- SMBC (New York, NY)
- **Role Description** Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance ... assessment record. **Qualifications and Skills** + +2 years of experience in regulatory compliance + Analytical thinking, attention to details, effective… more
- Citigroup (Florence, KY)
- …, reputational, and operational risks. The Financial Crimes Policy Adherence AML Transaction Monitoring/Currency Transaction Reporting Lead Analyst is a ... Financial Crimes Program in partnership with multiple functions such as Compliance , Operations, Technology, Risk, Audit, and multiple stakeholders at all levels… more
- Hawaiian Electric (Honolulu, HI)
- Senior Regulatory Analyst (Non Rates) - Oahu, Maui or Hawai'i Island Date:Nov 1, 2024 Location: Honolulu, Hawaii (HI), US, 96813 Company: hawaiianel We recognize ... relationships with the PUC and Consumer Advocate ("CA"), ensuring compliance with all regulatory filing requirements. +...Island Hiring Range: The hiring range for the Senior Regulatory Analyst [Req ID 9287] position is… more
- Hawaiian Electric (Honolulu, HI)
- Senior Regulatory Analyst (Rates) - Oahu, Maui or Hawai'i Island Date:Nov 1, 2024 Location: Honolulu, Hawaii (HI), US, 96813 Company: hawaiianel We recognize our ... the PUC and Consumer Advocate ("CA") and ensuring adequate compliance with regulatory filing requirements. + Assists...Island Hiring Range: The hiring range for the Senior Regulatory Analyst (Rates) [Req ID 9288] position… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Analyst - Regulatory Management and Remediation Office. This will involve: ... for this role. **Job Description:** The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- Citigroup (Getzville, NY)
- …Sheet Reporting, and CFTC Part 20 Swaps Large Trader Reporting where recent regulatory scrutiny has revealed a need to enhance the firm's processes and technologies ... operating model + Review exception reports for the different Regulatory reports managed by the team + Prepare and...(eg, SEC, FINRA) is a plus. + Experience in trade/ transaction reporting (eg, Blue Sheets, Large Option Position Reporting,… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 09 **The Team:** Transaction Management is a dynamic and highly collaborative team responsible for enabling ... The role additionally plays a critical part in ensuring we meet audit and regulatory requirements. **What's in it for you?** High transparency working in both cross… more
- PPL Corporation (Louisville, KY)
- … Analyst II** : + Ensures all accounting and reporting is in compliance with GAAP and regulatory requirements and ensures accurate and timely adoption ... position is hybrid to our Louisville, KY location.** **Accounting Analyst I** : This is an entry level position...: + Ensures all accounting and reporting is in compliance with GAAP and regulatory requirements and… more
- New York State Civil Service (Albany, NY)
- …No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category ... or practices.* Reviewing financial institution programs, policies, and procedures for compliance with legal and regulatory requirements.* Evaluating financial… more
- Guidehouse (Lewisville, TX)
- …Required** **:** Up to 10% **Clearance Required** **:** None **Financial Crimes Compliance Analyst ** _Opportunities available for Analysts and Senior Analysts_ ... of service delivery for projects in which Guidehouse conducts financial crime and regulatory compliance related reviews and investigations on behalf of our… more
- NextEra Energy (Juno Beach, FL)
- **FERC Compliance Analyst ** **Date:** Oct 31, 2024 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 82420 is one of the ... with the coordination of all of NEER's SOX, CFTC, FERC (or other regulatory agencies as required) compliance activities, both internally and externally, as… more
- Hawaiian Electric (Honolulu, HI)
- Senior Financial Reporting Compliance Analyst Date:Nov 20, 2024 Location: Honolulu, Hawaii (HI), US, 96740 Company: hawaiianel We recognize our competitive ... 1 Location:Honolulu - Oahu Hiring Range: The hiring range for the Senior Financial Reporting Compliance Analyst [Req ID 9369 ] position is $ 76,500.00 to $… more
- MUFG (Irving, TX)
- …remotely one day. A member of our recruitment team will provide more details. This Analyst role is in the Global Financial Crimes Division of MUFG Bank, Ltd. This ... of data. + Perform systems testing to ensure the completeness and accuracy of transaction data flow from source systems to transaction monitoring and sanctions… more
- MUFG (Tampa, FL)
- …A member of our recruitment team will provide more details. Trade Services Operations Compliance Analyst position is located in Tampa, Florida. This unique First ... regulatory programs such as Sanctions/OFAC, JMOF, and other compliance rules as they apply to the movement of...required. + Knowledge and experience in international trade and transaction workflows and sanctions laws and regulations, a plus.… more
- MUFG (Irving, TX)
- …this new position has been created for the purpose of establishing AML Transaction Monitoring capabilities for MUFG. One of several key positions in the new ... support for developing, tuning, optimizing and modifying segmentation to improve transaction monitoring and screening systems, and (3) helping to coordinate the… more
- Banco Popular Puerto Rico (San Juan, PR)
- …25, 2024 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Compliance Analyst General Description Performs ongoing monitoring analysis of ... transactions to assure compliance with Bank Secrecy Bank (BSA), USA Patriot Act,...Bank (BSA), USA Patriot Act, Anti-Money Laundering (AML), Currency Transaction Reporting (CTR), Suspicious Activity Reporting (SAR), OFAC, among… more
- Citigroup (Jacksonville, FL)
- …position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance ... Your Client) program at Citi. **Responsibilities:** + Project Management and Business Analyst responsibilities for Currency Transaction Reporting (CTR), AML … more
- MUFG (San Francisco, CA)
- …to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements, including timely completion of all assigned ... recruitment team will provide more details. **Job Summary:** We're seeking a Credit Risk Analyst who will be part of our growing Portfolio Management Group. You will… more
- MUFG (Boston, MA)
- …regard to exposure on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Skills & Experience:** + Ideally a ... in the growth and middle-market innovation ecosystem. **Job Summary:** As an Analyst , you'll be supporting the team's transaction , origination, and credit… more
- TD Bank (Burlington, VT)
- …you more specific details for this role. **Job Description:** The Principal Review Analyst II is a FINRA and SEC regulatory supervisory principal position ... satisfy regulatory requirements Addresses items within the FIS Supervision Compliance Manager (FIS SCM) automated surveillance system to ensure proper review of… more