- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory ... and examination requests. USA Job Function Description: The VP, Regulatory Examination Management Compliance Officer follows industry regulatory… more
- Santander US (New York, NY)
- …ED New York, United States of America USA Job Function Description: The ED, Regulatory Examination Management Compliance Manager follows industry ... will be responsible for managing the program and other Regulatory Examination Management Compliance employee(s). Essential Functions/Responsibility… more
- CIBC (New York, NY)
- …risk management experience. + Comprehensive knowledge of federally recognized examination procedures to evaluate compliance with related laws and regulations ... & Wealth franchises. Reporting to the Head of US Compliance Examination Program, the Compliance ...the design and effectiveness of business controls in meeting regulatory compliance . Key areas of coverage for… more
- CIBC (New York, NY)
- …coordination of RCM activities, and ensuring alignment with industry standards and the Bank's Regulatory Compliance Management Policy. At CIBC we enable the ... findings and examination reports issued by the Compliance Examination team, and supporting SDC to...within CGRA. **Who You Are:** + Extensive experience of regulatory compliance management activities such… more
- Citigroup (New York, NY)
- …Technology organization globally, to act as the coordination point assisting with regulatory examination management and ongoing supervisory activities. The ... Management + Assist in driving the Technology regulatory examination process as a lead or... management in order to meet Citi's legal, regulatory and compliance requirements + Oversee … more
- TD Bank (New York, NY)
- …and remediation related to those findings. + Prepare substantive written responses to regulatory requests and examination reports, and work with the relevant ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $115,000 - $190,000 USD TD is...to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process… more
- Citigroup (New York, NY)
- …accountability for the business and key stakeholders from the regulatory examination planning period through formal management response to regulatory ... examination findings/issues, decisions, roadblocks, or delivery concerns to management . + Understand regulatory frameworks and key...+ 10+ years of business experience in audit, control, compliance or regulatory management in… more
- M&T Bank (Wilmington, DE)
- …requirements, including certifications. **Primary Responsibilities:** + Coordinate correspondence with regulatory agencies, examination management and ... associated products and services (and related internal personnel network). Direct regulatory compliance experience. Project management and advanced… more
- M&T Bank (Buffalo, NY)
- …associated products and services (and related internal personnel network). Direct regulatory compliance experience. Project management and advanced ... are aware of these practices before and during their supervisory exams and regulatory compliance activities. + Demonstrate an understanding of applicable … more
- Huntington National Bank (Columbus, OH)
- …The primary responsibility will be to prepare, complete, review and submit required regulatory filings in compliance with the standards and guidance from the ... reporting data and generate additional operational efficiencies while maintaining strong compliance with regulatory requirements. + Ensures the maintenance of… more
- Bank of America (Charlotte, NC)
- …+ Continuous Improvement + Interpret Relevant Laws, Rules, and Regulations + Project Management + Regulatory Compliance + Stakeholder Management ... controls functions and External Auditors - Assists with local regulators and other regulatory examination inquires - Supports regulatory change projects in… more
- City National Bank (New York, NY)
- …within T&I Strategic Planning & Governance Office. Reporting to the head of T&I Regulatory Remediation, Affairs, and Examination Oversight the head of T&I ... *SENIOR MANAGER IT PMO GOVERNANCE- REGULATORY REMEDIATION* WHAT IS THE OPPORTUNITY? The Senior...* Oversee monthly reporting across the portfolio * Ensure compliance with program & project reporting requirements, including to… more
- Energy Northwest (Richland, WA)
- …leadership to assigned personnel. Implements strategies for maximizing efficiency, meeting regulatory compliance and decreasing costs to meet department ... or other industrial facility, three of which were in direct support of regulatory licensing and compliance programs at an operating energy facility.… more
- Vistra (Shippingport, PA)
- …available and apply online. **Job Summary** The Senior Nuclear Operations Regulatory Exam Writer/Instructor develops and administers Regulatory Exams in ... accordance with NUREG 1021, "Operator Licensing Examination Standards for Power Reactors". Provides accredited training to Operations personnel to ensure the safe,… more
- MyFlorida (Tallahassee, FL)
- REGULATORY SPECIALIST I - 42004497 Date: Feb 3, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 842544 Agency: Agriculture and Consumer Services Working Title: REGULATORY SPECIALIST I - 42004497 Pay Plan: Career Service Position Number:… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …in group and/or individual projects performing reviews of various processes, identifying regulatory compliance risk, and testing controls to ensure they ... Compliance Officer II (COII) you will conduct compliance testing for the Wealth and Asset Management...the Currency (OCC) and Consumer Financial Protection Bureau (CFPB) Examination standards and general regulatory issuances. *… more
- Citigroup (Tampa, FL)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... **Qualifications:** + Prior regulatory engagement, internal audit and project management skills are preferred. + Knowledge of Compliance rules, regulations,… more
- New York State Civil Service (Albany, NY)
- …governance, compliance , and internal audit controls; BSA/AML program; operational, regulatory and legal risks and controls; risk management program; ... etc; and presents recommendations for supervisory actions* Meets with Licensees' management to get periodic business updates, discuss examination scope,… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …strategic priorities, market share data, lending trends, external influences, current regulatory focuses, previous examination findings, and input from Audit ... the environment. + Recommends solutions based upon subject matter expertise to Regulatory Monitoring and Change management Program ownership. + Recommend… more
- Fifth Third Bank, NA (Charlotte, NC)
- …based upon subject matter expertise to Regulatory Monitoring and Change management Program ownership. + Recommend protocols for compliance testing. + ... strategic priorities, market share data, lending trends, external influences, current regulatory focuses, previous examination findings, and input from Audit… more