- Citigroup (New York, NY)
- The Regulatory Communications , Advisory & Management team within the Enterprise Data Office's (EDO) Business Enablement and Data Governance group leads ... address senior leaders' questions, concerns and direction. The Regulatory Communications , Advisory & Management Senior Vice President (for EDO) reports… more
- SMBC (New York, NY)
- …Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: ... business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory … more
- Equitable (Charlotte, NC)
- …persistent, and have a growth mindset + Proven written and verbal communications skills **Skills:** **Client Relationship Management :** Knowledge of client ... Relationship Manager, Advisory and Investment Consulting ( 250000GV ) **Primary...Licenses Series 7 and 66 required + Demonstrated relationship management , sales, customer service, and presentation skills in large… more
- City National Bank (New York, NY)
- …are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and advisory matters. This role is ... *COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY * *WHAT IS THE OPPORTUNITY?* The Senior Compliance...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate with business… more
- NTT America, Inc. (Itasca, IL)
- …to changing market, regulatory , and customer dynamics** **Key Responsibilities:** **Client Advisory & Relationship Management ** + Serve as a senior advisor ... day at NTT DATA** **We are seeking a dynamic and experienced P&C Insurance Advisory Lead to join our business consulting practice. In this role, you will spearhead… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Manages Capital Markets & Advisory ("CMA") Compliance's core compliance program to ensure compliance processes and ... policies, and procedures to ensure compliance with federal, state, and self- regulatory regulations. Minimizes the firm's risk exposure while balancing business… more
- MUFG (Los Angeles, CA)
- …specialty investment bank and provides M&A, capital raising and strategic advisory services to entrepreneurs, family-owned companies, private equity sponsors and ... in San Francisco, New York, Chicago, and Charlotte. Intrepid is the middle-market advisory arm of Mitsubishi UFJ Financial Group (NYSE: MUFG), one of the largest… more
- Raymond James Financial, Inc. (New York, NY)
- …in investment and financial planning, in addition to capital markets and asset management . At Raymond James, we are putting the power of perspectives into action ... **Job Summary** _Investment Banking Summer_ _Associates_ _(part of the Capital Markets & Advisory area)_ are given a high level of responsibility on matters of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …out to the required quality standards and/or to ensure adherence to external regulatory codes and internal codes of conduct. * Answer the telephone and assist ... directing more complex matters to colleagues, as necessary. * Account Management : Assist with account opening/closing, monitor accounts for compliance, and resolve… more
- MUFG (Jersey City, NJ)
- …for managing complex, critical professional disciplinary areas such as Policy Management , Cybersecurity Controls and Reporting, and Cyber Risk Quantification in both ... environments with an emphasis on the role also emphasizes comprehensive risk management , including the identification, assessment, and management of inherent,… more
- BMO Financial Group (Los Angeles, CA)
- Provides a superior level of customer service and portfolio management in lending services for all existing and potential clients and in support of a team of ... Ensures new business meets policy and procedures requirements for profitability and risk management . + Provides advice and support where needed with a focus on… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge and understanding of the organization's policies and procedures and of relevant regulatory codes and codes of conduct to ensure own work adheres to those ... improve scheduling efficiency and reduce labor costs. + Support remote workforce management by tracking engagement and performance metrics. + Ensure compliance with… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Develop working knowledge of the organization's policies and procedures and of regulatory codes and codes of conduct relevant to own work, adhering to mandatory ... Works at an intermediate level to understand and operate effectively all client management systems. Typically works with guidance. + Works at an intermediate level… more
- TD Bank (New York, NY)
- …with Compliance Advisory team by working closely with them on regulatory requests and alert escalations + Co-ordinate requests to and from, business (Compliance) ... reporting of Compliance function initiatives and programs + Prepare summaries, communications , reports and presentations for management , regulators, and other… more
- Indy Gov (Indianapolis, IN)
- …reflected in the IT Service Management (ITSM) tool. + Represent unified communications and wiring changes in Change Advisory Board (CAB) meetings and ensure ... Unified Communications Manager Print (https://www.governmentjobs.com/careers/indianapolis/jobs/newprint/5147812) Apply Unified Communications Manager Salary… more
- SMBC (Los Angeles, CA)
- …and findings and circulates information in periodic status reports. + Maintaining regulatory communications , transmittal letters, management responses, and ... strategies. The Regulatory Relations team is the primary contact for regulatory interactions and exam management for US regulators. The Regulatory… more
- Otsuka America Pharmaceutical Inc. (Princeton, NJ)
- **Job Summary** The Senior Director, CNS Communications , is the senior strategic communications lead for all external and internal communications for the CNS ... inform and leverage the work of other CA colleagues in Corporate Communications , Government Affairs, Public Policy, and Alliance Development. This leader will serve… more
- Sensata Technologies, Inc. (Attleboro, MA)
- …executive messaging, organizational announcements, employee engagement campaigns, and change management communications . + Oversee external communications ... The Senior Director, Corporate Communications is responsible for shaping and executing the...including media relations, public relations, thought leadership, and reputation management . + Partner with Investor Relations and Legal to… more
- IQVIA (Wayne, PA)
- …sources for inclusion as a resource for content development. + Reviews clinical regulatory documents and communications . + Understands trends in the scientific ... **(Senior) Scientific Advisor, Medical Communications ** _This is a remote position and candidates must be US-based. Travel required 10-15%._ The (Senior) Scientific… more
- Lilly (Indianapolis, IN)
- …environment, product specific regulator advice, and other public information (ie Advisory Committees) to develop robust, innovative regulatory strategies and ... the regulatory strategy and complex issues. + Accountable for communications to the regulator, development teams, GRA, other development functions, Research, and… more