- USAA (Phoenix, AZ)
- …and analyzes additional ad-hoc reports as needed by Management and or Regulatory Agencies. Contributes on policies, standards, risk management and controls ... are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures.What you have: Bachelor's… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance examination procedures + Compliance , Operational Risk and/or Regulatory Compliance or related consulting experience + Exceptional client… more
- TD Bank (Mount Laurel, NJ)
- …support for FCRM Regulatory Compliance Management (RCM) activities The ** Senior Financial Crime Risk Specialist, Regulatory Request Data Manager,** ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** AML Exam and Regulatory Relations (US)… more
- Deloitte (Stamford, CT)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Citigroup (New York, NY)
- …capital, liquidity, interest rate risk and treasury investments, and ensures compliance with all risk -related regulatory requirements. In addition, the ... environment + Significant interaction with a wide range of senior bank and risk management colleagues, as...+ Bachelor's/University degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Regulatory Risk… more
- M&T Bank (Buffalo, NY)
- … reporting, risk identification, risk policies and governance and regulatory compliance . + Maintain and develop in others knowledge on standard concepts, ... **Overview:** The Senior Risk Analyst will support, and...oversight activities. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- CIBC (Chicago, IL)
- …+ Serves as the Credit Risk Management representative in the Regulatory Compliance Management project and the Emerging Risk (s) initiative ... the design and effectiveness of controls in place around regulatory compliance related to Credit Risk...+ Work in a matrix environment with Executives and Senior Management in the US and Canada + Partner… more
- Scotiabank (New York, NY)
- …developments. + Analyze along with the Regulatory Controls Management team the compliance risk assessments and address inquiries relating to US Regulatory ... Senior Analyst, Regulatory Obligations & Controls, US Compliance ...and back office functions in developing and maintaining appropriate regulatory risk -related controls. This role will entail… more
- M&T Bank (Wilmington, DE)
- …on new and evolving business products and services from a fiduciary and regulatory compliance risk perspective + Perform testing oversight, including ... the enterprise for their assigned area of responsibility. The Senior Compliance Advisor will help develop, implement,...by executing program activities that prevent, detect and mitigate regulatory and compliance risk across… more
- Citigroup (Tampa, FL)
- Serves as a Privacy and Responsible Data compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- UPMC (Pittsburgh, PA)
- **UPMC Health Plan's Commercial Compliance team is looking for a Senior Administrator, Regulatory Compliance to join the team!** Under the direction of ... the Director of Compliance , the Senior Administrator, Regulatory Compliance ,...required corporate policies and procedures. + Performs gap analysis, risk assessment as needed for compliance purposes… more
- Intuit (San Diego, CA)
- …and products. + Lead and execute compliance testing projects for various regulatory areas: + Develops risk and control processes, understands requirements to ... you will be responsible for ensuring Intuit meets important regulatory compliance requirements by completing testing and...summaries for executive level and external parties + Drives compliance through influence, use of data and risk… more
- Google (New York, NY)
- … Compliance assurance experience in tech-driven organizations. Experience performing risk assessments and identifying associated controls across all areas of the ... leading and transforming a global organization. + Knowledge of regulations, compliance testing methodologies, and risk management principles. + Excellent… more
- Robert Half (Woodbridge, NJ)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Senior Consultant LOCATION WOODBRIDGE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong ... Where We Need You Protiviti is looking for a Risk and Compliance Senior Consultant...or a related field). + 2+ years working in regulatory compliance either in professional services or… more
- General Motors (Milford, MI)
- …Advisories informing design teams + Provide technical expertise and support resolutions for regulatory compliance issues + Provide risk assessments to design ... have increased. We have an exciting opportunity for a ** Senior Wireless RF Regulatory Engineer** to join...+ Work with suppliers, and DREs to drive RF regulatory compliance with FCC and global regulations… more
- Nelnet (Columbus, OH)
- …our mission to create opportunities for people where they live, learn and work. The Senior Regulatory and Compliance Counsel enhances the compliance and ... of business. In addition, Counsel collaborates with the entire Compliance & Risk Team, Leadership in Nelnet...9. Participate in product reviews to ensure legal and regulatory compliance . 10. Interpret existing and proposed… more
- Charles Schwab (Westlake, TX)
- …a dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk -based compliance testing within our Broker-Dealer and ... to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is expected...Familiarity with the execution of Second Line of Defense compliance testing including compliance risk … more
- Highmark Health (Buffalo, NY)
- …or our Buffalo, NY location. This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a broad range ... SOC, MAR, CMS, JCAHO, etc. The incumbent will partner with the organizational risk and business partners, the technology organization, and global delivery teams to… more
- NextEra Energy (Jupiter, FL)
- ** Senior Compliance and Risk Analyst** **Date:** Jun 9, 2024 **Location(s):** Jupiter, FL, US, 33478 **Company:** NextEra Energy **Requisition ID:** 79355 is ... Our Operation Services Department is looking for a Sr. Compliance & Risk Analyst to join their...Assesses and reviews security and controls to ensure sustainable regulatory compliance + Develops processes and monitoring… more
