Ensure the identification of issue ... the area. This role will support the Citi Wealth Controls team responsible for the Issue Management Program including Issue Quality Assurance (IQA) and … more
- MUFG (Tempe, AZ)
- …details. **Job Summary:** This IM Assistant Vice-President role in the Americas Compliance Issue Management Division of MUFG Bank, Ltd. ("MUBL") will be part ... Unit to coordinate implementation and execution of both Regional and Global issue management standards and procedures, drive initiatives that promote on-time… more
- Citigroup (Jacksonville, FL)
- …with key stakeholders + Support issue quality reviews ensuring compliance with Issue Management Policy , Standards and Procedures + Facilitate Business / ... The VP, Enterprise Issue Management is responsible for the...closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + Partner with internal… more
- Citigroup (Getzville, NY)
- …fit for purpose. This role will be accountable for managing the **Data Issue Management & Controls** for the **Strategic Ledger** implementation program. ... plans + Ensure submission into the Data Concern Remediation Management (DCRM) tool for any new data quality issues...Experience with controller functions, financial books & records, and/or regulatory reporting is a plus + Experience in data… more
- Truist (Richmond, VA)
- …**Please review the following job description:** Responsible for supporting Enterprise Issue Validation by ensuring identification of control failures and ensuring ... risk and compliance remediation. Support the effective execution of issues management and validation, risk and control assessments, change risk initiatives, and… more
- Truist (Richmond, VA)
- …and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy . Assess, test and effectively challenge the ... design and effectiveness testing), compliance monitoring indicator (CMI) activities, and Issue Validation aligned to the Technology Business Units. Manage resources… more
- Citigroup (Jacksonville, FL)
- …Coordinator (IQC) are responsible to perform a quality review as described in the Global Issue Management Policy and the current Issue Data Quality ... 5 - 8 years relevant experience in any of the following: Risk and Controls, Issue Management , Compliance, Audit or Regulatory functions, IT Audit + Specific… more
- Citigroup (Irving, TX)
- …are put in place to address Cyber Security (Vulnerability Assessments etc), Management Observation and regulatory issues. + Identify gaps between processes ... **Job Description** IT Lead Analyst for Issue Execution is a strategic professional who stays...Performs other duties and functions as assigned such as Regulatory and exam management , regulatory … more
- Insight Global (Wilmington, DE)
- …read/write SQL code Ability to assess risk and change management Previous regulation implementation/instruction/calculation experience Issue Validation ... seeking a team of (4) Capital and Stress Testing Issue Validation Specialist for a large financial services/banking client....functional requirements and coding logic are in line the regulatory rules, and test data to confirm accuracy of… more
- MUFG (Irving, TX)
- …global minimum KYC Standards + Work with Policy Governance to review Regulatory Change Management Tracking and Action Plans + Develop and maintain additional ... and Analytics, Training, Technology, Centers of Excellence), GFCD Testing and Issue Management , Audit, and Regional Financial Crime Offices. **Responsibilities**… more
- General Motors (Washington, DC)
- … policy and legal teams. + **People Management :** Manage a team of policy and regulatory comms folks and ensure they are working on high-impact projects ... for a smart and strategic comms pro to lead ** Policy & Regulatory Communications** for GM. You'll... team and other executives across GM. + **Crisis Management ** : Lead the communications response for policy… more
- Citigroup (New York, NY)
- …Control, Tech Business Execution, Tech Quality Assurance, Tech Data Transformation, Tech Regulatory Management and Governance, and the Tech Analytics and ... execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to... regulatory status updates + Monitor status of Regulatory Issue Corrective Action as well as… more
- Bank of America (Charlotte, NC)
- …objectives **Desired Qualifications:** + Prior audit experience + Prior governance and/or issue management experience **Skills:** + Critical Thinking + Ability ... by teams + Monitor and ensure adherence to the Regulatory Reporting - Enterprise policy + Creation,...Decision Making + Executive Presence + Talent Development + Issue Management + Oral Communications + Written… more
- Bank of America (Charlotte, NC)
- …environment + Bachelor's degree **Skills:** + Critical Thinking + Decision Making + Issue Management + Oral Communications + Written Communications + Analytical ... Global Regulatory Reporting Observation Management Sr. Specialist...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Truist (Atlanta, GA)
- …and supporting and resolving Data Quality issues as part of the Data Quality Issue Management Group. Prepare data sharing and data delivery agreements for data ... for corresponding Business Unit or Corporate Group. e. Participate in Data Quality Issue Management Group and provide Corporate Group- or Business Unit-specific… more
- Mizuho Corporate Bank (New York, NY)
- …to ensure activities are coordinated. + Work with other leadership in IADA Regulatory Reporting management to identify control issues and emerging risks and ... sound understanding of the financial services industry, including audit, financial, regulatory reporting, risk management , or technology functions. Possesses at… more
- Citigroup (Tampa, FL)
- …RWA under Standardized and/or Advanced approach and/or non-compliance with risk management policies or regulatory capital reporting requirements + Provide ... + Bachelor's/University degree required; Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full time… more
- Citigroup (Tampa, FL)
- …order data program along with driving remediation for Regulatory and Internal Issue Mgmt. related to Citi Data Governance Policy Compliance inclusive of ... Regulatory Execution Senior Lead / Hybrid **About the...BCBS239 scope. The Citi Data Governance Policy (CDGP), released in Sept. 2022, provides a framework… more
- State of Colorado (Denver, CO)
- …with senior management team to ensure that strategic planning and policy development efforts align with division resources and processes. Coordinate with legal ... ensure leadership is timely informed of key events, federal, state and local regulatory and policy efforts; appropriately and professional elevate issues to… more
- Grant Thornton (Dallas, TX)
- …duties as assigned + Conduct testing activities for Consent Order Validation, Issue Management , and independent monitoring engagements, responsible for execution ... Practices, Truth in Lending, Truth in Savings, Fraud Prevention, Third Party Risk Management , Regulatory Change Management , Enterprise Risk Management ,… more