• Regulatory Compliance

    EPAM Systems (Houston, TX)
    We are looking for a consultant to join our growing ** Regulatory Compliance Advisory (RCA)** practice. Our RCA practice has been experiencing huge growth and ... and technology, * Providing guidance on the best practices to optimize their regulatory function, bridging the gap between compliance and technology, * Helping… more
    EPAM Systems (10/17/24)
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  • Compliance Advisor Manager

    Capital One (Richmond, VA)
    …+ **2+ years of Compliance Advisory Experience** + **Certified Regulatory Compliance Manager (** **CRCM) Certification, Association of Certified ... to deliver AML requirements and monitor compliance with regulatory standards. The Advisory Manager will implement initiatives that continuously improve… more
    Capital One (09/11/24)
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  • Advisory Financial Services Risk, Data…

    Deloitte (Jersey City, NJ)
    Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry ... III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk, BCBS 368 - Interest...for liquidity risks, including enhancements related to the changing regulatory environment and compliance with regulatory more
    Deloitte (09/15/24)
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  • Advisory Financial Services…

    Deloitte (Charlotte, NC)
    …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct ... Financial Services Compliance Senior Manager Our practitioners have...the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk or case… more
    Deloitte (10/30/24)
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  • Global AML Trade Finance Advisory

    MUFG (Irving, TX)
    Advisory reports into the Global Head of AML Advisory . The Trade Finance AML Advisory Manager will report to the Head of Trade Finance AML Advisory . ... by the Federal Reserve bank, FDIC, OCC and state banking regulators, compliance risk management and regulatory oversight. + Collaborative with strong… more
    MUFG (09/13/24)
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  • Investment Advisory - Compliance

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …uses knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers Act, state ... * Provides compliance support in the development and enhancement of compliance oversight programs for investment advisory activities, products and various… more
    Raymond James Financial, Inc. (10/04/24)
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  • Manager , Supervision- Investment…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …methods. * Concepts, practices and procedures of securities industry and/or investment advisory compliance , including suitability, fiduciary standard, and other ... guidelines as well as firm policies and procedures governing advisory accounts. The Manager for this team...work is of good quality. * Works collaboratively with Compliance , Supervision, Legal, and the business units to address… more
    Raymond James Financial, Inc. (08/17/24)
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  • Senior Compliance Officer - Public Side…

    SMBC (New York, NY)
    …a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is ... **Qualifications and Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer. + Strong… more
    SMBC (08/28/24)
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  • Audit Advisory Services Manager

    Fiserv (Milwaukee, WI)
    …control evaluations and measurement of control effectiveness in accordance with regulatory compliance requirements such as corporate governance, consumer ... and controls, Accounting and Finance Principles, Internal Controls, Risk Management or Regulatory Compliance regulations, standards, or frameworks such as FASB,… more
    Fiserv (09/25/24)
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  • Financial Advisory Senior Branch…

    Wells Fargo (San Diego County, CA)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Financial Advisory Senior Branch Manager - Non-Producing in...grow the branch + Identify and recommend opportunities for compliance , regulatory , and administrative issues relating to… more
    Wells Fargo (10/30/24)
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  • Director - Research Advisory

    TD Bank (New York, NY)
    …details for this role. **Job Description:** **Preferred Qualifications:** Candidate must have compliance advisory experience in Research business lines and will ... + Support the Firms build out and ongoing support of the Firms Regulatory Compliance Management Framework including Rules mapping, control mapping and ongoing… more
    TD Bank (10/31/24)
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  • Vice President - US Markets Investment Banking…

    TD Bank (New York, NY)
    …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... personnel and relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a regulator or law… more
    TD Bank (10/01/24)
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  • Manager , Accounting Advisory

    KPMG (Chicago, IL)
    **Business Title:** Manager , Accounting Advisory Services **Requisition Number:** 118706 - 32 **Function:** Advisory **Area of Interest:** **State:** IL ... find new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Manager in Accounting Advisory more
    KPMG (10/04/24)
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  • Dallas Technology Audit and Advisory

    Robert Half (Dallas, TX)
    …Where We Need You: The Healthcare Practice is seeking a Healthcare Technology Audit & Advisory Manager to join our growing team. What You Can Expect: Managers ... JOB REQUISITION Dallas Technology Audit and Advisory (Healthcare) Manager LOCATION DALLAS ADDITIONAL...outliers, key trends, etc. + U nderstand and apply regulatory knowledge and industry-relevant compliance requirements .… more
    Robert Half (09/17/24)
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  • Manager , Sanctions Advisory

    TD Bank (Washington, DC)
    regulatory changes, and escalations. The ideal candidate will have sanctions regulatory and compliance knowledge and experience as well as a functional ... team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a...proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues + Acts as… more
    TD Bank (10/30/24)
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  • Advisory Risk Data Management - Technical…

    Deloitte (Chicago, IL)
    Advisory Risk Data Management Technical Manager - Banking As a Manager in Deloitte Risk & Financial Advisory 's Analytics practice, you will have the ... our clients with leveraging data as a strategic asset for their risk, regulatory and compliance programs. Leveraging traditional and advanced solutions, these… more
    Deloitte (09/06/24)
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  • Senior Manager - Global Trade…

    Deloitte (Columbus, OH)
    …is you, come travel the world in our world! What you'll do As a Senior Manager on our Global Trade Advisory team, you will participate in engagements requiring ... US and foreign multinational companies on global import and export strategies, compliance , and technology enablement. The Global Trade Advisory practice is… more
    Deloitte (11/01/24)
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  • Wealth Solutions Advisory Manager

    Citigroup (Jacksonville, FL)
    The Wealth Solutions Advisory Manager provides full leadership and supervisory responsibility. Provides operational/service leadership and direction to team(s). ... Client Segment, financial planning results, and adherence to all regulatory rules and guideless for compliance and...direction of daily tasks and responsibilities. The Wealth Solutions Advisory Manager will be responsible for insuring… more
    Citigroup (10/11/24)
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  • Manager - Operational Risk Challenge…

    Capital One (Richmond, VA)
    West Creek 3 (12073), United States of America, Richmond, Virginia Manager - Operational Risk Challenge & Advisory , Cyber Risk & Analysis Risk Advisors at ... supporting Enterprise Services on the Operational Risk, Challenge and Advisory team - will play a key role in...any audience, including internal and external stakeholders + Navigate regulatory and compliance requirements as an approachable… more
    Capital One (08/05/24)
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  • New York Technology Audit & Advisory

    Robert Half (New York, NY)
    JOB REQUISITION New York Technology Audit & Advisory (Financial Services) Senior Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong ... You: Protiviti is looking for a Technology Audit & Advisory Senior Manager to join our growing...effective and efficient in a way that is risk-sensitive, regulatory compliant, well controlled, and enabled by leading technologies.… more
    Robert Half (10/08/24)
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